Filed: 8/9/2023ACC: 0000712050-23-000009
📋 What this filing means
ALTFEST L J & CO INC filed this quarterly 13F‑HR report disclosing 287 equity positions with a total reported market value of $665.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
287
Positions
$665.4K
Total AUM (reported)
21.99M
Total Shares
Allocation by class
COM$151.5K22.8%
US EQTY PWR BUF$39.9K6.0%
INVATR 20 PLS 9$32.6K4.9%
0-5 YR TIPS ETF$31.9K4.8%
NO AMER ENERGY$28.9K4.3%
ASIA INNOV ACTIV$25.4K3.8%
NUVEEN BLMBRG SH$21.5K3.2%
Portfolio Concentration
Top 3$103.8K15.6%
4–10$149.9K22.5%
11–25$164.5K24.7%
Rest$247.2K37.2%
Top 3 weight
15.6%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 21.99M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.99M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole287
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings287
Rows:
INNOVATOR ETFS TR
SOLEShares1.20M
TypeSH
Market value$39.3K
5.91%
Sole
0.00
Shared
0.00
None
1.20M
INNOVATOR ETFS TR
SOLEShares1.58M
TypeSH
Market value$32.6K
4.89%
Sole
0.00
Shared
0.00
None
1.58M
ISHARES TR
SOLEShares326.89K
TypeSH
Market value$31.9K
4.79%
Sole
0.00
Shared
0.00
None
326.89K
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.07M
TypeSH
Market value$28.9K
4.34%
Sole
0.00
Shared
0.00
None
1.07M
MATTHEWS ASIA FDS
SOLEShares1.07M
TypeSH
Market value$25.4K
3.81%
Sole
0.00
Shared
0.00
None
1.07M
SPDR SER TR
SOLEShares456.87K
TypeSH
Market value$21.5K
3.23%
Sole
0.00
Shared
0.00
None
456.87K
INNOVATOR ETFS TR
SOLEShares658.36K
TypeSH
Market value$20.5K
3.09%
Sole
0.00
Shared
0.00
None
658.36K
APPLE INC
SOLEShares98.77K
TypeSH
Market value$19.2K
2.88%
Sole
0.00
Shared
0.00
None
98.77K
VANGUARD WORLD FDS
SOLEShares163.93K
TypeSH
Market value$17.4K
2.62%
Sole
0.00
Shared
0.00
None
163.93K
SCHWAB STRATEGIC TR
SOLEShares325.79K
TypeSH
Market value$17.1K
2.57%
Sole
0.00
Shared
0.00
None
325.79K
SPDR SER TR
SOLEShares591.28K
TypeSH
Market value$17.0K
2.56%
Sole
0.00
Shared
0.00
None
591.28K
SPDR SER TR
SOLEShares565.15K
TypeSH
Market value$16.9K
2.54%
Sole
0.00
Shared
0.00
None
565.15K
GOLDMAN SACHS ETF TR
SOLEShares139.69K
TypeSH
Market value$14.0K
2.10%
Sole
0.00
Shared
0.00
None
139.69K
VANGUARD INDEX FDS
SOLEShares160.01K
TypeSH
Market value$13.4K
2.01%
Sole
0.00
Shared
0.00
None
160.01K
MICROSOFT CORP
SOLEShares38.87K
TypeSH
Market value$13.2K
1.99%
Sole
0.00
Shared
0.00
None
38.87K
MATTHEWS ASIA FDS
SOLEShares627.37K
TypeSH
Market value$13.1K
1.97%
Sole
0.00
Shared
0.00
None
627.37K
AMAZON COM INC
SOLEShares88.12K
TypeSH
Market value$11.5K
1.73%
Sole
0.00
Shared
0.00
None
88.12K
SPDR SER TR
SOLEShares108.28K
TypeSH
Market value$9.9K
1.49%
Sole
0.00
Shared
0.00
None
108.28K
ISHARES TR
SOLEShares105.90K
TypeSH
Market value$9.9K
1.48%
Sole
0.00
Shared
0.00
None
105.90K
RBB FD INC
SOLEShares214.61K
TypeSH
Market value$9.8K
1.47%
Sole
0.00
Shared
0.00
None
214.61K
FIRST TR EXCHNG TRADED FD VI
SOLEShares248.61K
TypeSH
