ANSON FUNDS MANAGEMENT LP

Filed: 8/14/2023ACC: 0000950123-23-008259

📋 What this filing means

ANSON FUNDS MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $602.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

149

Positions

$602.39M

Total AUM (reported)

110.34M

Total Shares

Allocation by class

EQUITY$212.34M35.2%

OPTION$138.55M23.0%

WARRANT$135.95M22.6%

ADR$78.26M13.0%

BOND CONVERTIBLE$25.16M4.2%

EXCHANGE TRADED FUND$11.43M1.9%

PREFERRED CONVERTIBLE$699.3K0.1%

Portfolio Concentration

Top 3$154.59M25.7%

4–10$156.01M25.9%

11–25$125.27M20.8%

Rest$166.52M27.6%

Top 3 weight

25.7%

Top 10 weight

51.6%

Voting Authority Distribution

Total shares with voting rights: 110.34M

Sole

Full voting authority

110.34M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other149

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings149

Rows:

Jaws Mustang Acquisition Corp

DFND

Warrant

Shares1.18M

TypeSH

Market value$65.17M

10.82%

Sole

1.18M

Shared

0.00

None

0.00

Nano Dimension Ltd

DFND

ADR

Shares16.34M

TypeSH

Market value$47.23M

7.84%

Sole

16.34M

Shared

0.00

None

0.00

Tempur Sealy International Inc

DFND

Equity

Shares1.05M

TypeSH

Market value$42.19M

7.00%

Sole

1.05M

Shared

0.00

None

0.00

Blockchain Coinvestors Acquisition Corp I

DFND

Warrant

Shares2.64M

TypeSH

Market value$28.08M

4.66%

Sole

2.64M

Shared

0.00

None

0.00

ProShares UltraShort Bloomberg Natural Gas

DFND

Option

Shares500K

TypeSH

Market value$27.73M

4.60%

Sole

500K

Shared

0.00

None

0.00

Invesco QQQ Trust Series 1

DFND

Option

Shares70K

TypeSH

Market value$25.86M

4.29%

Sole

70K

Shared

0.00

None

0.00

Occidental Petroleum Corp

DFND

Equity

Shares385K

TypeSH

Market value$22.64M

3.76%

Sole

385K

Shared

0.00

None

0.00

iShares U.S. Real Estate ETF

DFND

Option

Shares210K

TypeSH

Market value$18.17M

3.02%

Sole

210K

Shared

0.00

None

0.00

Marathon Digital Holdings Inc

DFND

Bond Convertible

Shares32M

TypeSH

Market value$17.51M

2.91%

Sole

32M

Shared

0.00

None

0.00

AMC Entertainment Holdings Inc

DFND

Option

Shares3.64M

TypeSH

Market value$16.01M

2.66%

Sole

3.64M

Shared

0.00

None

0.00

SPDR S&P 500 ETF Trust

DFND

Option

Shares35.50K

TypeSH

Market value$15.74M

2.61%

Sole

35.50K

Shared

0.00

None

0.00

SPDR S&P Homebuilders ETF

DFND

Option

Shares150K

TypeSH

Market value$12.04M

2.00%

Sole

150K

Shared

0.00

None

0.00

AdvisorShares Pure US Cannabis ETF

DFND

Exchange Traded Fund

Shares2.06M

TypeSH

Market value$11.43M

1.90%

Sole

2.06M

Shared

0.00

None

0.00

iShares MSCI Canada ETF

DFND

Option

Shares300K

TypeSH

Market value$10.50M

1.74%

Sole

300K

Shared

0.00

None

0.00

Cenovus Energy Inc

DFND

Equity

Shares590K

TypeSH

Market value$10.02M

1.66%

Sole

590K

Shared

0.00

None

0.00

Vivid Seats Inc

DFND

Equity

Shares1.06M

