Filed: 11/7/2023ACC: 0001172661-23-003658
📋 What this filing means
ALPHA DNA INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 166 equity positions with a total reported market value of $244.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
166
Positions
$244.32M
Total AUM (reported)
3.02M
Total Shares
Allocation by class
COM$119.43M48.9%
RUSSELL 2000 ETF$44.45M18.2%
TR UNIT$44.43M18.2%
CL A$13.00M5.3%
SHS$6.46M2.6%
COM CL A$4.60M1.9%
COM NEW$4.24M1.7%
Portfolio Concentration
Top 3$93.47M38.3%
4–10$23.68M9.7%
11–25$30.42M12.5%
Rest$96.75M39.6%
Top 3 weight
38.3%
Top 10 weight
47.9%
Voting Authority Distribution
Total shares with voting rights: 3.02M
Sole
Full voting authority
163.47K
shares
% of voting shares5.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.86M
shares
% of voting shares94.6%
Investment Discretion (by position count)
Sole136
Shared0
Other30
Dominant voting typeNone · 94.6% of voting shares
Institutional Holdings166
Rows:
ISHARES TR
SOLEShares251.50K
TypeSH
Market value$44.45M
18.19%
Sole
12.10K
Shared
0.00
None
239.40K
SPDR S&P 500 ETF TR
SOLEShares103.93K
TypeSH
Market value$44.43M
18.18%
Sole
2.33K
Shared
0.00
None
101.60K
JPMORGAN CHASE & CO
SOLEShares31.66K
TypeSH
Market value$4.59M
1.88%
Sole
1.45K
Shared
0.00
None
30.22K
CISCO SYS INC
SOLEShares80.99K
TypeSH
Market value$4.35M
1.78%
Sole
985.00
Shared
0.00
None
80.01K
PPG INDS INC
SOLEShares29.36K
TypeSH
Market value$3.81M
1.56%
Sole
158.00
Shared
0.00
None
29.20K
MCDONALDS CORP
SOLEShares12.68K
TypeSH
Market value$3.34M
1.37%
Sole
71.00
Shared
0.00
None
12.61K
WELLS FARGO CO NEW
SOLEShares80.83K
TypeSH
Market value$3.30M
1.35%
Sole
1.38K
Shared
0.00
None
79.46K
WALMART INC
SOLEShares19.88K
TypeSH
Market value$3.18M
1.30%
Sole
308.00
Shared
0.00
None
19.57K
ELI LILLY & CO
SOLEShares5.58K
TypeSH
Market value$3.00M
1.23%
Sole
68.00
Shared
0.00
None
5.51K
MICROSOFT CORP
SOLEShares8.53K
TypeSH
Market value$2.69M
1.10%
Sole
2.12K
Shared
0.00
None
6.41K
APPLE INC
SOLEShares14.48K
TypeSH
Market value$2.48M
1.01%
Sole
8.72K
Shared
0.00
None
5.76K
CHUBB LIMITED
SOLEShares10.84K
TypeSH
Market value$2.26M
0.92%
Sole
356.00
Shared
0.00
None
10.48K
COMCAST CORP NEW
SOLEShares48.51K
TypeSH
Market value$2.15M
0.88%
Sole
326.00
Shared
0.00
None
48.18K
BECTON DICKINSON & CO
SOLEShares8.02K
TypeSH
Market value$2.07M
0.85%
Sole
42.00
Shared
0.00
None
7.97K
UNITEDHEALTH GROUP INC
OTRShares4.10K
TypeSH
Market value$2.07M
0.85%
Sole
25.00
Shared
0.00
None
4.07K
ELEVANCE HEALTH INC
SOLEShares4.74K
TypeSH
Market value$2.06M
0.84%
Sole
25.00
Shared
0.00
None
4.71K
BANK AMERICA CORP
SOLEShares74.03K
TypeSH
Market value$2.03M
0.83%
Sole
2.68K
Shared
0.00
None
71.35K
ABBVIE INC
SOLEShares13.52K
TypeSH
Market value$2.01M
0.82%
Sole
71.00
Shared
0.00
None
13.45K
TE CONNECTIVITY LTD
SOLEShares16.18K
TypeSH
Market value$2.00M
