ANNESSA CARL G (Executive Vice President & COO) exercised options at HERCULES SUB LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
COMMON STOCK
Shares
+16.81K
Price / share
—
Trade value
—
% of position
COMMON STOCK
Shares
−4.09K
Price / share
$0.10
Trade value
$413.49
% of position
COMMON STOCK
Shares
+100.86K
Price / share
—
Trade value
—
% of position
COMMON STOCK
Shares
−24.56K
Price / share
$0.10
Trade value
$2.48K
% of position
COMMON STOCK
Shares
−4.09K
Price / share
$0.13
Trade value
$536.31
% of position
Net shares
+84.92K
Net value
-$3.43K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 2/10/2020 | M · Option Exercise | +16.81K | — | — | 4.9% | 342.63K | 359.44K |
| COMMON STOCK Direct | 2/10/2020 | F · Tax Withholding | −4.09K | $0.10 | $413.49 | 1.1% | 359.44K | 355.35K |
| COMMON STOCK Direct | 2/10/2020 | M · Option Exercise | +100.86K | — | — | 28.4% | 355.35K | 456.21K |
| COMMON STOCK Direct | 2/10/2020 | F · Tax Withholding | −24.56K | $0.10 | $2.48K | 5.4% | 456.21K | 431.65K |
| COMMON STOCK Direct | 2/10/2020 | F · Tax Withholding | −4.09K | $0.13 | $536.31 | 0.9% | 431.65K | 427.56K |
| Total | +84.92K | -$3.43K | ||||||
PHANTOM STOCK
COMMON STOCK
16.81K shares
Shares
−16.81K
Strike price
Held after
0.00
Exercisable
—
PHANTOM STOCK
COMMON STOCK
100.86K shares
Shares
−100.86K
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| PHANTOM STOCK Direct | COMMON STOCK16.81K shares | 2/10/2020 | M · Option Exercise | −16.81K | — | 0.00 | |
| PHANTOM STOCK Direct | COMMON STOCK100.86K shares | 2/10/2020 | M · Option Exercise | −100.86K | — | 0.00 |
COMMON STOCK
Indirect| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| COMMON STOCK | 5K | Indirect |
| Total | 5K | 5K indirect |