Filed: 11/15/2022ACC: 0001606587-22-002350
📋 What this filing means
ALPHA DNA INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 145 equity positions with a total reported market value of $120.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
145
Positions
$120.3K
Total AUM (reported)
2.59M
Total Shares
Allocation by class
COM$92.2K76.6%
CL A$7.5K6.2%
SHS$4.0K3.4%
COM NEW$2.9K2.4%
TR UNIT$2.9K2.4%
COM CL A$2.7K2.2%
RUSSELL 2000 ETF$2.0K1.7%
Portfolio Concentration
Top 3$9.0K7.5%
4–10$14.4K11.9%
11–25$19.2K16.0%
Rest$77.7K64.6%
Top 3 weight
7.5%
Top 10 weight
19.4%
Voting Authority Distribution
Total shares with voting rights: 2.59M
Sole
Full voting authority
75.82K
shares
% of voting shares2.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.51M
shares
% of voting shares97.1%
Investment Discretion (by position count)
Sole7
Shared0
Other138
Dominant voting typeNone · 97.1% of voting shares
Institutional Holdings145
Rows:
Exxon Mobil Corporation
OTRShares37.55K
TypeSH
Market value$3.3K
2.72%
Sole
0.00
Shared
0.00
None
37.55K
Put SPY 12023 340
OTRShares97.80K
TypeSH
Market value$2.9K
2.40%
Sole
0.00
Shared
0.00
None
97.80K
Analog Devices Inc
OTRShares20.44K
TypeSH
Market value$2.8K
2.37%
Sole
0.00
Shared
0.00
None
20.44K
Chevron Corp
OTRShares16.60K
TypeSH
Market value$2.4K
1.98%
Sole
0.00
Shared
0.00
None
16.60K
JP Morgan Chase Co.
OTRShares21.68K
TypeSH
Market value$2.3K
1.88%
Sole
0.00
Shared
0.00
None
21.68K
Pfizer Inc
OTRShares50.58K
TypeSH
Market value$2.2K
1.84%
Sole
0.00
Shared
0.00
None
50.58K
Visa Inc
OTRShares12.11K
TypeSH
Market value$2.1K
1.79%
Sole
0.00
Shared
0.00
None
12.11K
Put IWM 12023 154
SOLEShares283.50K
TypeSH
Market value$2.0K
1.66%
Sole
13.20K
Shared
0.00
None
270.30K
Apple Inc
SOLEShares13.44K
TypeSH
Market value$1.9K
1.54%
Sole
8.87K
Shared
0.00
None
4.57K
Union Pacific Corp
SOLEShares7.73K
TypeSH
Market value$1.5K
1.25%
Sole
2.07K
Shared
0.00
None
5.65K
Charles Schwab Corp
OTRShares19.83K
TypeSH
Market value$1.4K
1.18%
Sole
0.00
Shared
0.00
None
19.83K
CVS Health Corp
OTRShares14.80K
TypeSH
Market value$1.4K
1.17%
Sole
0.00
Shared
0.00
None
14.80K
MetLife Inc
OTRShares23.08K
TypeSH
Market value$1.4K
1.17%
Sole
0.00
Shared
0.00
None
23.08K
Walmart Inc
OTRShares10.67K
TypeSH
Market value$1.4K
1.15%
Sole
0.00
Shared
0.00
None
10.67K
EOG Resources Inc
OTRShares11.83K
TypeSH
Market value$1.3K
1.10%
Sole
0.00
Shared
0.00
None
11.83K
ConocoPhillips
OTRShares12.86K
TypeSH
Market value$1.3K
1.09%
Sole
0.00
Shared
0.00
None
12.86K
Merck Co Inc
OTRShares15.02K
TypeSH
Market value$1.3K
1.07%
Sole
0.00
Shared
0.00
None
15.02K
Texas Instruments Inc
OTRShares8.13K
TypeSH
Market value$1.3K
1.04%
Sole
0.00
Shared
0.00
None
8.13K
Deere Company
OTRShares3.71K
