Filed: 10/26/2023ACC: 0000712050-23-000011
📋 What this filing means
ALTFEST L J & CO INC filed this quarterly 13F‑HR report disclosing 287 equity positions with a total reported market value of $634.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
287
Positions
$634.0K
Total AUM (reported)
17.16M
Total Shares
Allocation by class
COM$143.8K22.7%
GRWT100 PWR BUF$47.6K7.5%
INVATR 20 PLS 9$43.3K6.8%
NO AMER ENERGY$28.2K4.4%
ASIA INNOV ACTIV$23.9K3.8%
0-5 YR TIPS ETF$23.5K3.7%
NUVEEN BLMBRG SH$19.9K3.1%
Portfolio Concentration
Top 3$119.1K18.8%
4–10$137.6K21.7%
11–25$138.1K21.8%
Rest$239.1K37.7%
Top 3 weight
18.8%
Top 10 weight
40.5%
Voting Authority Distribution
Total shares with voting rights: 17.16M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
17.16M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole287
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings287
Rows:
INNOVATOR ETFS TR
SOLEShares937.67K
TypeSH
Market value$47.6K
7.51%
Sole
0.00
Shared
0.00
None
937.67K
INNOVATOR ETFS TR
SOLEShares2.33M
TypeSH
Market value$43.3K
6.83%
Sole
0.00
Shared
0.00
None
2.33M
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.07M
TypeSH
Market value$28.2K
4.45%
Sole
0.00
Shared
0.00
None
1.07M
MATTHEWS ASIA FDS
SOLEShares1.07M
TypeSH
Market value$23.9K
3.77%
Sole
0.00
Shared
0.00
None
1.07M
ISHARES TR
SOLEShares242.35K
TypeSH
Market value$23.5K
3.71%
Sole
0.00
Shared
0.00
None
242.35K
SPDR SER TR
SOLEShares431.26K
TypeSH
Market value$19.9K
3.14%
Sole
0.00
Shared
0.00
None
431.26K
APPLE INC
SOLEShares107.98K
TypeSH
Market value$18.5K
2.92%
Sole
0.00
Shared
0.00
None
107.98K
SPDR SER TR
SOLEShares621.40K
TypeSH
Market value$17.8K
2.82%
Sole
0.00
Shared
0.00
None
621.40K
VANGUARD WORLD FDS
SOLEShares163.21K
TypeSH
Market value$17.2K
2.71%
Sole
0.00
Shared
0.00
None
163.21K
SCHWAB STRATEGIC TR
SOLEShares332.44K
TypeSH
Market value$16.8K
2.65%
Sole
0.00
Shared
0.00
None
332.44K
SPDR SER TR
SOLEShares146.65K
TypeSH
Market value$13.5K
2.12%
Sole
0.00
Shared
0.00
None
146.65K
MATTHEWS ASIA FDS
SOLEShares639.92K
TypeSH
Market value$13.1K
2.07%
Sole
0.00
Shared
0.00
None
639.92K
MICROSOFT CORP
SOLEShares40K
TypeSH
Market value$12.6K
1.99%
Sole
0.00
Shared
0.00
None
40K
VANGUARD INDEX FDS
SOLEShares162.28K
TypeSH
Market value$12.3K
1.94%
Sole
0.00
Shared
0.00
None
162.28K
AMAZON COM INC
SOLEShares92.28K
TypeSH
Market value$11.7K
1.85%
Sole
0.00
Shared
0.00
None
92.28K
RBB FD INC
SOLEShares220.82K
TypeSH
Market value$9.5K
1.49%
Sole
0.00
Shared
0.00
None
220.82K
GOLDMAN SACHS ETF TR
SOLEShares93.40K
TypeSH
Market value$9.3K
1.47%
Sole
0.00
Shared
0.00
None
93.40K
INNOVATOR ETFS TR
SOLEShares365.14K
TypeSH
Market value$9.1K
1.44%
Sole
0.00
Shared
0.00
None
365.14K
FIRST TR EXCHNG TRADED FD VI
SOLEShares306.29K
TypeSH
Market value$9.1K
1.43%
Sole
0.00
Shared
0.00
None
306.29K
ISHARES TR
SOLEShares97.79K
TypeSH
Market value$8.7K
1.37%
Sole
0.00
Shared
0.00
None
97.79K
KRANESHARES TR