0.82%
Sole
84.00
Shared
0.00
None
16.09K
JOHNSON & JOHNSON
SOLEShares12.80K
TypeSH
Market value$1.99M
0.82%
Sole
331.00
Shared
0.00
None
12.47K
VERIZON COMMUNICATIONS INC
SOLEShares60.09K
TypeSH
Market value$1.95M
0.80%
Sole
2.81K
Shared
0.00
None
57.28K
VISA INC
OTRShares8.34K
TypeSH
Market value$1.92M
0.79%
Sole
44.00
Shared
0.00
None
8.30K
COCA COLA CO
SOLEShares33.05K
TypeSH
Market value$1.85M
0.76%
Sole
574.00
Shared
0.00
None
32.48K
MONDELEZ INTL INC
SOLEShares26.11K
TypeSH
Market value$1.81M
0.74%
Sole
142.00
Shared
0.00
None
25.96K
PHILIP MORRIS INTL INC
OTRShares19.13K
TypeSH
Market value$1.77M
0.72%
Sole
553.00
Shared
0.00
None
18.57K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUSSELL 2000 ETF | 251.50K | SH | $44.45M 18.19% | 12.10K | 0.00 | 239.40K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 103.93K | SH | $44.43M 18.18% | 2.33K | 0.00 | 101.60K |
JPMORGAN CHASE & COSOLE | COM | 31.66K | SH | $4.59M 1.88% | 1.45K | 0.00 | 30.22K |
CISCO SYS INCSOLE | COM | 80.99K | SH | $4.35M 1.78% | 985.00 | 0.00 | 80.01K |
PPG INDS INCSOLE | COM | 29.36K | SH | $3.81M 1.56% | 158.00 | 0.00 | 29.20K |
MCDONALDS CORPSOLE | COM | 12.68K | SH | $3.34M 1.37% | 71.00 | 0.00 | 12.61K |
WELLS FARGO CO NEWSOLE | COM | 80.83K | SH | $3.30M 1.35% | 1.38K | 0.00 | 79.46K |
WALMART INCSOLE | COM | 19.88K | SH | $3.18M 1.30% | 308.00 | 0.00 | 19.57K |
ELI LILLY & COSOLE | COM | 5.58K | SH | $3.00M 1.23% | 68.00 | 0.00 | 5.51K |
MICROSOFT CORPSOLE | COM | 8.53K | SH | $2.69M 1.10% | 2.12K | 0.00 | 6.41K |
APPLE INCSOLE | COM | 14.48K | SH | $2.48M 1.01% | 8.72K | 0.00 | 5.76K |
CHUBB LIMITEDSOLE | COM | 10.84K | SH | $2.26M 0.92% | 356.00 | 0.00 | 10.48K |
COMCAST CORP NEWSOLE | CL A | 48.51K | SH | $2.15M 0.88% | 326.00 | 0.00 | 48.18K |
BECTON DICKINSON & COSOLE | COM | 8.02K | SH | $2.07M 0.85% | 42.00 | 0.00 | 7.97K |
UNITEDHEALTH GROUP INCOTR | COM | 4.10K | SH | $2.07M 0.85% | 25.00 | 0.00 | 4.07K |
ELEVANCE HEALTH INCSOLE | COM | 4.74K | SH | $2.06M 0.84% | 25.00 | 0.00 | 4.71K |
BANK AMERICA CORPSOLE | COM | 74.03K | SH | $2.03M 0.83% | 2.68K | 0.00 | 71.35K |
ABBVIE INCSOLE | COM | 13.52K | SH | $2.01M 0.82% | 71.00 | 0.00 | 13.45K |
TE CONNECTIVITY LTDSOLE | SHS | 16.18K | SH | $2.00M 0.82% | 84.00 | 0.00 | 16.09K |
JOHNSON & JOHNSONSOLE | COM | 12.80K | SH | $1.99M 0.82% | 331.00 | 0.00 | 12.47K |
VERIZON COMMUNICATIONS INCSOLE | COM | 60.09K | SH | $1.95M 0.80% | 2.81K | 0.00 | 57.28K |
VISA INCOTR | COM CL A | 8.34K | SH | $1.92M 0.79% | 44.00 | 0.00 | 8.30K |
COCA COLA COSOLE | COM | 33.05K | SH | $1.85M 0.76% | 574.00 | 0.00 | 32.48K |
MONDELEZ INTL INCSOLE | CL A | 26.11K | SH | $1.81M 0.74% | 142.00 | 0.00 | 25.96K |
PHILIP MORRIS INTL INCOTR | COM | 19.13K | SH | $1.77M 0.72% | 553.00 | 0.00 | 18.57K |
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