ALLWORTH FINANCIAL LP

Filed: 10/31/2023ACC: 0001140361-23-050411

📋 What this filing means

ALLWORTH FINANCIAL LP filed this quarterly 13F‑HR report disclosing 3432 equity positions with a total reported market value of $11.67B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3432

Positions

$11.67B

Total AUM (reported)

209.83M

Total Shares

Allocation by class

TOTAL STK MKT$1.70B14.5%

TOTAL BND MRKT$1.06B9.1%

PORTFOLIO DEVLPD$831.40M7.1%

SHORT TRM BOND$810.33M6.9%

PRTFLO S&P500 VL$732.33M6.3%

PRTFLO S&P500 GW$717.11M6.1%

COM$709.62M6.1%

Portfolio Concentration

Top 3$3.59B30.8%

4–10$3.47B29.7%

11–25$1.70B14.6%

Rest$2.91B24.9%

Top 3 weight

30.8%

Top 10 weight

60.5%

Voting Authority Distribution

Total shares with voting rights: 209.83M

Sole

Full voting authority

41.01M

% of voting shares19.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

168.82M

% of voting shares80.5%

Investment Discretion (by position count)

Sole3432

Shared0

Other0

Dominant voting typeNone · 80.5% of voting shares

Institutional Holdings3432

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares7.99M

TypeSH

Market value$1.70B

14.54%

Sole

1.95M

Shared

0.00

None

6.04M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares15.21M

TypeSH

Market value$1.06B

9.10%

Sole

4.34M

Shared

0.00

None

10.87M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares26.81M

TypeSH

Market value$831.40M

7.12%

Sole

7.90M

Shared

0.00

None

18.91M

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares10.78M

TypeSH

Market value$810.33M

6.94%

Sole

2.76M

Shared

0.00

None

8.02M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares17.75M

TypeSH

Market value$732.33M

6.28%

Sole

4.39M

Shared

0.00

None

13.36M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares12.10M

TypeSH

Market value$717.11M

6.14%

Sole

3.11M

Shared

0.00

None

8.98M

ISHARES TR

SOLE

US TREAS BD ETF

Shares24.70M

TypeSH

Market value$544.33M

4.66%

Sole

7.57M

Shared

0.00

None

17.13M

ISHARES TR

SOLE

MBS ETF

Shares2.63M

TypeSH

Market value$233.14M

2.00%

Sole

700.34K

Shared

0.00

None

1.93M

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares1.12M

TypeSH

Market value$232.94M

2.00%

Sole

305.42K

Shared

0.00

None

813.20K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares5.80M

TypeSH

Market value$194.85M

1.67%

Sole

1.44M

Shared

0.00

None

4.37M

ISHARES TR

SOLE

USD INV GRDE ETF

Shares3.97M

TypeSH

Market value$190.77M

1.63%

Sole

1.04M

Shared

0.00

None

2.93M

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 REVENUE

Shares2.37M

TypeSH

Market value$184.97M

1.58%

Sole

673.90K

Shared

0.00

None

1.69M

ISHARES TR

SOLE

CORE S&P TTL STK

Shares1.73M

TypeSH

Market value$162.71M

1.39%

Sole

24.25K

Shared

0.00

None

1.70M

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares2.18M

TypeSH

Market value$159.67M

1.37%

Sole

784.59K

Shared

0.00

None

1.39M

LEGG MASON ETF INVT

SOLE

FRANKLIN US LOW

Shares3.85M

TypeSH

Market value$130.34M

1.12%

Sole

937.11K

Shared

0.00

None

2.91M

APPLE INC

SOLE

COM

Shares730.76K

TypeSH

Market value$125.11M

1.07%

Sole

39.70K

Shared

0.00

None

691.06K

ISHARES TR

