Filed: 7/31/2023ACC: 0001172661-23-002697
📋 What this filing means
ALPHA DNA INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 145 equity positions with a total reported market value of $299.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
145
Positions
$299.64M
Total AUM (reported)
3.92M
Total Shares
Allocation by class
COM$132.31M44.2%
RUSSELL 2000 ETF$62.17M20.7%
TR UNIT$61.19M20.4%
CL A$11.17M3.7%
SHS$9.33M3.1%
COM CL A$9.28M3.1%
COM NEW$2.93M1.0%
Portfolio Concentration
Top 3$128.07M42.7%
4–10$26.51M8.8%
11–25$33.51M11.2%
Rest$111.55M37.2%
Top 3 weight
42.7%
Top 10 weight
51.6%
Voting Authority Distribution
Total shares with voting rights: 3.92M
Sole
Full voting authority
781.83K
shares
% of voting shares20.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.13M
shares
% of voting shares80.0%
Investment Discretion (by position count)
Sole113
Shared0
Other32
Dominant voting typeNone · 80.0% of voting shares
Institutional Holdings145
Rows:
ISHARES TR
SOLEShares332K
TypeSH
Market value$62.17M
20.75%
Sole
74.10K
Shared
0.00
None
257.90K
SPDR S&P 500 ETF TR
SOLEShares138.03K
TypeSH
Market value$61.19M
20.42%
Sole
13.53K
Shared
0.00
None
124.50K
JPMORGAN CHASE & CO
SOLEShares32.41K
TypeSH
Market value$4.71M
1.57%
Sole
1.21K
Shared
0.00
None
31.20K
CISCO SYS INC
SOLEShares90.97K
TypeSH
Market value$4.71M
1.57%
Sole
1.75K
Shared
0.00
None
89.22K
VISA INC
SOLEShares18.74K
TypeSH
Market value$4.45M
1.49%
Sole
119.00
Shared
0.00
None
18.63K
PPG INDS INC
SOLEShares29.28K
TypeSH
Market value$4.34M
1.45%
Sole
158.00
Shared
0.00
None
29.12K
COCA COLA CO
SOLEShares63.30K
TypeSH
Market value$3.81M
1.27%
Sole
754.00
Shared
0.00
None
62.54K
MERCK & CO INC
OTRShares27.86K
TypeSH
Market value$3.21M
1.07%
Sole
3.58K
Shared
0.00
None
24.28K
MCDONALDS CORP
OTRShares10.38K
TypeSH
Market value$3.10M
1.03%
Sole
727.00
Shared
0.00
None
9.65K
LILLY ELI & CO
SOLEShares6.14K
TypeSH
Market value$2.88M
0.96%
Sole
428.00
Shared
0.00
None
5.72K
APPLE INC
SOLEShares14.60K
TypeSH
Market value$2.83M
0.94%
Sole
8.77K
Shared
0.00
None
5.83K
WELLS FARGO CO NEW
SOLEShares59.16K
TypeSH
Market value$2.52M
0.84%
Sole
1.16K
Shared
0.00
None
58K
EXXON MOBIL CORP
SOLEShares22.59K
TypeSH
Market value$2.42M
0.81%
Sole
1.38K
Shared
0.00
None
21.21K
WALMART INC
OTRShares14.93K
TypeSH
Market value$2.35M
0.78%
Sole
129.00
Shared
0.00
None
14.80K
TE CONNECTIVITY LTD
SOLEShares16.22K
TypeSH
Market value$2.27M
0.76%
Sole
94.00
Shared
0.00
None
16.13K
ACCENTURE PLC IRELAND
SOLEShares7.26K
TypeSH
Market value$2.24M
0.75%
Sole
49.00
Shared
0.00
None
7.22K
MORGAN STANLEY
OTRShares25.92K
TypeSH
Market value$2.21M
0.74%
Sole
161.00
Shared
0.00
None
25.76K
TEXAS INSTRS INC
SOLEShares12.08K
TypeSH
Market value$2.17M
0.73%
Sole
79.00
Shared
0.00
None
12K
BANK AMERICA CORP
SOLEShares74.66K
TypeSH
Market value$2.14M
0.71%
Sole
