Filed: 11/14/2023ACC: 0001596468-23-000004
📋 What this filing means
ALMITAS CAPITAL LLC filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $12.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
94
Positions
$12.49M
Total AUM (reported)
51.27M
Total Shares
Allocation by class
NOTE 6.250% 1/1$7.65M61.2%
COM$1.81M14.5%
NOTE 5.500% 3/1$909.7K7.3%
7.25 CV SR NT 24$428.9K3.4%
SHS BEN INT$408.0K3.3%
COM BEN INT$274.5K2.2%
SH BEN INT$272.0K2.2%
Portfolio Concentration
Top 3$8.99M71.9%
4–10$1.35M10.8%
11–25$1.11M8.9%
Rest$1.04M8.3%
Top 3 weight
71.9%
Top 10 weight
82.8%
Voting Authority Distribution
Total shares with voting rights: 51.27M
Sole
Full voting authority
51.27M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole94
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings94
Rows:
Two Harbors Investment Corp
SOLEShares8.50M
TypePRN
Market value$7.65M
61.23%
Sole
8.50M
Shared
0.00
None
0.00
PennyMac Corp
SOLEShares1M
TypePRN
Market value$909.7K
7.28%
Sole
1M
Shared
0.00
None
0.00
Great Ajax Corp
SOLEShares1.79M
TypeSH
Market value$428.9K
3.43%
Sole
1.79M
Shared
0.00
None
0.00
BlackRock ESG Capital Allocation Term Trust
SOLEShares2M
TypeSH
Market value$285.4K
2.28%
Sole
2M
Shared
0.00
None
0.00
Nuveen Core Plus Impact Fund
SOLEShares3.05M
TypeSH
Market value$274.5K
2.20%
Sole
3.05M
Shared
0.00
None
0.00
Templeton Global Income Fund
SOLEShares6.20M
TypeSH
Market value$245.3K
1.96%
Sole
6.20M
Shared
0.00
None
0.00
Miller/Howard High Dividend Fund
SOLEShares2.12M
TypeSH
Market value$203.6K
1.63%
Sole
2.12M
Shared
0.00
None
0.00
Center Coast Brookfield MLP & Energy Infrastructure Fund
SOLEShares591.40K
TypeSH
Market value$122.6K
0.98%
Sole
591.40K
Shared
0.00
None
0.00
PIMCO Energy & Tactical Credit Opportunities Fund
SOLEShares609.64K
TypeSH
Market value$115.8K
0.93%
Sole
609.64K
Shared
0.00
None
0.00
Tortoise Midstream Energy Fund Inc
SOLEShares324.25K
TypeSH
Market value$107.5K
0.86%
Sole
324.25K
Shared
0.00
None
0.00
BlackRock California Municipal Income Trust
SOLEShares1.06M
TypeSH
Market value$105.0K
0.84%
Sole
1.06M
Shared
0.00
None
0.00
General American Investors Co Inc
SOLEShares238.81K
TypeSH
Market value$91.6K
0.73%
Sole
238.81K
Shared
0.00
None
0.00
Eaton Vance New York Municipal Bond Fund
SOLEShares1.15M
TypeSH
Market value$90.3K
0.72%
Sole
1.15M
Shared
0.00
None
0.00
BrightSpire Capital Inc
SOLEShares1.51M
TypeSH
Market value$85.5K
0.68%
Sole
1.51M
Shared
0.00
None
0.00
Nuveen Corporate Income 2023 Target Term Fund
SOLEShares827.97K
TypeSH
Market value$79.6K
0.64%
Sole
827.97K
Shared
0.00
None
0.00
ClearBridge MLP & Midstream Total Return Fund Inc
SOLEShares252.53K
TypeSH
Market value$77.8K
0.62%
Sole
252.53K
Shared
0.00
None
0.00
First Trust Dynamic Europe Equity Income Fund
SOLEShares634.94K
TypeSH
Market value$77.7K
0.62%
Sole
634.94K
Shared
0.00
None
0.00
MFS Investment Grade Municipal Trust
SOLEShares1.09M
TypeSH
Market value$72.2K
0.58%
Sole
1.09M
Shared
0.00
None
0.00
Great Ajax Corp
SOLEShares1.62M
TypeSH
Market value$69.8K
0.56%
Sole
1.62M
Shared
0.00
None
0.00
Nuveen Pennsylvania Quality Municipal Income Fund
SOLEShares688.47K
TypeSH
Market value$67.3K
0.54%
Sole
688.47K
Shared
0.00
None
0.00
Eaton Vance California Municipal Bond Fund
SOLEShares815.08K
TypeSH
