Filed: 11/14/2023ACC: 0001568541-23-000005
📋 What this filing means
AOZORA BANK, LTD. filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $287.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$287.8K
Total AUM (reported)
6.39M
Total Shares
Allocation by class
PFD AND INCM SEC$134.5K46.7%
INT-TERM CORP$82.8K28.8%
JPMORGAN USD EMG$64.4K22.4%
IBOXX INV CP ETF$6.1K2.1%
Portfolio Concentration
Top 3$281.7K97.9%
4–10$6.1K2.1%
Top 3 weight
97.9%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 6.39M
Sole
Full voting authority
6.39M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
ISHARES TR
SOLEShares4.46M
TypeSH
Market value$134.5K
46.73%
Sole
4.46M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares1.09M
TypeSH
Market value$82.8K
28.78%
Sole
1.09M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares780K
TypeSH
Market value$64.4K
22.37%
Sole
780K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares60K
TypeSH
Market value$6.1K
2.13%
Sole
60K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | PFD AND INCM SEC | 4.46M | SH | $134.5K 46.73% | 4.46M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 1.09M | SH | $82.8K 28.78% | 1.09M | 0.00 | 0.00 |
ISHARES TRSOLE | JPMORGAN USD EMG | 780K | SH | $64.4K 22.37% | 780K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 60K | SH | $6.1K 2.13% | 60K | 0.00 | 0.00 |