AMMARI RAMZI

PrivateCIK: 1801194

Location

SCOTTSDALE, AZ

AMMARI RAMZI (Sr.VP Corp Planning & Strategy) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

AMMARI RAMZI

Filed: 2/13/2024ACC: 0000101984-24-000032

InsiderAMMARI RAMZICIK 1801194

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· Sr.VP Corp Planning & Strategy

Since Jan 2020

-2.71K

Net shares

Net seller

$23.4K

Total sold

0

Open market trades

0B · 0S

9

Total transactions

5.76K acquired · 8.47K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

Shares

+4.71K

Price / share

—

Trade value

—

% of position

20.2%

2/9/2024

23.37K→28.08K

Common Stock

Direct

F · Tax Withholding

Shares

−2.22K

Price / share

$8.62

Trade value

$19.13K

% of position

7.9%

2/9/2024

28.08K→25.86K

Common Stock

Direct

M · Option Exercise

Shares

+663.00

Price / share

—

Trade value

—

% of position

2.6%

2/10/2024

25.86K→26.53K

Common Stock

Direct

F · Tax Withholding

Shares

−312.00

Price / share

$8.62

Trade value

$2.69K

% of position

1.2%

2/10/2024

26.53K→26.21K

Common Stock

Direct

M · Option Exercise

Shares

+385.00

Price / share

—

Trade value

—

% of position

1.5%

2/11/2024

26.21K→26.60K

Common Stock

Direct

F · Tax Withholding

Shares

−181.00

Price / share

$8.62

Trade value

$1.56K

% of position

0.7%

2/11/2024

26.60K→26.42K

Total

Net shares

+3.05K

Net value

-$23.38K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/9/2024	M · Option Exercise	+4.71K	—	—	20.2%	23.37K	28.08K
Common Stock Direct	2/9/2024	F · Tax Withholding	−2.22K	$8.62	$19.13K	7.9%	28.08K	25.86K
Common Stock Direct	2/10/2024	M · Option Exercise	+663.00	—	—	2.6%	25.86K	26.53K
Common Stock Direct	2/10/2024	F · Tax Withholding	−312.00	$8.62	$2.69K	1.2%	26.53K	26.21K
Common Stock Direct	2/11/2024	M · Option Exercise	+385.00	—	—	1.5%	26.21K	26.60K
Common Stock Direct	2/11/2024	F · Tax Withholding	−181.00	$8.62	$1.56K	0.7%	26.60K	26.42K
Total			+3.05K		-$23.38K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.71K shares

Shares

−4.71K

Strike price

Held after

37.12K

Exercisable

—

2/9/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

663.00 shares

Shares

−663.00

Strike price

Held after

36.46K

Exercisable

—

2/10/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

385.00 shares

Shares

−385.00

Strike price

Held after

36.08K

Exercisable

—

2/11/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock4.71K shares	2/9/2024	M · Option Exercise	−4.71K		—	37.12K
Restricted Stock Units Direct	Common Stock663.00 shares	2/10/2024	M · Option Exercise	−663.00		—	36.46K
Restricted Stock Units Direct	Common Stock385.00 shares	2/11/2024	M · Option Exercise	−385.00		—	36.08K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

24K

Exercise price

Expiration

—

Exercise window

—

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

97.28K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

121.28K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance Stock Units Direct	Common Stock		—	—	0.00	24K
Employee Stock Option (Rt to Buy) Direct	Common Stock		—	—	0.00	97.28K
Total					0.00	121.28K

AMMARI RAMZI — Insider Transaction (Form 4) Filed Feb 13, 2024 | Finecho