Filed: 1/27/2023ACC: 0001172661-23-000325
📋 What this filing means
ALPHA DNA INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 145 equity positions with a total reported market value of $282.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
145
Positions
$282.80M
Total AUM (reported)
4.16M
Total Shares
Allocation by class
COM$157.60M55.7%
RUSSELL 2000 ETF$49.82M17.6%
TR UNIT$44.87M15.9%
COM CL A$7.54M2.7%
SHS$6.46M2.3%
COM NEW$5.51M1.9%
CL A$3.90M1.4%
Portfolio Concentration
Top 3$99.85M35.3%
4–10$21.06M7.4%
11–25$27.65M9.8%
Rest$134.24M47.5%
Top 3 weight
35.3%
Top 10 weight
42.8%
Voting Authority Distribution
Total shares with voting rights: 3.76M
Sole
Full voting authority
1.38M
shares
% of voting shares36.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.37M
shares
% of voting shares63.2%
Investment Discretion (by position count)
Sole53
Shared0
Other92
Dominant voting typeNone · 63.2% of voting shares
Institutional Holdings145
Rows:
ISHARES TR
OTRShares285.72K
TypeSH
Market value$49.82M
17.62%
Sole
1.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
OTRShares117.34K
TypeSH
Market value$44.87M
15.87%
Sole
419.00
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares38.45K
TypeSH
Market value$5.16M
1.82%
Sole
4.76K
Shared
0.00
None
33.69K
ANALOG DEVICES INC
OTRShares25.41K
TypeSH
Market value$4.17M
1.47%
Sole
194.00
Shared
0.00
None
25.22K
WALMART INC
OTRShares27.36K
TypeSH
Market value$3.88M
1.37%
Sole
214.00
Shared
0.00
None
27.15K
MCDONALDS CORP
OTRShares13.62K
TypeSH
Market value$3.59M
1.27%
Sole
93.00
Shared
0.00
None
13.53K
APPLE INC
OTRShares20.86K
TypeSH
Market value$2.71M
0.96%
Sole
8.92K
Shared
0.00
None
11.94K
MICROSOFT CORP
SOLEShares10.12K
TypeSH
Market value$2.43M
0.86%
Sole
2.13K
Shared
0.00
None
7.99K
SCHWAB CHARLES CORP
SOLEShares26.44K
TypeSH
Market value$2.20M
0.78%
Sole
2.52K
Shared
0.00
None
23.92K
BECTON DICKINSON & CO
OTRShares8.18K
TypeSH
Market value$2.08M
0.74%
Sole
59.00
Shared
0.00
None
8.12K
EXXON MOBIL CORP
OTRShares18.37K
TypeSH
Market value$2.03M
0.72%
Sole
1.33K
Shared
0.00
None
17.04K
CISCO SYS INC
SOLEShares42.38K
TypeSH
Market value$2.02M
0.71%
Sole
1.84K
Shared
0.00
None
40.54K
CHUBB LIMITED
SOLEShares8.82K
TypeSH
Market value$1.95M
0.69%
Sole
357.00
Shared
0.00
None
8.47K
VISA INC
OTRShares9.34K
TypeSH
Market value$1.94M
0.69%
Sole
64.00
Shared
0.00
None
9.27K
VERIZON COMMUNICATIONS INC
OTRShares48.63K
TypeSH
Market value$1.92M
0.68%
Sole
536.00
Shared
0.00
None
48.09K
PNC FINL SVCS GROUP INC
SOLEShares11.94K
TypeSH
Market value$1.89M
0.67%
Sole
204.00
Shared
0.00
None
11.73K
CHEVRON CORP NEW
SOLEShares10.50K
TypeSH
Market value$1.88M
0.67%
Sole
74.00
Shared
0.00
None
10.43K
CONOCOPHILLIPS
SOLEShares15.73K
TypeSH
Market value$1.86M
0.66%
Sole
101.00
Shared
0.00
None
15.63K
MARSH & MCLENNAN COS INC
SOLEShares11K
