ALTBACH RONALD S. enters SMART FOR LIFE, INC. with 1M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 2/15/2022ACC: 0001213900-22-007847
1M
Baseline shares
0.00
Direct ownership
0 positions
200K
Derivative underlying
1 instrument
1
Security positions
1M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned1M
Total
1M indirect1M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1M | Indirect |
| Total | 1M | 1M indirect |
Derivative Holdings1
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
N/A
Exercise price
0.01
Expiration
—
Exercise window
—
Total
Underlying
200K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 0.01 | — | — | 200K | N/A |
| Total | 200K | 0.00 | ||||