Filed: 5/5/2023ACC: 0001172661-23-001874
📋 What this filing means
ALPHA DNA INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 143 equity positions with a total reported market value of $338.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
143
Positions
$338.50M
Total AUM (reported)
4.19M
Total Shares
Allocation by class
COM$145.67M43.0%
RUSSELL 2000 ETF$78.85M23.3%
TR UNIT$64.61M19.1%
CL A$17.92M5.3%
COM CL A$9.59M2.8%
COM NEW$7.00M2.1%
SHS$5.75M1.7%
Portfolio Concentration
Top 3$149.27M44.1%
4–10$27.67M8.2%
11–25$30.17M8.9%
Rest$131.39M38.8%
Top 3 weight
44.1%
Top 10 weight
52.3%
Voting Authority Distribution
Total shares with voting rights: 4.19M
Sole
Full voting authority
1.47M
shares
% of voting shares35.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.72M
shares
% of voting shares65.0%
Investment Discretion (by position count)
Sole47
Shared0
Other96
Dominant voting typeNone · 65.0% of voting shares
Institutional Holdings143
Rows:
ISHARES TR
OTRShares442K
TypeSH
Market value$78.85M
23.29%
Sole
172.60K
Shared
0.00
None
269.40K
SPDR S&P 500 ETF TR
OTRShares157.82K
TypeSH
Market value$64.61M
19.09%
Sole
36.32K
Shared
0.00
None
121.50K
CISCO SYS INC
SOLEShares111.18K
TypeSH
Market value$5.81M
1.72%
Sole
10.92K
Shared
0.00
None
100.26K
PEPSICO INC
OTRShares25.42K
TypeSH
Market value$4.63M
1.37%
Sole
152.00
Shared
0.00
None
25.27K
WALMART INC
OTRShares29.68K
TypeSH
Market value$4.38M
1.29%
Sole
214.00
Shared
0.00
None
29.47K
MCDONALDS CORP
SOLEShares14.90K
TypeSH
Market value$4.17M
1.23%
Sole
99.00
Shared
0.00
None
14.80K
JPMORGAN CHASE & CO
SOLEShares30.42K
TypeSH
Market value$3.96M
1.17%
Sole
1.06K
Shared
0.00
None
29.36K
MONDELEZ INTL INC
SOLEShares56.54K
TypeSH
Market value$3.94M
1.16%
Sole
352.00
Shared
0.00
None
56.19K
VISA INC
SOLEShares17.15K
TypeSH
Market value$3.87M
1.14%
Sole
109.00
Shared
0.00
None
17.05K
APPLE INC
OTRShares16.47K
TypeSH
Market value$2.72M
0.80%
Sole
8.78K
Shared
0.00
None
7.69K
UNION PAC CORP
SOLEShares11.43K
TypeSH
Market value$2.30M
0.68%
Sole
2.07K
Shared
0.00
None
9.35K
UNITEDHEALTH GROUP INC
OTRShares4.83K
TypeSH
Market value$2.28M
0.67%
Sole
32.00
Shared
0.00
None
4.80K
LILLY ELI & CO
SOLEShares6.38K
TypeSH
Market value$2.19M
0.65%
Sole
37.00
Shared
0.00
None
6.34K
EXXON MOBIL CORP
SOLEShares19.84K
TypeSH
Market value$2.18M
0.64%
Sole
1.32K
Shared
0.00
None
18.52K
BECTON DICKINSON & CO
SOLEShares8.27K
TypeSH
Market value$2.05M
0.60%
Sole
48.00
Shared
0.00
None
8.22K
ELEVANCE HEALTH INC
SOLEShares4.45K
TypeSH
Market value$2.05M
0.60%
Sole
25.00
Shared
0.00
None
4.42K
COCA COLA CO
SOLEShares32.94K
TypeSH
Market value$2.04M
0.60%
Sole
595.00
Shared
0.00
None
32.35K
ACCENTURE PLC IRELAND
SOLEShares7.11K
TypeSH
Market value$2.03M
0.60%
Sole
49.00
Shared
0.00
None
7.06K
JOHNSON & JOHNSON
