ANSANELLI JOSEPH reported 3 transactions at SUMO LOGIC, INC.

Review the transaction codes below to understand the nature of each event.

ANSANELLI JOSEPH

Filed: 9/21/2020ACC: 0000899243-20-025821

InsiderANSANELLI JOSEPHCIK 1822868

→

IssuerSUMO LOGIC, INC.CIK 1643269

Director

Since Sep 2020

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

18.98M acquired · 18.98M disposed

Non-Derivative Transactions3

Common Stock

Indirect

C · Conversion

+16.92M

Price / share

—

Trade value

—

% of position

New position

9/21/2020

0.00→16.92M

Common Stock

Indirect

C · Conversion

+1.52M

Price / share

—

Trade value

—

% of position

New position

9/21/2020

0.00→1.52M

Common Stock

Indirect

C · Conversion

+541.04K

Price / share

—

Trade value

—

% of position

New position

9/21/2020

0.00→541.04K

Total

Net shares

+18.98M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	9/21/2020	C · Conversion	+16.92M	—	—	New position	0.00	16.92M
Common Stock Indirect	9/21/2020	C · Conversion	+1.52M	—	—	New position	0.00	1.52M
Common Stock Indirect	9/21/2020	C · Conversion	+541.04K	—	—	New position	0.00	541.04K
Total			+18.98M		$0.00

Derivative Transactions21

Series A Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

7.77M shares

−7.77M

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series A Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

699.69K shares

−699.69K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series A Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

248.52K shares

−248.52K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series B Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

2.83M shares

−2.83M

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series B Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

254.63K shares

−254.63K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series B Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

90.44K shares

−90.44K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series C Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

2.54M shares

−2.54M

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series C Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

228.94K shares

−228.94K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series C Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

81.31K shares

−81.31K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series D Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

1.63M shares

−1.63M

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series D Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

146.73K shares

−146.73K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series D Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

52.12K shares

−52.12K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series E Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

1.65M shares

−1.65M

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series E Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

148.91K shares

−148.91K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series E Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

52.89K shares

−52.89K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series F Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

331.02K shares

−331.02K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series F Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

29.80K shares

−29.80K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series F Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

10.59K shares

−10.59K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series G Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

161.82K shares

−161.82K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series G Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

14.57K shares

−14.57K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Series G Preferred Stock

Indirect

C · Conversion

Converts to

Common Stock

5.17K shares

−5.17K

Strike price

Held after

0.00

Exercisable

—

9/21/2020

Security	Converts To	Date	Type	Shares	Exercisable
Series A Preferred Stock Indirect	Common Stock7.77M shares	9/21/2020	C · Conversion	−7.77M	—
Series A Preferred Stock Indirect	Common Stock699.69K shares	9/21/2020	C · Conversion	−699.69K	—
Series A Preferred Stock Indirect	Common Stock248.52K shares	9/21/2020	C · Conversion	−248.52K	—
Series B Preferred Stock Indirect	Common Stock2.83M shares	9/21/2020	C · Conversion	−2.83M	—
Series B Preferred Stock Indirect	Common Stock254.63K shares	9/21/2020	C · Conversion	−254.63K	—
Series B Preferred Stock Indirect	Common Stock90.44K shares	9/21/2020	C · Conversion	−90.44K	—
Series C Preferred Stock Indirect	Common Stock2.54M shares	9/21/2020	C · Conversion	−2.54M	—
Series C Preferred Stock Indirect	Common Stock228.94K shares	9/21/2020	C · Conversion	−228.94K	—
Series C Preferred Stock Indirect	Common Stock81.31K shares	9/21/2020	C · Conversion	−81.31K	—
Series D Preferred Stock Indirect	Common Stock1.63M shares	9/21/2020	C · Conversion	−1.63M	—
Series D Preferred Stock Indirect	Common Stock146.73K shares	9/21/2020	C · Conversion	−146.73K	—
Series D Preferred Stock Indirect	Common Stock52.12K shares	9/21/2020	C · Conversion	−52.12K	—
Series E Preferred Stock Indirect	Common Stock1.65M shares	9/21/2020	C · Conversion	−1.65M	—
Series E Preferred Stock Indirect	Common Stock148.91K shares	9/21/2020	C · Conversion	−148.91K	—
Series E Preferred Stock Indirect	Common Stock52.89K shares	9/21/2020	C · Conversion	−52.89K	—
Series F Preferred Stock Indirect	Common Stock331.02K shares	9/21/2020	C · Conversion	−331.02K	—
Series F Preferred Stock Indirect	Common Stock29.80K shares	9/21/2020	C · Conversion	−29.80K	—
Series F Preferred Stock Indirect	Common Stock10.59K shares	9/21/2020	C · Conversion	−10.59K	—
Series G Preferred Stock Indirect	Common Stock161.82K shares	9/21/2020	C · Conversion	−161.82K	—
Series G Preferred Stock Indirect	Common Stock14.57K shares	9/21/2020	C · Conversion	−14.57K	—
Series G Preferred Stock Indirect	Common Stock5.17K shares	9/21/2020	C · Conversion	−5.17K	—

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct

Shares owned25K

Total

25K direct25K

Security Title	Shares Owned	Ownership Type
Common Stock	25K	Direct
Total	25K	25K direct

Derivative Holdings (Post-Transaction)0

No derivative holdings reported