AMMARI RAMZI (Sr.VP Corp Planning & Strategy) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

AMMARI RAMZI

Filed: 11/13/2023ACC: 0001209191-23-054959

InsiderAMMARI RAMZICIK 1801194

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· Sr.VP Corp Planning & Strategy

Since Jan 2020

-438.00

Net shares

Net seller

$3.7K

Total sold

Open market trades

0B · 0S

Total transactions

1.05K acquired · 1.49K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+664.00

Price / share

—

Trade value

—

% of position

2.9%

11/10/2023

22.76K→23.43K

Common Stock

Direct

F · Tax Withholding

−277.00

Price / share

$8.39

Trade value

$2.33K

% of position

1.2%

11/10/2023

23.43K→23.15K

Common Stock

Direct

M · Option Exercise

+385.00

Price / share

—

Trade value

—

% of position

1.7%

11/11/2023

23.15K→23.53K

Common Stock

Direct

F · Tax Withholding

−161.00

Price / share

$8.39

Trade value

$1.35K

% of position

0.7%

11/11/2023

23.53K→23.37K

Total

Net shares

+611.00

Net value

-$3.68K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/10/2023	M · Option Exercise	+664.00	—	—	2.9%	22.76K	23.43K
Common Stock Direct	11/10/2023	F · Tax Withholding	−277.00	$8.39	$2.33K	1.2%	23.43K	23.15K
Common Stock Direct	11/11/2023	M · Option Exercise	+385.00	—	—	1.7%	23.15K	23.53K
Common Stock Direct	11/11/2023	F · Tax Withholding	−161.00	$8.39	$1.35K	0.7%	23.53K	23.37K
Total			+611.00		-$3.68K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

664.00 shares

−664.00

Strike price

Held after

18.22K

Exercisable

—

11/10/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

385.00 shares

−385.00

Strike price

Held after

17.84K

Exercisable

—

11/11/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock664.00 shares	11/10/2023	M · Option Exercise	−664.00		—	18.22K
Restricted Stock Units Direct	Common Stock385.00 shares	11/11/2023	M · Option Exercise	−385.00		—	17.84K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Employee Stock Option (Rt. To Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

97.28K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

97.28K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Rt. To Buy) Direct	Common Stock		—	—	0.00	97.28K
Total					0.00	97.28K