SOLEShares254.51K
TypeSH
Market value$7.0K
1.10%
Sole
0.00
Shared
0.00
None
254.51K
ONE LIBERTY PPTYS INC
SOLEShares356.76K
TypeSH
Market value$6.7K
1.06%
Sole
0.00
Shared
0.00
None
356.76K
FIRST TR EXCHNG TRADED FD VI
SOLEShares278.21K
TypeSH
Market value$5.7K
0.89%
Sole
0.00
Shared
0.00
None
278.21K
ALPHABET INC
SOLEShares38.02K
TypeSH
Market value$5.0K
0.79%
Sole
0.00
Shared
0.00
None
38.02K
EXXON MOBIL CORP
SOLEShares41.14K
TypeSH
Market value$4.8K
0.76%
Sole
0.00
Shared
0.00
None
41.14K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INNOVATOR ETFS TRSOLE | GRWT100 PWR BUF | 937.67K | SH | $47.6K 7.51% | 0.00 | 0.00 | 937.67K |
INNOVATOR ETFS TRSOLE | INVATR 20 PLS 9 | 2.33M | SH | $43.3K 6.83% | 0.00 | 0.00 | 2.33M |
FIRST TR EXCHANGE-TRADED FDSOLE | NO AMER ENERGY | 1.07M | SH | $28.2K 4.45% | 0.00 | 0.00 | 1.07M |
MATTHEWS ASIA FDSSOLE | ASIA INNOV ACTIV | 1.07M | SH | $23.9K 3.77% | 0.00 | 0.00 | 1.07M |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 242.35K | SH | $23.5K 3.71% | 0.00 | 0.00 | 242.35K |
SPDR SER TRSOLE | NUVEEN BLMBRG SH | 431.26K | SH | $19.9K 3.14% | 0.00 | 0.00 | 431.26K |
APPLE INCSOLE | COM | 107.98K | SH | $18.5K 2.92% | 0.00 | 0.00 | 107.98K |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 621.40K | SH | $17.8K 2.82% | 0.00 | 0.00 | 621.40K |
VANGUARD WORLD FDSSOLE | COMM SRVC ETF | 163.21K | SH | $17.2K 2.71% | 0.00 | 0.00 | 163.21K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 332.44K | SH | $16.8K 2.65% | 0.00 | 0.00 | 332.44K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 146.65K | SH | $13.5K 2.12% | 0.00 | 0.00 | 146.65K |
MATTHEWS ASIA FDSSOLE | CHINA ACTIVE ETF | 639.92K | SH | $13.1K 2.07% | 0.00 | 0.00 | 639.92K |
MICROSOFT CORPSOLE | COM | 40K | SH | $12.6K 1.99% | 0.00 | 0.00 | 40K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 162.28K | SH | $12.3K 1.94% | 0.00 | 0.00 | 162.28K |
AMAZON COM INCSOLE | COM | 92.28K | SH | $11.7K 1.85% | 0.00 | 0.00 | 92.28K |
RBB FD INCSOLE | US TREASR 10 YR | 220.82K | SH | $9.5K 1.49% | 0.00 | 0.00 | 220.82K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 93.40K | SH | $9.3K 1.47% | 0.00 | 0.00 | 93.40K |
INNOVATOR ETFS TRSOLE | US SML CP PWR B | 365.14K | SH | $9.1K 1.44% | 0.00 | 0.00 | 365.14K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQT | 306.29K | SH | $9.1K 1.43% | 0.00 | 0.00 | 306.29K |
ISHARES TRSOLE | MBS ETF | 97.79K | SH | $8.7K 1.37% | 0.00 | 0.00 | 97.79K |
KRANESHARES TRSOLE | CSI CHI INTERNET | 254.51K | SH | $7.0K 1.10% | 0.00 | 0.00 | 254.51K |
ONE LIBERTY PPTYS INCSOLE | COM | 356.76K | SH | $6.7K 1.06% | 0.00 | 0.00 | 356.76K |
FIRST TR EXCHNG TRADED FD VISOLE | FT CBOE VEST U S | 278.21K | SH | $5.7K 0.89% | 0.00 | 0.00 | 278.21K |
ALPHABET INCSOLE | CAP STK CL C | 38.02K | SH | $5.0K 0.79% | 0.00 | 0.00 | 38.02K |
EXXON MOBIL CORPSOLE | COM | 41.14K | SH | $4.8K 0.76% | 0.00 | 0.00 | 41.14K |
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