Market value$9.6K
1.44%
Sole
0.00
Shared
0.00
None
248.61K
ONE LIBERTY PPTYS INC
SOLEShares356.76K
TypeSH
Market value$7.2K
1.09%
Sole
0.00
Shared
0.00
None
356.76K
KRANESHARES TR
SOLEShares246.75K
TypeSH
Market value$6.6K
1.00%
Sole
0.00
Shared
0.00
None
246.75K
SCHWAB CHARLES FAMILY FD
SOLEShares6.61M
TypeSH
Market value$6.6K
0.99%
Sole
0.00
Shared
0.00
None
6.61M
FIRST TR EXCHNG TRADED FD VI
SOLEShares273.13K
TypeSH
Market value$5.7K
0.85%
Sole
0.00
Shared
0.00
None
273.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 1.20M | SH | $39.3K 5.91% | 0.00 | 0.00 | 1.20M |
INNOVATOR ETFS TRSOLE | INVATR 20 PLS 9 | 1.58M | SH | $32.6K 4.89% | 0.00 | 0.00 | 1.58M |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 326.89K | SH | $31.9K 4.79% | 0.00 | 0.00 | 326.89K |
FIRST TR EXCHANGE-TRADED FDSOLE | NO AMER ENERGY | 1.07M | SH | $28.9K 4.34% | 0.00 | 0.00 | 1.07M |
MATTHEWS ASIA FDSSOLE | ASIA INNOV ACTIV | 1.07M | SH | $25.4K 3.81% | 0.00 | 0.00 | 1.07M |
SPDR SER TRSOLE | NUVEEN BLMBRG SH | 456.87K | SH | $21.5K 3.23% | 0.00 | 0.00 | 456.87K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BF | 658.36K | SH | $20.5K 3.09% | 0.00 | 0.00 | 658.36K |
APPLE INCSOLE | COM | 98.77K | SH | $19.2K 2.88% | 0.00 | 0.00 | 98.77K |
VANGUARD WORLD FDSSOLE | COMM SRVC ETF | 163.93K | SH | $17.4K 2.62% | 0.00 | 0.00 | 163.93K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 325.79K | SH | $17.1K 2.57% | 0.00 | 0.00 | 325.79K |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 591.28K | SH | $17.0K 2.56% | 0.00 | 0.00 | 591.28K |
SPDR SER TRSOLE | PORTFOLIO LN TSR | 565.15K | SH | $16.9K 2.54% | 0.00 | 0.00 | 565.15K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 139.69K | SH | $14.0K 2.10% | 0.00 | 0.00 | 139.69K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 160.01K | SH | $13.4K 2.01% | 0.00 | 0.00 | 160.01K |
MICROSOFT CORPSOLE | COM | 38.87K | SH | $13.2K 1.99% | 0.00 | 0.00 | 38.87K |
MATTHEWS ASIA FDSSOLE | CHINA ACTIVE ETF | 627.37K | SH | $13.1K 1.97% | 0.00 | 0.00 | 627.37K |
AMAZON COM INCSOLE | COM | 88.12K | SH | $11.5K 1.73% | 0.00 | 0.00 | 88.12K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 108.28K | SH | $9.9K 1.49% | 0.00 | 0.00 | 108.28K |
ISHARES TRSOLE | MBS ETF | 105.90K | SH | $9.9K 1.48% | 0.00 | 0.00 | 105.90K |
RBB FD INCSOLE | US TREASR 10 YR | 214.61K | SH | $9.8K 1.47% | 0.00 | 0.00 | 214.61K |
FIRST TR EXCHNG TRADED FD VISOLE | VEST US BUFFER | 248.61K | SH | $9.6K 1.44% | 0.00 | 0.00 | 248.61K |
ONE LIBERTY PPTYS INCSOLE | COM | 356.76K | SH | $7.2K 1.09% | 0.00 | 0.00 | 356.76K |
KRANESHARES TRSOLE | CSI CHI INTERNET | 246.75K | SH | $6.6K 1.00% | 0.00 | 0.00 | 246.75K |
SCHWAB CHARLES FAMILY FDSOLE | AMT TAX FREE MNY | 6.61M | SH | $6.6K 0.99% | 0.00 | 0.00 | 6.61M |
FIRST TR EXCHNG TRADED FD VISOLE | FT CBOE VEST U S | 273.13K | SH | $5.7K 0.85% | 0.00 | 0.00 | 273.13K |
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