ANDREWS JOHN FAY enters APPLIED UV, INC. with 75K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/2/2022ACC: 0001607062-22-000320
DirectorOfficer· Chief Exeutive Officer
Since Apr 2022
75K
Baseline shares
100% direct
75K
Direct ownership
1 position
175K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned75K
Total
75K direct75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 75K | Direct |
| Total | 75K | 75K direct |
Derivative Holdings1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
175K
Shares owned
N/A
Exercise price
1.42
Expiration
—
Exercise window
—
Total
Underlying
175K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 1.42 | — | — | 175K | N/A |
| Total | 175K | 0.00 | ||||