TypeSH
Market value$1.82M
0.64%
Sole
76.00
Shared
0.00
None
10.93K
BANK AMERICA CORP
OTRShares53.27K
TypeSH
Market value$1.76M
0.62%
Sole
4.04K
Shared
0.00
None
49.22K
NEXTERA ENERGY INC
OTRShares20.79K
TypeSH
Market value$1.74M
0.61%
Sole
136.00
Shared
0.00
None
20.65K
LILLY ELI & CO
OTRShares4.73K
TypeSH
Market value$1.73M
0.61%
Sole
32.00
Shared
0.00
None
4.70K
ABBVIE INC
OTRShares10.67K
TypeSH
Market value$1.72M
0.61%
Sole
70.00
Shared
0.00
None
10.60K
MONDELEZ INTL INC
SOLEShares25.76K
TypeSH
Market value$1.72M
0.61%
Sole
189.00
Shared
0.00
None
25.57K
PEPSICO INC
OTRShares9.33K
TypeSH
Market value$1.69M
0.60%
Sole
64.00
Shared
0.00
None
9.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TROTR | RUSSELL 2000 ETF | 285.72K | SH | $49.82M 17.62% | 1.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TROTR | TR UNIT | 117.34K | SH | $44.87M 15.87% | 419.00 | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 38.45K | SH | $5.16M 1.82% | 4.76K | 0.00 | 33.69K |
ANALOG DEVICES INCOTR | COM | 25.41K | SH | $4.17M 1.47% | 194.00 | 0.00 | 25.22K |
WALMART INCOTR | COM | 27.36K | SH | $3.88M 1.37% | 214.00 | 0.00 | 27.15K |
MCDONALDS CORPOTR | COM | 13.62K | SH | $3.59M 1.27% | 93.00 | 0.00 | 13.53K |
APPLE INCOTR | COM | 20.86K | SH | $2.71M 0.96% | 8.92K | 0.00 | 11.94K |
MICROSOFT CORPSOLE | COM | 10.12K | SH | $2.43M 0.86% | 2.13K | 0.00 | 7.99K |
SCHWAB CHARLES CORPSOLE | COM | 26.44K | SH | $2.20M 0.78% | 2.52K | 0.00 | 23.92K |
BECTON DICKINSON & COOTR | COM | 8.18K | SH | $2.08M 0.74% | 59.00 | 0.00 | 8.12K |
EXXON MOBIL CORPOTR | COM | 18.37K | SH | $2.03M 0.72% | 1.33K | 0.00 | 17.04K |
CISCO SYS INCSOLE | COM | 42.38K | SH | $2.02M 0.71% | 1.84K | 0.00 | 40.54K |
CHUBB LIMITEDSOLE | COM | 8.82K | SH | $1.95M 0.69% | 357.00 | 0.00 | 8.47K |
VISA INCOTR | COM CL A | 9.34K | SH | $1.94M 0.69% | 64.00 | 0.00 | 9.27K |
VERIZON COMMUNICATIONS INCOTR | COM | 48.63K | SH | $1.92M 0.68% | 536.00 | 0.00 | 48.09K |
PNC FINL SVCS GROUP INCSOLE | COM | 11.94K | SH | $1.89M 0.67% | 204.00 | 0.00 | 11.73K |
CHEVRON CORP NEWSOLE | COM | 10.50K | SH | $1.88M 0.67% | 74.00 | 0.00 | 10.43K |
CONOCOPHILLIPSSOLE | COM | 15.73K | SH | $1.86M 0.66% | 101.00 | 0.00 | 15.63K |
MARSH & MCLENNAN COS INCSOLE | COM | 11K | SH | $1.82M 0.64% | 76.00 | 0.00 | 10.93K |
BANK AMERICA CORPOTR | COM | 53.27K | SH | $1.76M 0.62% | 4.04K | 0.00 | 49.22K |
NEXTERA ENERGY INCOTR | COM | 20.79K | SH | $1.74M 0.61% | 136.00 | 0.00 | 20.65K |
LILLY ELI & COOTR | COM | 4.73K | SH | $1.73M 0.61% | 32.00 | 0.00 | 4.70K |
ABBVIE INCOTR | COM | 10.67K | SH | $1.72M 0.61% | 70.00 | 0.00 | 10.60K |
MONDELEZ INTL INCSOLE | CL A | 25.76K | SH | $1.72M 0.61% | 189.00 | 0.00 | 25.57K |
PEPSICO INCOTR | COM | 9.33K | SH | $1.69M 0.60% | 64.00 | 0.00 | 9.27K |
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