SOLE

CORE TOTAL USD

Shares2.57M

TypeSH

Market value$112.50M

0.96%

Sole

89.35K

Shared

0.00

None

2.48M

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares683.54K

TypeSH

Market value$109.02M

0.93%

Sole

206.81K

Shared

0.00

None

476.73K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares3.35M

TypeSH

Market value$87.83M

0.75%

Sole

2.17K

Shared

0.00

None

3.35M

DIMENSIONAL ETF TRUST

SOLE

WORLD EX US CORE

Shares3.63M

TypeSH

Market value$81.86M

0.70%

Sole

2.57K

Shared

0.00

None

3.63M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares179.22K

TypeSH

Market value$76.96M

0.66%

Sole

154.00

Shared

0.00

None

179.07K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares2.52M

TypeSH

Market value$75.34M

0.65%

Sole

1.63K

Shared

0.00

None

2.51M

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares693.56K

TypeSH

Market value$71.66M

0.61%

Sole

0.00

Shared

0.00

None

693.56K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares1.15M

TypeSH

Market value$68.94M

0.59%

Sole

21.92K

Shared

0.00

None

1.13M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares153.95K

TypeSH

Market value$65.81M

0.56%

Sole

959.00

Shared

0.00

None

153K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	7.99M	SH	$1.70B 14.54%	1.95M	6.04M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	15.21M	SH	$1.06B 9.10%	4.34M	10.87M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	26.81M	SH	$831.40M 7.12%	7.90M	18.91M
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	10.78M	SH	$810.33M 6.94%	2.76M	8.02M
SPDR SER TRSOLE	PRTFLO S&P500 VL	17.75M	SH	$732.33M 6.28%	4.39M	13.36M
SPDR SER TRSOLE	PRTFLO S&P500 GW	12.10M	SH	$717.11M 6.14%	3.11M	8.98M
ISHARES TRSOLE	US TREAS BD ETF	24.70M	SH	$544.33M 4.66%	7.57M	17.13M
ISHARES TRSOLE	MBS ETF	2.63M	SH	$233.14M 2.00%	700.34K	1.93M
VANGUARD INDEX FDSSOLE	MID CAP ETF	1.12M	SH	$232.94M 2.00%	305.42K	813.20K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	5.80M	SH	$194.85M 1.67%	1.44M	4.37M
ISHARES TRSOLE	USD INV GRDE ETF	3.97M	SH	$190.77M 1.63%	1.04M	2.93M
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 REVENUE	2.37M	SH	$184.97M 1.58%	673.90K	1.69M
ISHARES TRSOLE	CORE S&P TTL STK	1.73M	SH	$162.71M 1.39%	24.25K	1.70M
AMERICAN CENTY ETF TRSOLE	US EQT ETF	2.18M	SH	$159.67M 1.37%	784.59K	1.39M
LEGG MASON ETF INVTSOLE	FRANKLIN US LOW	3.85M	SH	$130.34M 1.12%	937.11K	2.91M
APPLE INCSOLE	COM	730.76K	SH	$125.11M 1.07%	39.70K	691.06K
ISHARES TRSOLE	CORE TOTAL USD	2.57M	SH	$112.50M 0.96%	89.35K	2.48M
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	683.54K	SH	$109.02M 0.93%	206.81K	476.73K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	3.35M	SH	$87.83M 0.75%	2.17K	3.35M
DIMENSIONAL ETF TRUSTSOLE	WORLD EX US CORE	3.63M	SH	$81.86M 0.70%	2.57K	3.63M
ISHARES TRSOLE	CORE S&P500 ETF	179.22K	SH	$76.96M 0.66%	154.00	179.07K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	2.52M	SH	$75.34M 0.65%	1.63K	2.51M
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	693.56K	SH	$71.66M 0.61%	0.00	693.56K
ISHARES TRSOLE	CORE MSCI TOTAL	1.15M	SH	$68.94M 0.59%	21.92K	1.13M
SPDR S&P 500 ETF TRSOLE	TR UNIT	153.95K	SH	$65.81M 0.56%	959.00	153K

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