Market value$62.5K
0.50%
Sole
815.08K
Shared
0.00
None
0.00
NXG NextGen Infrastructure Income Fund
SOLEShares184.71K
TypeSH
Market value$61.3K
0.49%
Sole
184.71K
Shared
0.00
None
0.00
New York Mortgage Trust Inc
SOLEShares785.69K
TypeSH
Market value$61.2K
0.49%
Sole
785.69K
Shared
0.00
None
0.00
BlackRock Capital Investment Corp
SOLEShares1.71M
TypeSH
Market value$55.8K
0.45%
Sole
1.71M
Shared
0.00
None
0.00
PGIM Short Duration High Yield Opportunities Fund
SOLEShares384.32K
TypeSH
Market value$54.0K
0.43%
Sole
384.32K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Two Harbors Investment CorpSOLE | NOTE 6.250% 1/1 | 8.50M | PRN | $7.65M 61.23% | 8.50M | 0.00 | 0.00 |
PennyMac CorpSOLE | NOTE 5.500% 3/1 | 1M | PRN | $909.7K 7.28% | 1M | 0.00 | 0.00 |
Great Ajax CorpSOLE | 7.25 CV SR NT 24 | 1.79M | SH | $428.9K 3.43% | 1.79M | 0.00 | 0.00 |
BlackRock ESG Capital Allocation Term TrustSOLE | SHS BEN INT | 2M | SH | $285.4K 2.28% | 2M | 0.00 | 0.00 |
Nuveen Core Plus Impact FundSOLE | COM BEN INT | 3.05M | SH | $274.5K 2.20% | 3.05M | 0.00 | 0.00 |
Templeton Global Income FundSOLE | COM | 6.20M | SH | $245.3K 1.96% | 6.20M | 0.00 | 0.00 |
Miller/Howard High Dividend FundSOLE | COM SHS BEN IN | 2.12M | SH | $203.6K 1.63% | 2.12M | 0.00 | 0.00 |
Center Coast Brookfield MLP & Energy Infrastructure FundSOLE | SHS BEN INT | 591.40K | SH | $122.6K 0.98% | 591.40K | 0.00 | 0.00 |
PIMCO Energy & Tactical Credit Opportunities FundSOLE | COM SHS BEN INT | 609.64K | SH | $115.8K 0.93% | 609.64K | 0.00 | 0.00 |
Tortoise Midstream Energy Fund IncSOLE | COM | 324.25K | SH | $107.5K 0.86% | 324.25K | 0.00 | 0.00 |
BlackRock California Municipal Income TrustSOLE | SH BEN INT | 1.06M | SH | $105.0K 0.84% | 1.06M | 0.00 | 0.00 |
General American Investors Co IncSOLE | COM | 238.81K | SH | $91.6K 0.73% | 238.81K | 0.00 | 0.00 |
Eaton Vance New York Municipal Bond FundSOLE | COM | 1.15M | SH | $90.3K 0.72% | 1.15M | 0.00 | 0.00 |
BrightSpire Capital IncSOLE | COM CL A | 1.51M | SH | $85.5K 0.68% | 1.51M | 0.00 | 0.00 |
Nuveen Corporate Income 2023 Target Term FundSOLE | COM | 827.97K | SH | $79.6K 0.64% | 827.97K | 0.00 | 0.00 |
ClearBridge MLP & Midstream Total Return Fund IncSOLE | COM | 252.53K | SH | $77.8K 0.62% | 252.53K | 0.00 | 0.00 |
First Trust Dynamic Europe Equity Income FundSOLE | COM SHS | 634.94K | SH | $77.7K 0.62% | 634.94K | 0.00 | 0.00 |
MFS Investment Grade Municipal TrustSOLE | SH BEN INT | 1.09M | SH | $72.2K 0.58% | 1.09M | 0.00 | 0.00 |
Great Ajax CorpSOLE | COM | 1.62M | SH | $69.8K 0.56% | 1.62M | 0.00 | 0.00 |
Nuveen Pennsylvania Quality Municipal Income FundSOLE | COM | 688.47K | SH | $67.3K 0.54% | 688.47K | 0.00 | 0.00 |
Eaton Vance California Municipal Bond FundSOLE | COM | 815.08K | SH | $62.5K 0.50% | 815.08K | 0.00 | 0.00 |
NXG NextGen Infrastructure Income FundSOLE | COM | 184.71K | SH | $61.3K 0.49% | 184.71K | 0.00 | 0.00 |
New York Mortgage Trust IncSOLE | COM | 785.69K | SH | $61.2K 0.49% | 785.69K | 0.00 | 0.00 |
BlackRock Capital Investment CorpSOLE | COM | 1.71M | SH | $55.8K 0.45% | 1.71M | 0.00 | 0.00 |
PGIM Short Duration High Yield Opportunities FundSOLE | COM | 384.32K | SH | $54.0K 0.43% | 384.32K | 0.00 | 0.00 |
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