AMMARI RAMZI (Sr.VP Corp Planning & Strategy) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

AMMARI RAMZI

Filed: 5/13/2024ACC: 0000101984-24-000077

InsiderAMMARI RAMZICIK 1801194

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· Sr.VP Corp Planning & Strategy

Since Jan 2020

-764.00

Net shares

Net seller

$10.3K

Total sold

Open market trades

0B · 0S

Total transactions

1.84K acquired · 2.60K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+1.18K

Price / share

—

Trade value

—

% of position

4.5%

5/9/2024

26.42K→27.60K

Common Stock

Direct

F · Tax Withholding

−487.00

Price / share

$13.71

Trade value

$6.68K

% of position

1.8%

5/9/2024

27.60K→27.11K

Common Stock

Direct

M · Option Exercise

+663.00

Price / share

—

Trade value

—

% of position

2.4%

5/10/2024

27.11K→27.77K

Common Stock

Direct

F · Tax Withholding

−277.00

Price / share

$13.13

Trade value

$3.64K

% of position

1.0%

5/10/2024

27.77K→27.50K

Total

Net shares

+1.08K

Net value

-$10.32K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/9/2024	M · Option Exercise	+1.18K	—	—	4.5%	26.42K	27.60K
Common Stock Direct	5/9/2024	F · Tax Withholding	−487.00	$13.71	$6.68K	1.8%	27.60K	27.11K
Common Stock Direct	5/10/2024	M · Option Exercise	+663.00	—	—	2.4%	27.11K	27.77K
Common Stock Direct	5/10/2024	F · Tax Withholding	−277.00	$13.13	$3.64K	1.0%	27.77K	27.50K
Total			+1.08K		-$10.32K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.18K shares

−1.18K

Strike price

Held after

34.90K

Exercisable

—

5/9/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

663.00 shares

−663.00

Strike price

Held after

34.23K

Exercisable

—

5/10/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.18K shares	5/9/2024	M · Option Exercise	−1.18K		—	34.90K
Restricted Stock Units Direct	Common Stock663.00 shares	5/10/2024	M · Option Exercise	−663.00		—	34.23K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

24K

Exercise price

Expiration

—

Exercise window

—

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

97.28K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

121.28K

Security	Underlying	Exercise Window	Expiration	Shares Owned
Performance Stock Units Direct	Common Stock	—	—	24K
Employee Stock Option (Rt to Buy) Direct	Common Stock	—	—	97.28K
Total				121.28K