ANTON WILLIAM CONRAD enters LOWELL FARMS INC. with 60K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

ANTON WILLIAM CONRAD

Filed: 5/12/2021ACC: 0001654954-21-005509

InsiderANTON WILLIAM CONRADCIK 1861771

→

IssuerLOWELL FARMS INC.CIK 1838128

Director

Since May 2021

60K

Baseline shares

100% direct

60K

Direct ownership

1 position

3.38M

Derivative underlying

7 instruments

Security positions

All direct

Non-Derivative Holdings1

Subordinate Voting Shares

Direct

Shares owned60K

Total

60K direct60K

Security Title	Shares Owned	Ownership Type
Subordinate Voting Shares	60K	Direct
Total	60K	60K direct

Derivative Holdings7

Restricted Stock Units

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

75K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants (right to buy)

Indirect

Underlying security

Subordinate Voting Shares

Underlying shares

1.03M

Shares owned

N/A

Exercise price

0.28

Expiration

—

Exercise window

—

Class B Common Shares of Indus Holding Company

Indirect

Underlying security

Subordinate Voting Shares

Underlying shares

532.92K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Class B Common Shares of Indus Holding Company

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

460K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Convertible Debenture of Indus Holding Company

Indirect

Underlying security

Subordinate Voting Shares

Underlying shares

1.03M

Shares owned

N/A

Exercise price

0.20

Expiration

—

Exercise window

—

Warrants (right to buy Class B Common Shares)

Indirect

Underlying security

Subordinate Voting Shares

Underlying shares

245.72K

Shares owned

N/A

Exercise price

2.0348

Expiration

—

Exercise window

—

Stock options (right to buy)

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

10K

Shares owned

N/A

Exercise price

2.0348

Expiration

—

Exercise window

—

Total

Underlying

3.38M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Subordinate Voting Shares		—	—	75K	N/A
Warrants (right to buy) Indirect	Subordinate Voting Shares	0.28	—	—	1.03M	N/A
Class B Common Shares of Indus Holding Company Indirect	Subordinate Voting Shares		—	—	532.92K	N/A
Class B Common Shares of Indus Holding Company Direct	Subordinate Voting Shares		—	—	460K	N/A
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares	0.20	—	—	1.03M	N/A
Warrants (right to buy Class B Common Shares) Indirect	Subordinate Voting Shares	2.0348	—	—	245.72K	N/A
Stock options (right to buy) Direct	Subordinate Voting Shares	2.0348	—	—	10K	N/A
Total					3.38M	0.00