ANDREWS MARK

PrivateCIK: 1188554
Location

MIAMI, FL

ANDREWS MARK reported 4 transactions at CASTLE BRANDS INC

Review the transaction codes below to understand the nature of each event.

InsiderANDREWS MARKCIK 1188554
IssuerCASTLE BRANDS INCCIK 1311538
Director
Since Dec 2018
-6.98M
Net shares
Net seller
$6.61M
Total sold
0
Open market trades
0B · 0S
11
Total transactions
6.98M disposed
Non-Derivative Transactions4

Common Stock

Direct
U · U

Shares

3.01M

Price / share

$1.27

Trade value

$3.83M

% of position

92.3%
10/8/2019
3.26M250K

Common Stock

Direct
D · Disposition

Shares

250K

Price / share

$1.27

Trade value

$317.50K

% of position

New position
10/8/2019
250K0.00

Common Stock

Indirect
U · U

Shares

761.68K

Price / share

$1.27

Trade value

$967.34K

% of position

New position
10/8/2019
761.68K0.00

Common Stock

Indirect
U · U

Shares

1.18M

Price / share

$1.27

Trade value

$1.50M

% of position

New position
10/8/2019
1.18M0.00
Total

Net shares

5.21M

Net value

-$6.61M

Derivative Transactions7

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

225K shares

Shares

225K

Strike price

0.35

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

250K shares

Shares

250K

Strike price

0.33

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

250K shares

Shares

250K

Strike price

0.31

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

250K shares

Shares

250K

Strike price

0.38

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

250K shares

Shares

250K

Strike price

1.00

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

250K shares

Shares

250K

Strike price

1.67

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

300K shares

Shares

300K

Strike price

0.90

Held after

0.00

Exercisable

10/8/2019
ANDREWS MARK — Insider Transaction (Form 4) Filed Oct 9, 2019 | Finecho