AMPLIUS WEALTH ADVISORS, LLC

Filed: 10/17/2023ACC: 0001900584-23-000006

📋 What this filing means

AMPLIUS WEALTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 162 equity positions with a total reported market value of $746.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

162

Positions

$746.14M

Total AUM (reported)

15.95M

Total Shares

Allocation by class

COM$68.84M9.2%

US QTLY DIV GRT$59.54M8.0%

FOCUSED LAR CAP$57.91M7.8%

GLOBAL 100 ETF$42.64M5.7%

RESH ENHNC COR$42.25M5.7%

DEVELOPED MRKT$33.58M4.5%

COMMON STOCK$33.03M4.4%

Portfolio Concentration

Top 3$160.09M21.5%

4–10$219.39M29.4%

11–25$207.90M27.9%

Rest$158.76M21.3%

Top 3 weight

21.5%

Top 10 weight

50.9%

Voting Authority Distribution

Total shares with voting rights: 15.95M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

15.95M

% of voting shares100.0%

Investment Discretion (by position count)

Sole162

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings162

Rows:

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares937.70K

TypeSH

Market value$59.54M

7.98%

Sole

0.00

Shared

0.00

None

937.70K

PUTNAM ETF TRUST

SOLE

FOCUSED LAR CAP

Shares1.98M

TypeSH

Market value$57.91M

7.76%

Sole

0.00

Shared

0.00

None

1.98M

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares582.24K

TypeSH

Market value$42.64M

5.72%

Sole

0.00

Shared

0.00

None

582.24K

COLUMBIA ETF TR I

SOLE

RESH ENHNC COR

Shares1.68M

TypeSH

Market value$42.25M

5.66%

Sole

0.00

Shared

0.00

None

1.68M

PACER FDS TR

SOLE

DEVELOPED MRKT

Shares1.12M

TypeSH

Market value$33.58M

4.50%

Sole

0.00

Shared

0.00

None

1.12M

BLACKSTONE SECD LENDING FD

SOLE

COMMON STOCK

Shares1.21M

TypeSH

Market value$33.03M

4.43%

Sole

0.00

Shared

0.00

None

1.21M

PACER FDS TR

SOLE

PACER US SMALL

Shares688.75K

TypeSH

Market value$28.72M

3.85%

Sole

0.00

Shared

0.00

None

688.75K

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares604.89K

TypeSH

Market value$28.62M

3.84%

Sole

0.00

Shared

0.00

None

604.89K

J P MORGAN EXCHANGE TRADED F

SOLE

DIV RTN EM EQT

Shares537.87K

TypeSH

Market value$27.09M

3.63%

Sole

0.00

Shared

0.00

None

537.87K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares72.81K

TypeSH

Market value$26.09M

3.50%

Sole

0.00

Shared

0.00

None

72.81K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQ

Shares886.14K

TypeSH

Market value$21.70M

2.91%

Sole

0.00

Shared

0.00

None

886.14K

RBB FD INC

SOLE

US TREASRY 12 MT

Shares424.75K

TypeSH

Market value$21.20M

2.84%

Sole

0.00

Shared

0.00

None

424.75K

ISHARES TR

SOLE

S&P 100 ETF

Shares97.06K

TypeSH

Market value$19.47M

2.61%

Sole

0.00

Shared

0.00

None

97.06K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares227.10K

TypeSH

Market value$16.42M

2.20%

Sole

0.00

Shared

0.00

None

227.10K

BLACKSTONE INC

SOLE

COM

Shares128.88K

TypeSH

Market value$13.81M

1.85%

Sole

0.00

Shared

0.00

None

128.88K

VICTORY PORTFOLIOS II

SOLE

VCTRYSHS USAA CR

Shares268.07K

TypeSH

Market value$13.11M

1.76%