OTRShares12.78K
TypeSH
Market value$1.98M
0.59%
Sole
336.00
Shared
0.00
None
12.45K
CHUBB LIMITED
SOLEShares10.02K
TypeSH
Market value$1.95M
0.57%
Sole
357.00
Shared
0.00
None
9.66K
CHEVRON CORP NEW
SOLEShares11.63K
TypeSH
Market value$1.90M
0.56%
Sole
74.00
Shared
0.00
None
11.56K
MICROSOFT CORP
OTRShares6.49K
TypeSH
Market value$1.87M
0.55%
Sole
2.03K
Shared
0.00
None
4.46K
THE CIGNA GROUP
OTRShares7.08K
TypeSH
Market value$1.81M
0.53%
Sole
57.00
Shared
0.00
None
7.02K
BLACKROCK INC
OTRShares2.66K
TypeSH
Market value$1.78M
0.53%
Sole
19.00
Shared
0.00
None
2.64K
PFIZER INC
SOLEShares43.36K
TypeSH
Market value$1.77M
0.52%
Sole
275.00
Shared
0.00
None
43.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TROTR | RUSSELL 2000 ETF | 442K | SH | $78.85M 23.29% | 172.60K | 0.00 | 269.40K |
SPDR S&P 500 ETF TROTR | TR UNIT | 157.82K | SH | $64.61M 19.09% | 36.32K | 0.00 | 121.50K |
CISCO SYS INCSOLE | COM | 111.18K | SH | $5.81M 1.72% | 10.92K | 0.00 | 100.26K |
PEPSICO INCOTR | COM | 25.42K | SH | $4.63M 1.37% | 152.00 | 0.00 | 25.27K |
WALMART INCOTR | COM | 29.68K | SH | $4.38M 1.29% | 214.00 | 0.00 | 29.47K |
MCDONALDS CORPSOLE | COM | 14.90K | SH | $4.17M 1.23% | 99.00 | 0.00 | 14.80K |
JPMORGAN CHASE & COSOLE | COM | 30.42K | SH | $3.96M 1.17% | 1.06K | 0.00 | 29.36K |
MONDELEZ INTL INCSOLE | CL A | 56.54K | SH | $3.94M 1.16% | 352.00 | 0.00 | 56.19K |
VISA INCSOLE | COM CL A | 17.15K | SH | $3.87M 1.14% | 109.00 | 0.00 | 17.05K |
APPLE INCOTR | COM | 16.47K | SH | $2.72M 0.80% | 8.78K | 0.00 | 7.69K |
UNION PAC CORPSOLE | COM | 11.43K | SH | $2.30M 0.68% | 2.07K | 0.00 | 9.35K |
UNITEDHEALTH GROUP INCOTR | COM | 4.83K | SH | $2.28M 0.67% | 32.00 | 0.00 | 4.80K |
LILLY ELI & COSOLE | COM | 6.38K | SH | $2.19M 0.65% | 37.00 | 0.00 | 6.34K |
EXXON MOBIL CORPSOLE | COM | 19.84K | SH | $2.18M 0.64% | 1.32K | 0.00 | 18.52K |
BECTON DICKINSON & COSOLE | COM | 8.27K | SH | $2.05M 0.60% | 48.00 | 0.00 | 8.22K |
ELEVANCE HEALTH INCSOLE | COM | 4.45K | SH | $2.05M 0.60% | 25.00 | 0.00 | 4.42K |
COCA COLA COSOLE | COM | 32.94K | SH | $2.04M 0.60% | 595.00 | 0.00 | 32.35K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 7.11K | SH | $2.03M 0.60% | 49.00 | 0.00 | 7.06K |
JOHNSON & JOHNSONOTR | COM | 12.78K | SH | $1.98M 0.59% | 336.00 | 0.00 | 12.45K |
CHUBB LIMITEDSOLE | COM | 10.02K | SH | $1.95M 0.57% | 357.00 | 0.00 | 9.66K |
CHEVRON CORP NEWSOLE | COM | 11.63K | SH | $1.90M 0.56% | 74.00 | 0.00 | 11.56K |
MICROSOFT CORPOTR | COM | 6.49K | SH | $1.87M 0.55% | 2.03K | 0.00 | 4.46K |
THE CIGNA GROUPOTR | COM | 7.08K | SH | $1.81M 0.53% | 57.00 | 0.00 | 7.02K |
BLACKROCK INCOTR | COM | 2.66K | SH | $1.78M 0.53% | 19.00 | 0.00 | 2.64K |
PFIZER INCSOLE | COM | 43.36K | SH | $1.77M 0.52% | 275.00 | 0.00 | 43.08K |
Page 1 of 6
…