ALONSO MIGUEL (Chief Product Officer) exercised options at DZS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

ALONSO MIGUEL

Filed: 7/3/2024ACC: 0001101680-24-000076

InsiderALONSO MIGUELCIK 1967321

→

IssuerDZS INC.CIK 1101680

Officer· Chief Product Officer

Since Feb 2023

-5.71K

Net shares

Net seller

$6.6K

Total sold

Open market trades

0B · 0S

Total transactions

17.50K acquired · 23.21K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+2.50K

Price / share

—

Trade value

—

% of position

7.4%

7/1/2024

33.72K→36.22K

Common Stock

Direct

F · Tax Withholding

−817.00

Price / share

$1.16

Trade value

$947.72

% of position

2.3%

7/1/2024

36.22K→35.41K

Common Stock

Direct

M · Option Exercise

+1.67K

Price / share

—

Trade value

—

% of position

4.7%

7/1/2024

35.41K→37.07K

Common Stock

Direct

F · Tax Withholding

−544.00

Price / share

$1.16

Trade value

$631.04

% of position

1.5%

7/1/2024

37.07K→36.53K

Common Stock

Direct

M · Option Exercise

+13.33K

Price / share

—

Trade value

—

% of position

36.5%

7/1/2024

36.53K→49.86K

Common Stock

Direct

F · Tax Withholding

−4.35K

Price / share

$1.16

Trade value

$5.05K

% of position

8.7%

7/1/2024

49.86K→45.51K

Total

Net shares

+11.78K

Net value

-$6.63K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/1/2024	M · Option Exercise	+2.50K	—	—	7.4%	33.72K	36.22K
Common Stock Direct	7/1/2024	F · Tax Withholding	−817.00	$1.16	$947.72	2.3%	36.22K	35.41K
Common Stock Direct	7/1/2024	M · Option Exercise	+1.67K	—	—	4.7%	35.41K	37.07K
Common Stock Direct	7/1/2024	F · Tax Withholding	−544.00	$1.16	$631.04	1.5%	37.07K	36.53K
Common Stock Direct	7/1/2024	M · Option Exercise	+13.33K	—	—	36.5%	36.53K	49.86K
Common Stock Direct	7/1/2024	F · Tax Withholding	−4.35K	$1.16	$5.05K	8.7%	49.86K	45.51K
Total			+11.78K		-$6.63K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.50K shares

−2.50K

Strike price

Held after

2.50K

Exercisable

—

7/1/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.67K shares

−1.67K

Strike price

Held after

1.67K

Exercisable

—

7/1/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

13.33K shares

−13.33K

Strike price

Held after

13.33K

Exercisable

—

7/1/2024

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock2.50K shares	7/1/2024	M · Option Exercise	−2.50K	—	2.50K
Restricted Stock Units Direct	Common Stock1.67K shares	7/1/2024	M · Option Exercise	−1.67K	—	1.67K
Restricted Stock Units Direct	Common Stock13.33K shares	7/1/2024	M · Option Exercise	−13.33K	—	13.33K