ANSON FUNDS MANAGEMENT LP

Filed: 11/14/2023ACC: 0000950123-23-010263

📋 What this filing means

ANSON FUNDS MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 136 equity positions with a total reported market value of $496.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

136

Positions

$496.18M

Total AUM (reported)

79.07M

Total Shares

Allocation by class

EQUITY$196.40M39.6%

OPTION$152.56M30.7%

ADR$59.72M12.0%

WARRANT$43.43M8.8%

EXCHANGE TRADED FUND$26.90M5.4%

BOND CONVERTIBLE$16.61M3.3%

PREFERRED CONVERTIBLE$547.7K0.1%

Portfolio Concentration

Top 3$116.47M23.5%

4–10$127.49M25.7%

11–25$96.90M19.5%

Rest$155.32M31.3%

Top 3 weight

23.5%

Top 10 weight

49.2%

Voting Authority Distribution

Total shares with voting rights: 79.07M

Sole

Full voting authority

79.07M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other136

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings136

Rows:

Tempur Sealy International Inc

DFND

Equity

Shares1.05M

TypeSH

Market value$45.63M

9.20%

Sole

1.05M

Shared

0.00

None

0.00

Nano Dimension Ltd

DFND

ADR

Shares15.57M

TypeSH

Market value$42.36M

8.54%

Sole

15.57M

Shared

0.00

None

0.00

Blockchain Coinvestors Acquisition Corp I

DFND

Warrant

Shares2.64M

TypeSH

Market value$28.48M

5.74%

Sole

2.64M

Shared

0.00

None

0.00

AdvisorShares Pure US Cannabis ETF

DFND

Exchange Traded Fund

Shares2.81M

TypeSH

Market value$22.29M

4.49%

Sole

2.81M

Shared

0.00

None

0.00

AdvisorShares Pure US Cannabis ETF

DFND

Option

Shares2.62M

TypeSH

Market value$20.79M

4.19%

Sole

2.62M

Shared

0.00

None

0.00

iShares 20 Year Treasury Bond ETF

DFND

Option

Shares228.50K

TypeSH

Market value$20.27M

4.08%

Sole

228.50K

Shared

0.00

None

0.00

iShares U.S. Real Estate ETF

DFND

Option

Shares243.40K

TypeSH

Market value$19.02M

3.83%

Sole

243.40K

Shared

0.00

None

0.00

SPDR S&P 500 ETF Trust

DFND

Option

Shares40K

TypeSH

Market value$17.10M

3.45%

Sole

40K

Shared

0.00

None

0.00

iShares iBoxx High Yield Corporate Bond ETF

DFND

Option

Shares200K

TypeSH

Market value$14.74M

2.97%

Sole

200K

Shared

0.00

None

0.00

Block Inc

DFND

Option

Shares300K

TypeSH

Market value$13.28M

2.68%

Sole

300K

Shared

0.00

None

0.00

ONCOLYTICS BIOTECH INC

DFND

Equity

Shares5.30M

TypeSH

Market value$11.56M

2.33%

Sole

5.30M

Shared

0.00

None

0.00

Activision Blizzard Inc

DFND

Equity

Shares105K

TypeSH

Market value$9.83M

1.98%

Sole

105K

Shared

0.00

None

0.00

Vivid Seats Inc

DFND

Equity

Shares1.24M

TypeSH

Market value$7.98M

1.61%

Sole

1.24M

Shared

0.00

None

0.00

iShares China Large-Cap ETF

DFND

Option

Shares300K

TypeSH

Market value$7.96M

1.60%

Sole

300K

Shared

0.00

None

0.00

Invesco QQQ Trust Series 1

DFND

Option

Shares20K

TypeSH

Market value$7.17M

1.44%

Sole

20K

Shared

0.00

None

0.00

iShares MSCI Canada ETF