3.22K
Shared
0.00
None
71.43K
JOHNSON & JOHNSON
SOLEShares12.79K
TypeSH
Market value$2.12M
0.71%
Sole
336.00
Shared
0.00
None
12.46K
ELEVANCE HEALTH INC
SOLEShares4.71K
TypeSH
Market value$2.09M
0.70%
Sole
25.00
Shared
0.00
None
4.68K
CHUBB LIMITED
SOLEShares10.86K
TypeSH
Market value$2.09M
0.70%
Sole
360.00
Shared
0.00
None
10.50K
VERIZON COMMUNICATIONS INC
SOLEShares54.71K
TypeSH
Market value$2.03M
0.68%
Sole
2.79K
Shared
0.00
None
51.92K
COMCAST CORP NEW
SOLEShares48.68K
TypeSH
Market value$2.02M
0.68%
Sole
326.00
Shared
0.00
None
48.35K
UNITEDHEALTH GROUP INC
SOLEShares4.12K
TypeSH
Market value$1.98M
0.66%
Sole
32.00
Shared
0.00
None
4.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUSSELL 2000 ETF | 332K | SH | $62.17M 20.75% | 74.10K | 0.00 | 257.90K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 138.03K | SH | $61.19M 20.42% | 13.53K | 0.00 | 124.50K |
JPMORGAN CHASE & COSOLE | COM | 32.41K | SH | $4.71M 1.57% | 1.21K | 0.00 | 31.20K |
CISCO SYS INCSOLE | COM | 90.97K | SH | $4.71M 1.57% | 1.75K | 0.00 | 89.22K |
VISA INCSOLE | COM CL A | 18.74K | SH | $4.45M 1.49% | 119.00 | 0.00 | 18.63K |
PPG INDS INCSOLE | COM | 29.28K | SH | $4.34M 1.45% | 158.00 | 0.00 | 29.12K |
COCA COLA COSOLE | COM | 63.30K | SH | $3.81M 1.27% | 754.00 | 0.00 | 62.54K |
MERCK & CO INCOTR | COM | 27.86K | SH | $3.21M 1.07% | 3.58K | 0.00 | 24.28K |
MCDONALDS CORPOTR | COM | 10.38K | SH | $3.10M 1.03% | 727.00 | 0.00 | 9.65K |
LILLY ELI & COSOLE | COM | 6.14K | SH | $2.88M 0.96% | 428.00 | 0.00 | 5.72K |
APPLE INCSOLE | COM | 14.60K | SH | $2.83M 0.94% | 8.77K | 0.00 | 5.83K |
WELLS FARGO CO NEWSOLE | COM | 59.16K | SH | $2.52M 0.84% | 1.16K | 0.00 | 58K |
EXXON MOBIL CORPSOLE | COM | 22.59K | SH | $2.42M 0.81% | 1.38K | 0.00 | 21.21K |
WALMART INCOTR | COM | 14.93K | SH | $2.35M 0.78% | 129.00 | 0.00 | 14.80K |
TE CONNECTIVITY LTDSOLE | SHS | 16.22K | SH | $2.27M 0.76% | 94.00 | 0.00 | 16.13K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 7.26K | SH | $2.24M 0.75% | 49.00 | 0.00 | 7.22K |
MORGAN STANLEYOTR | COM NEW | 25.92K | SH | $2.21M 0.74% | 161.00 | 0.00 | 25.76K |
TEXAS INSTRS INCSOLE | COM | 12.08K | SH | $2.17M 0.73% | 79.00 | 0.00 | 12K |
BANK AMERICA CORPSOLE | COM | 74.66K | SH | $2.14M 0.71% | 3.22K | 0.00 | 71.43K |
JOHNSON & JOHNSONSOLE | COM | 12.79K | SH | $2.12M 0.71% | 336.00 | 0.00 | 12.46K |
ELEVANCE HEALTH INCSOLE | COM | 4.71K | SH | $2.09M 0.70% | 25.00 | 0.00 | 4.68K |
CHUBB LIMITEDSOLE | COM | 10.86K | SH | $2.09M 0.70% | 360.00 | 0.00 | 10.50K |
VERIZON COMMUNICATIONS INCSOLE | COM | 54.71K | SH | $2.03M 0.68% | 2.79K | 0.00 | 51.92K |
COMCAST CORP NEWSOLE | CL A | 48.68K | SH | $2.02M 0.68% | 326.00 | 0.00 | 48.35K |
UNITEDHEALTH GROUP INCSOLE | COM | 4.12K | SH | $1.98M 0.66% | 32.00 | 0.00 | 4.08K |
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