TypeSH
Market value$1.2K
1.03%
Sole
0.00
Shared
0.00
None
3.71K
AbbVie Inc
OTRShares9.21K
TypeSH
Market value$1.2K
1.03%
Sole
0.00
Shared
0.00
None
9.21K
NextEra Energy Inc
OTRShares15.38K
TypeSH
Market value$1.2K
1.00%
Sole
0.00
Shared
0.00
None
15.38K
Coca Cola Company
OTRShares21.49K
TypeSH
Market value$1.2K
1.00%
Sole
0.00
Shared
0.00
None
21.49K
Elevance Health Inc
OTRShares2.60K
TypeSH
Market value$1.2K
0.98%
Sole
0.00
Shared
0.00
None
2.60K
Accenture PLC
OTRShares4.58K
TypeSH
Market value$1.2K
0.98%
Sole
0.00
Shared
0.00
None
4.58K
UnitedHealth Group Inc
OTRShares2.33K
TypeSH
Market value$1.2K
0.98%
Sole
0.00
Shared
0.00
None
2.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Exxon Mobil CorporationOTR | COM | 37.55K | SH | $3.3K 2.72% | 0.00 | 0.00 | 37.55K |
Put SPY 12023 340OTR | TR UNIT | 97.80K | SH | $2.9K 2.40% | 0.00 | 0.00 | 97.80K |
Analog Devices IncOTR | COM | 20.44K | SH | $2.8K 2.37% | 0.00 | 0.00 | 20.44K |
Chevron CorpOTR | COM | 16.60K | SH | $2.4K 1.98% | 0.00 | 0.00 | 16.60K |
JP Morgan Chase Co.OTR | COM | 21.68K | SH | $2.3K 1.88% | 0.00 | 0.00 | 21.68K |
Pfizer IncOTR | COM | 50.58K | SH | $2.2K 1.84% | 0.00 | 0.00 | 50.58K |
Visa IncOTR | COM CL A | 12.11K | SH | $2.1K 1.79% | 0.00 | 0.00 | 12.11K |
Put IWM 12023 154SOLE | RUSSELL 2000 ETF | 283.50K | SH | $2.0K 1.66% | 13.20K | 0.00 | 270.30K |
Apple IncSOLE | COM | 13.44K | SH | $1.9K 1.54% | 8.87K | 0.00 | 4.57K |
Union Pacific CorpSOLE | COM | 7.73K | SH | $1.5K 1.25% | 2.07K | 0.00 | 5.65K |
Charles Schwab CorpOTR | COM | 19.83K | SH | $1.4K 1.18% | 0.00 | 0.00 | 19.83K |
CVS Health CorpOTR | COM | 14.80K | SH | $1.4K 1.17% | 0.00 | 0.00 | 14.80K |
MetLife IncOTR | COM | 23.08K | SH | $1.4K 1.17% | 0.00 | 0.00 | 23.08K |
Walmart IncOTR | COM | 10.67K | SH | $1.4K 1.15% | 0.00 | 0.00 | 10.67K |
EOG Resources IncOTR | COM | 11.83K | SH | $1.3K 1.10% | 0.00 | 0.00 | 11.83K |
ConocoPhillipsOTR | COM | 12.86K | SH | $1.3K 1.09% | 0.00 | 0.00 | 12.86K |
Merck Co IncOTR | COM | 15.02K | SH | $1.3K 1.07% | 0.00 | 0.00 | 15.02K |
Texas Instruments IncOTR | COM | 8.13K | SH | $1.3K 1.04% | 0.00 | 0.00 | 8.13K |
Deere CompanyOTR | COM | 3.71K | SH | $1.2K 1.03% | 0.00 | 0.00 | 3.71K |
AbbVie IncOTR | COM | 9.21K | SH | $1.2K 1.03% | 0.00 | 0.00 | 9.21K |
NextEra Energy IncOTR | COM | 15.38K | SH | $1.2K 1.00% | 0.00 | 0.00 | 15.38K |
Coca Cola CompanyOTR | COM | 21.49K | SH | $1.2K 1.00% | 0.00 | 0.00 | 21.49K |
Elevance Health IncOTR | COM | 2.60K | SH | $1.2K 0.98% | 0.00 | 0.00 | 2.60K |
Accenture PLCOTR | SHS CLASS A | 4.58K | SH | $1.2K 0.98% | 0.00 | 0.00 | 4.58K |
UnitedHealth Group IncOTR | COM | 2.33K | SH | $1.2K 0.98% | 0.00 | 0.00 | 2.33K |
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