Filed: 2/12/2024ACC: 0001172661-24-000740
📋 What this filing means
ALPHA DNA INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 179 equity positions with a total reported market value of $256.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
179
Positions
$256.47M
Total AUM (reported)
2.79M
Total Shares
Allocation by class
COM$132.18M51.5%
TR UNIT$44.33M17.3%
RUSSELL 2000 ETF$44.02M17.2%
CL A$10.90M4.3%
SHS$6.88M2.7%
COM CL A$6.86M2.7%
COM NEW$3.48M1.4%
Portfolio Concentration
Top 3$94.30M36.8%
4–10$26.98M10.5%
11–25$33.44M13.0%
Rest$101.76M39.7%
Top 3 weight
36.8%
Top 10 weight
47.3%
Voting Authority Distribution
Total shares with voting rights: 2.79M
Sole
Full voting authority
114.91K
shares
% of voting shares4.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.67M
shares
% of voting shares95.9%
Investment Discretion (by position count)
Sole1
Shared0
Other178
Dominant voting typeNone · 95.9% of voting shares
Institutional Holdings179
Rows:
SPDR S&P 500 ETF TR
OTRShares93.27K
TypeSH
Market value$44.33M
17.28%
Sole
329.00
Shared
0.00
None
92.94K
ISHARES TR
OTRShares219.30K
TypeSH
Market value$44.02M
17.16%
Sole
1.00
Shared
0.00
None
219.30K
MICROSOFT CORP
OTRShares15.82K
TypeSH
Market value$5.95M
2.32%
Sole
2.18K
Shared
0.00
None
13.65K
JPMORGAN CHASE & CO
OTRShares26.79K
TypeSH
Market value$4.56M
1.78%
Sole
1.39K
Shared
0.00
None
25.41K
WELLS FARGO CO NEW
OTRShares91.70K
TypeSH
Market value$4.51M
1.76%
Sole
1.38K
Shared
0.00
None
90.33K
WALMART INC
OTRShares24.18K
TypeSH
Market value$3.81M
1.49%
Sole
160.00
Shared
0.00
None
24.02K
CHEVRON CORP NEW
OTRShares23.86K
TypeSH
Market value$3.56M
1.39%
Sole
174.00
Shared
0.00
None
23.69K
EOG RES INC
OTRShares29.25K
TypeSH
Market value$3.54M
1.38%
Sole
151.00
Shared
0.00
None
29.10K
NEXTERA ENERGY INC
OTRShares57.69K
TypeSH
Market value$3.50M
1.37%
Sole
306.00
Shared
0.00
None
57.39K
CISCO SYS INC
OTRShares69.14K
TypeSH
Market value$3.49M
1.36%
Sole
950.00
Shared
0.00
None
68.19K
CHUBB LIMITED
OTRShares12.83K
TypeSH
Market value$2.90M
1.13%
Sole
487.00
Shared
0.00
None
12.35K
ABBVIE INC
OTRShares18.32K
TypeSH
Market value$2.84M
1.11%
Sole
250.00
Shared
0.00
None
18.07K
APPLE INC
OTRShares14.14K
TypeSH
Market value$2.72M
1.06%
Sole
8.69K
Shared
0.00
None
5.45K
SCHWAB CHARLES CORP
OTRShares36.28K
TypeSH
Market value$2.50M
0.97%
Sole
2.52K
Shared
0.00
None
33.76K
BANK AMERICA CORP
OTRShares71.94K
TypeSH
Market value$2.42M
0.94%
Sole
2.68K
Shared
0.00
None
69.26K
TE CONNECTIVITY LTD
OTRShares15.70K
TypeSH
Market value$2.21M
0.86%
Sole
84.00
Shared
0.00
None
15.62K
PPG INDS INC
OTRShares14.14K
TypeSH
Market value$2.12M
0.82%
Sole
77.00
Shared
0.00
None
14.07K
COMCAST CORP NEW
OTRShares46.85K
TypeSH
Market value$2.05M
0.80%
Sole
302.00
Shared
0.00
None
46.55K
ACCENTURE PLC IRELAND
OTRShares5.70K