Sole

0.00

Shared

0.00

None

268.07K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares219.15K

TypeSH

Market value$13.02M

1.75%

Sole

0.00

Shared

0.00

None

219.15K

ISHARES TR

SOLE

CORE S&P US GWT

Shares133.71K

TypeSH

Market value$12.68M

1.70%

Sole

0.00

Shared

0.00

None

133.71K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares290.56K

TypeSH

Market value$12.66M

1.70%

Sole

0.00

Shared

0.00

None

290.56K

CHUBB LIMITED

SOLE

COM

Shares60.38K

TypeSH

Market value$12.57M

1.68%

Sole

0.00

Shared

0.00

None

60.38K

HARTFORD FDS EXCHANGE TRADED

SOLE

SCHRDRS TAX BD

Shares645.18K

TypeSH

Market value$11.79M

1.58%

Sole

0.00

Shared

0.00

None

645.18K

ISHARES TR

SOLE

CORE S&P US VLU

Shares149.17K

TypeSH

Market value$11.13M

1.49%

Sole

0.00

Shared

0.00

None

149.17K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares32.23K

TypeSH

Market value$10.80M

1.45%

Sole

0.00

Shared

0.00

None

32.23K

APPLE INC

SOLE

COM

Shares55.27K

TypeSH

Market value$9.46M

1.27%

Sole

0.00

Shared

0.00

None

55.27K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares56.98K

TypeSH

Market value$8.07M

1.08%

Sole

0.00

Shared

0.00

None

56.98K

Issuer	Class	Shares	Type	Value / Portfolio %	None
WISDOMTREE TRSOLE	US QTLY DIV GRT	937.70K	SH	$59.54M 7.98%	937.70K
PUTNAM ETF TRUSTSOLE	FOCUSED LAR CAP	1.98M	SH	$57.91M 7.76%	1.98M
ISHARES TRSOLE	GLOBAL 100 ETF	582.24K	SH	$42.64M 5.72%	582.24K
COLUMBIA ETF TR ISOLE	RESH ENHNC COR	1.68M	SH	$42.25M 5.66%	1.68M
PACER FDS TRSOLE	DEVELOPED MRKT	1.12M	SH	$33.58M 4.50%	1.12M
BLACKSTONE SECD LENDING FDSOLE	COMMON STOCK	1.21M	SH	$33.03M 4.43%	1.21M
PACER FDS TRSOLE	PACER US SMALL	688.75K	SH	$28.72M 3.85%	688.75K
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	604.89K	SH	$28.62M 3.84%	604.89K
J P MORGAN EXCHANGE TRADED FSOLE	DIV RTN EM EQT	537.87K	SH	$27.09M 3.63%	537.87K
INVESCO QQQ TRSOLE	UNIT SER 1	72.81K	SH	$26.09M 3.50%	72.81K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQ	886.14K	SH	$21.70M 2.91%	886.14K
RBB FD INCSOLE	US TREASRY 12 MT	424.75K	SH	$21.20M 2.84%	424.75K
ISHARES TRSOLE	S&P 100 ETF	97.06K	SH	$19.47M 2.61%	97.06K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	227.10K	SH	$16.42M 2.20%	227.10K
BLACKSTONE INCSOLE	COM	128.88K	SH	$13.81M 1.85%	128.88K
VICTORY PORTFOLIOS IISOLE	VCTRYSHS USAA CR	268.07K	SH	$13.11M 1.76%	268.07K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	219.15K	SH	$13.02M 1.75%	219.15K
ISHARES TRSOLE	CORE S&P US GWT	133.71K	SH	$12.68M 1.70%	133.71K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	290.56K	SH	$12.66M 1.70%	290.56K
CHUBB LIMITEDSOLE	COM	60.38K	SH	$12.57M 1.68%	60.38K
HARTFORD FDS EXCHANGE TRADEDSOLE	SCHRDRS TAX BD	645.18K	SH	$11.79M 1.58%	645.18K
ISHARES TRSOLE	CORE S&P US VLU	149.17K	SH	$11.13M 1.49%	149.17K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	32.23K	SH	$10.80M 1.45%	32.23K
APPLE INCSOLE	COM	55.27K	SH	$9.46M 1.27%	55.27K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	56.98K	SH	$8.07M 1.08%	56.98K

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