ALTOMARE NADIA enters SERA PROGNOSTICS, INC. with 258.54K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 7/14/2021ACC: 0001104659-21-092282
Officer· Chief Commercial Officer
Since Jul 2021
258.54K
Baseline shares
100% direct
258.54K
Direct ownership
1 position
389.15K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A Common Stock
DirectShares owned258.54K
Total
258.54K direct258.54K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 258.54K | Direct |
| Total | 258.54K | 258.54K direct |
Derivative Holdings3
Stock Option (right to buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
88.98K
Shares owned
N/A
Exercise price
1.77
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
216.45K
Shares owned
N/A
Exercise price
1.98
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
83.72K
Shares owned
N/A
Exercise price
5.32
Expiration
—
Exercise window
—
Total
Underlying
389.15K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Class A Common Stock | 1.77 | — | — | 88.98K | N/A |
| Stock Option (right to buy) Direct | Class A Common Stock | 1.98 | — | — | 216.45K | N/A |
| Stock Option (right to buy) Direct | Class A Common Stock | 5.32 | — | — | 83.72K | N/A |
| Total | 389.15K | 0.00 | ||||