TypeSH

Market value$8.38M

1.39%

Sole

1.06M

Shared

0.00

None

0.00

Tricon Residential Inc

DFND

Equity

Shares932.67K

TypeSH

Market value$8.23M

1.37%

Sole

932.67K

Shared

0.00

None

0.00

Stratasys Ltd

DFND

Equity

Shares453.94K

TypeSH

Market value$8.06M

1.34%

Sole

453.94K

Shared

0.00

None

0.00

Churchill Capital Corp VII

DFND

Warrant

Shares750.43K

TypeSH

Market value$7.74M

1.29%

Sole

750.43K

Shared

0.00

None

0.00

Rio Tinto PLC

DFND

ADR

Shares100K

TypeSH

Market value$6.38M

1.06%

Sole

100K

Shared

0.00

None

0.00

M3-Brigade Acquisition II Corp

DFND

Warrant

Shares589.64K

TypeSH

Market value$6.04M

1.00%

Sole

589.64K

Shared

0.00

None

0.00

Vnet Group Inc

DFND

ADR

Shares1.89M

TypeSH

Market value$5.48M

0.91%

Sole

1.89M

Shared

0.00

None

0.00

Trip.com Group Ltd

DFND

ADR

Shares150K

TypeSH

Market value$5.25M

0.87%

Sole

150K

Shared

0.00

None

0.00

Spero Therapeutics Inc

DFND

Equity

Shares3.44M

TypeSH

Market value$5.00M

0.83%

Sole

3.44M

Shared

0.00

None

0.00

Super Micro Computer Inc

DFND

Option

Shares20K

TypeSH

Market value$4.99M

0.83%

Sole

20K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Jaws Mustang Acquisition CorpDFND	Warrant	1.18M	SH	$65.17M 10.82%	1.18M
Nano Dimension LtdDFND	ADR	16.34M	SH	$47.23M 7.84%	16.34M
Tempur Sealy International IncDFND	Equity	1.05M	SH	$42.19M 7.00%	1.05M
Blockchain Coinvestors Acquisition Corp IDFND	Warrant	2.64M	SH	$28.08M 4.66%	2.64M
ProShares UltraShort Bloomberg Natural GasDFND	Option	500K	SH	$27.73M 4.60%	500K
Invesco QQQ Trust Series 1DFND	Option	70K	SH	$25.86M 4.29%	70K
Occidental Petroleum CorpDFND	Equity	385K	SH	$22.64M 3.76%	385K
iShares U.S. Real Estate ETFDFND	Option	210K	SH	$18.17M 3.02%	210K
Marathon Digital Holdings IncDFND	Bond Convertible	32M	SH	$17.51M 2.91%	32M
AMC Entertainment Holdings IncDFND	Option	3.64M	SH	$16.01M 2.66%	3.64M
SPDR S&P 500 ETF TrustDFND	Option	35.50K	SH	$15.74M 2.61%	35.50K
SPDR S&P Homebuilders ETFDFND	Option	150K	SH	$12.04M 2.00%	150K
AdvisorShares Pure US Cannabis ETFDFND	Exchange Traded Fund	2.06M	SH	$11.43M 1.90%	2.06M
iShares MSCI Canada ETFDFND	Option	300K	SH	$10.50M 1.74%	300K
Cenovus Energy IncDFND	Equity	590K	SH	$10.02M 1.66%	590K
Vivid Seats IncDFND	Equity	1.06M	SH	$8.38M 1.39%	1.06M
Tricon Residential IncDFND	Equity	932.67K	SH	$8.23M 1.37%	932.67K
Stratasys LtdDFND	Equity	453.94K	SH	$8.06M 1.34%	453.94K
Churchill Capital Corp VIIDFND	Warrant	750.43K	SH	$7.74M 1.29%	750.43K
Rio Tinto PLCDFND	ADR	100K	SH	$6.38M 1.06%	100K
M3-Brigade Acquisition II CorpDFND	Warrant	589.64K	SH	$6.04M 1.00%	589.64K
Vnet Group IncDFND	ADR	1.89M	SH	$5.48M 0.91%	1.89M
Trip.com Group LtdDFND	ADR	150K	SH	$5.25M 0.87%	150K
Spero Therapeutics IncDFND	Equity	3.44M	SH	$5.00M 0.83%	3.44M
Super Micro Computer IncDFND	Option	20K	SH	$4.99M 0.83%	20K

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