AMATO FRANCIS R. enters ELECTROCORE, INC. with 360.86K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/21/2018ACC: 0001209191-18-039087
DirectorOfficer· Chief Executive Officer
Since Dec 2018
360.86K
Baseline shares
97% direct
351.33K
Direct ownership
1 position
583.81K
Derivative underlying
1 instrument
2
Security positions
9.52K indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned9.52K
Common Stock
DirectShares owned351.33K
Total
351.33K direct·9.52K indirect360.86K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 9.52K | Indirect |
| Common Stock | 351.33K | Direct |
| Total | 360.86K | 351.33K direct·9.52K indirect |
Derivative Holdings1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
583.81K
Shares owned
N/A
Exercise price
15.00
Expiration
—
Exercise window
—
Total
Underlying
583.81K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 15.00 | — | — | 583.81K | N/A |
| Total | 583.81K | 0.00 | ||||