DFND

Option

Shares190K

TypeSH

Market value$6.36M

1.28%

Sole

190K

Shared

0.00

None

0.00

Vnet Group Inc

DFND

ADR

Shares2.02M

TypeSH

Market value$6.32M

1.27%

Sole

2.02M

Shared

0.00

None

0.00

MEI PHARMA INC

DFND

Equity

Shares864.19K

TypeSH

Market value$6.06M

1.22%

Sole

864.19K

Shared

0.00

None

0.00

Tricon Residential Inc

DFND

Equity

Shares766.37K

TypeSH

Market value$5.67M

1.14%

Sole

766.37K

Shared

0.00

None

0.00

Teck Resources Ltd

DFND

Equity

Shares125K

TypeSH

Market value$5.38M

1.08%

Sole

125K

Shared

0.00

None

0.00

Spero Therapeutics Inc

DFND

Equity

Shares4.16M

TypeSH

Market value$5.03M

1.01%

Sole

4.16M

Shared

0.00

None

0.00

Splunk Inc

DFND

Bond Convertible

Shares5M

TypeSH

Market value$4.72M

0.95%

Sole

Shared

0.00

None

0.00

Thunder Bridge Capital Partners IV Inc

DFND

Warrant

Shares460.07K

TypeSH

Market value$4.72M

0.95%

Sole

460.07K

Shared

0.00

None

0.00

First Industrial Realty Trust Inc

DFND

Equity

Shares85.99K

TypeSH

Market value$4.09M

0.82%

Sole

85.99K

Shared

0.00

None

0.00

Trip.com Group Ltd

DFND

ADR

Shares116.28K

TypeSH

Market value$4.07M

0.82%

Sole

116.28K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Tempur Sealy International IncDFND	Equity	1.05M	SH	$45.63M 9.20%	1.05M
Nano Dimension LtdDFND	ADR	15.57M	SH	$42.36M 8.54%	15.57M
Blockchain Coinvestors Acquisition Corp IDFND	Warrant	2.64M	SH	$28.48M 5.74%	2.64M
AdvisorShares Pure US Cannabis ETFDFND	Exchange Traded Fund	2.81M	SH	$22.29M 4.49%	2.81M
AdvisorShares Pure US Cannabis ETFDFND	Option	2.62M	SH	$20.79M 4.19%	2.62M
iShares 20 Year Treasury Bond ETFDFND	Option	228.50K	SH	$20.27M 4.08%	228.50K
iShares U.S. Real Estate ETFDFND	Option	243.40K	SH	$19.02M 3.83%	243.40K
SPDR S&P 500 ETF TrustDFND	Option	40K	SH	$17.10M 3.45%	40K
iShares iBoxx High Yield Corporate Bond ETFDFND	Option	200K	SH	$14.74M 2.97%	200K
Block IncDFND	Option	300K	SH	$13.28M 2.68%	300K
ONCOLYTICS BIOTECH INCDFND	Equity	5.30M	SH	$11.56M 2.33%	5.30M
Activision Blizzard IncDFND	Equity	105K	SH	$9.83M 1.98%	105K
Vivid Seats IncDFND	Equity	1.24M	SH	$7.98M 1.61%	1.24M
iShares China Large-Cap ETFDFND	Option	300K	SH	$7.96M 1.60%	300K
Invesco QQQ Trust Series 1DFND	Option	20K	SH	$7.17M 1.44%	20K
iShares MSCI Canada ETFDFND	Option	190K	SH	$6.36M 1.28%	190K
Vnet Group IncDFND	ADR	2.02M	SH	$6.32M 1.27%	2.02M
MEI PHARMA INCDFND	Equity	864.19K	SH	$6.06M 1.22%	864.19K
Tricon Residential IncDFND	Equity	766.37K	SH	$5.67M 1.14%	766.37K
Teck Resources LtdDFND	Equity	125K	SH	$5.38M 1.08%	125K
Spero Therapeutics IncDFND	Equity	4.16M	SH	$5.03M 1.01%	4.16M
Splunk IncDFND	Bond Convertible	5M	SH	$4.72M 0.95%	5M
Thunder Bridge Capital Partners IV IncDFND	Warrant	460.07K	SH	$4.72M 0.95%	460.07K
First Industrial Realty Trust IncDFND	Equity	85.99K	SH	$4.09M 0.82%	85.99K
Trip.com Group LtdDFND	ADR	116.28K	SH	$4.07M 0.82%	116.28K

Page 1 of 6

…