TypeSH
Market value$2.00M
0.78%
Sole
40.00
Shared
0.00
None
5.66K
VERIZON COMMUNICATIONS INC
OTRShares52.64K
TypeSH
Market value$1.98M
0.77%
Sole
462.00
Shared
0.00
None
52.18K
MEDTRONIC PLC
OTRShares24.09K
TypeSH
Market value$1.98M
0.77%
Sole
129.00
Shared
0.00
None
23.96K
MERCK & CO INC
OTRShares18.15K
TypeSH
Market value$1.98M
0.77%
Sole
1.80K
Shared
0.00
None
16.35K
MCDONALDS CORP
OTRShares6.54K
TypeSH
Market value$1.94M
0.76%
Sole
38.00
Shared
0.00
None
6.50K
KENVUE INC
OTRShares89.87K
TypeSH
Market value$1.93M
0.75%
Sole
512.00
Shared
0.00
None
89.36K
COCA COLA CO
OTRShares31.61K
TypeSH
Market value$1.86M
0.73%
Sole
562.00
Shared
0.00
None
31.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TROTR | TR UNIT | 93.27K | SH | $44.33M 17.28% | 329.00 | 0.00 | 92.94K |
ISHARES TROTR | RUSSELL 2000 ETF | 219.30K | SH | $44.02M 17.16% | 1.00 | 0.00 | 219.30K |
MICROSOFT CORPOTR | COM | 15.82K | SH | $5.95M 2.32% | 2.18K | 0.00 | 13.65K |
JPMORGAN CHASE & COOTR | COM | 26.79K | SH | $4.56M 1.78% | 1.39K | 0.00 | 25.41K |
WELLS FARGO CO NEWOTR | COM | 91.70K | SH | $4.51M 1.76% | 1.38K | 0.00 | 90.33K |
WALMART INCOTR | COM | 24.18K | SH | $3.81M 1.49% | 160.00 | 0.00 | 24.02K |
CHEVRON CORP NEWOTR | COM | 23.86K | SH | $3.56M 1.39% | 174.00 | 0.00 | 23.69K |
EOG RES INCOTR | COM | 29.25K | SH | $3.54M 1.38% | 151.00 | 0.00 | 29.10K |
NEXTERA ENERGY INCOTR | COM | 57.69K | SH | $3.50M 1.37% | 306.00 | 0.00 | 57.39K |
CISCO SYS INCOTR | COM | 69.14K | SH | $3.49M 1.36% | 950.00 | 0.00 | 68.19K |
CHUBB LIMITEDOTR | COM | 12.83K | SH | $2.90M 1.13% | 487.00 | 0.00 | 12.35K |
ABBVIE INCOTR | COM | 18.32K | SH | $2.84M 1.11% | 250.00 | 0.00 | 18.07K |
APPLE INCOTR | COM | 14.14K | SH | $2.72M 1.06% | 8.69K | 0.00 | 5.45K |
SCHWAB CHARLES CORPOTR | COM | 36.28K | SH | $2.50M 0.97% | 2.52K | 0.00 | 33.76K |
BANK AMERICA CORPOTR | COM | 71.94K | SH | $2.42M 0.94% | 2.68K | 0.00 | 69.26K |
TE CONNECTIVITY LTDOTR | SHS | 15.70K | SH | $2.21M 0.86% | 84.00 | 0.00 | 15.62K |
PPG INDS INCOTR | COM | 14.14K | SH | $2.12M 0.82% | 77.00 | 0.00 | 14.07K |
COMCAST CORP NEWOTR | CL A | 46.85K | SH | $2.05M 0.80% | 302.00 | 0.00 | 46.55K |
ACCENTURE PLC IRELANDOTR | SHS CLASS A | 5.70K | SH | $2.00M 0.78% | 40.00 | 0.00 | 5.66K |
VERIZON COMMUNICATIONS INCOTR | COM | 52.64K | SH | $1.98M 0.77% | 462.00 | 0.00 | 52.18K |
MEDTRONIC PLCOTR | SHS | 24.09K | SH | $1.98M 0.77% | 129.00 | 0.00 | 23.96K |
MERCK & CO INCOTR | COM | 18.15K | SH | $1.98M 0.77% | 1.80K | 0.00 | 16.35K |
MCDONALDS CORPOTR | COM | 6.54K | SH | $1.94M 0.76% | 38.00 | 0.00 | 6.50K |
KENVUE INCOTR | COM | 89.87K | SH | $1.93M 0.75% | 512.00 | 0.00 | 89.36K |
COCA COLA COOTR | COM | 31.61K | SH | $1.86M 0.73% | 562.00 | 0.00 | 31.05K |
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