ANNESSA CARL G (Executive Vice President & COO) exercised options at HORNBECK OFFSHORE SERVICES INC /LA

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

ANNESSA CARL G

Filed: 2/20/2019ACC: 0001209191-19-011585

InsiderANNESSA CARL GCIK 1284406

→

IssuerHORNBECK OFFSHORE SERVICES INC /LACIK 1131227

Officer· Executive Vice President & COO

Since Feb 2019

-140.92K

Net shares

Net seller

$165.8K

Total sold

Open market trades

0B · 0S

Total transactions

106.58K acquired · 247.50K disposed

Non-Derivative Transactions5

COMMON STOCK

Direct

M · Option Exercise

+19.31K

Price / share

—

Trade value

—

% of position

6.5%

2/15/2019

294.88K→314.18K

COMMON STOCK

Direct

D · Disposition

−19.31K

Price / share

$1.47

Trade value

$28.38K

% of position

6.1%

2/15/2019

314.18K→294.88K

COMMON STOCK

Direct

M · Option Exercise

+87.27K

Price / share

—

Trade value

—

% of position

29.6%

2/15/2019

294.88K→382.14K

COMMON STOCK

Direct

D · Disposition

−87.27K

Price / share

$1.47

Trade value

$128.28K

% of position

22.8%

2/15/2019

382.14K→294.88K

COMMON STOCK

Direct

F · Tax Withholding

−5.77K

Price / share

$1.59

Trade value

$9.18K

% of position

2.0%

2/15/2019

294.88K→289.10K

Total

Net shares

−5.77K

Net value

-$165.84K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
COMMON STOCK Direct	2/15/2019	M · Option Exercise	+19.31K	—	—	6.5%	294.88K	314.18K
COMMON STOCK Direct	2/15/2019	D · Disposition	−19.31K	$1.47	$28.38K	6.1%	314.18K	294.88K
COMMON STOCK Direct	2/15/2019	M · Option Exercise	+87.27K	—	—	29.6%	294.88K	382.14K
COMMON STOCK Direct	2/15/2019	D · Disposition	−87.27K	$1.47	$128.28K	22.8%	382.14K	294.88K
COMMON STOCK Direct	2/15/2019	F · Tax Withholding	−5.77K	$1.59	$9.18K	2.0%	294.88K	289.10K
Total			−5.77K		-$165.84K

Derivative Transactions3

PHANTOM STOCK

Direct

M · Option Exercise

Converts to

COMMON STOCK

19.31K shares

−19.31K

Strike price

Held after

0.00

Exercisable

—

2/15/2019

PHANTOM STOCK

Direct

M · Option Exercise

Converts to

COMMON STOCK

87.27K shares

−87.27K

Strike price

Held after

28.57K

Exercisable

—

2/15/2019

PHANTOM STOCK

Direct

D · Disposition

Converts to

COMMON STOCK

28.57K shares

−28.57K

Strike price

Held after

0.00

Exercisable

—

2/15/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
PHANTOM STOCK Direct	COMMON STOCK19.31K shares	2/15/2019	M · Option Exercise	−19.31K	—	0.00
PHANTOM STOCK Direct	COMMON STOCK87.27K shares	2/15/2019	M · Option Exercise	−87.27K	—	28.57K
PHANTOM STOCK Direct	COMMON STOCK28.57K shares	2/15/2019	D · Disposition	−28.57K	—	0.00

Non-Derivative Holdings (Post-Transaction)1

COMMON STOCK

Indirect

Shares owned5K

Total

5K indirect5K

Security Title	Shares Owned	Ownership Type
COMMON STOCK	5K	Indirect
Total	5K	5K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported