ANNONI JOE (Chief Financial Officer) exercised options at ATHENEX, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/27/2023ACC: 0001209191-23-013223
Officer· Chief Financial Officer
Since Feb 2022
-250.00
Net shares
Net seller
$665.00
Total sold
0
Open market trades
0B · 0S
3
Total transactions
625.00 acquired · 875.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+625.00
Price / share
—
Trade value
—
% of position
New position
2/22/2023
0.00→625.00
Common Stock
Direct
Shares
−250.00
Price / share
$2.66
Trade value
$665.00
% of position
40.0%
2/22/2023
625.00→375.00
Total
Net shares
+375.00
Net value
-$665.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/22/2023 | M · Option Exercise | +625.00 | — | — | New position | 0.00 | 625.00 |
| Common Stock Direct | 2/22/2023 | F · Tax Withholding | −250.00 | $2.66 | $665.00 | 40.0% | 625.00 | 375.00 |
| Total | +375.00 | -$665.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
625.00 shares
Shares
−625.00
Strike price
Held after
1.88K
Exercisable
—
2/22/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock625.00 shares | 2/22/2023 | M · Option Exercise | −625.00 | — | 1.88K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
13.31
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
2.50K
Shares owned
2.50K
Exercise price
16.60
Expiration
—
Exercise window
—
Total
Underlying
7.50K
Owned
7.50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 13.31 | — | — | 5K | 5K |
| Stock Option (Right to Buy) Direct | Common Stock | 16.60 | — | — | 2.50K | 2.50K |
| Total | 7.50K | 7.50K | ||||