ALLWORTH FINANCIAL LP

Filed: 7/18/2023ACC: 0001140361-23-035024

📋 What this filing means

ALLWORTH FINANCIAL LP filed this quarterly 13F‑HR report disclosing 3249 equity positions with a total reported market value of $11.79B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3249

Positions

$11.79B

Total AUM (reported)

201.55M

Total Shares

Allocation by class

TOTAL STK MKT$1.73B14.6%

TOTAL BND MRKT$1.06B9.0%

SHORT TRM BOND$882.02M7.5%

PORTFOLIO DEVLPD$764.26M6.5%

COM$734.56M6.2%

PRTFLO S&P500 VL$729.28M6.2%

PRTFLO S&P500 GW$713.18M6.0%

Portfolio Concentration

Top 3$3.67B31.1%

4–10$3.41B28.9%

11–25$1.75B14.9%

Rest$2.96B25.1%

Top 3 weight

31.1%

Top 10 weight

60.0%

Voting Authority Distribution

Total shares with voting rights: 201.55M

Sole

Full voting authority

41.24M

% of voting shares20.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

160.31M

% of voting shares79.5%

Investment Discretion (by position count)

Sole3249

Shared0

Other0

Dominant voting typeNone · 79.5% of voting shares

Institutional Holdings3249

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares7.84M

TypeSH

Market value$1.73B

14.64%

Sole

2.02M

Shared

0.00

None

5.82M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares14.63M

TypeSH

Market value$1.06B

9.02%

Sole

4.44M

Shared

0.00

None

10.19M

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares11.67M

TypeSH

Market value$882.02M

7.48%

Sole

3.27M

Shared

0.00

None

8.40M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares23.49M

TypeSH

Market value$764.26M

6.48%

Sole

7.36M

Shared

0.00

None

16.13M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares16.88M

TypeSH

Market value$729.28M

6.18%

Sole

4.48M

Shared

0.00

None

12.40M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares11.69M

TypeSH

Market value$713.18M

6.05%

Sole

3.19M

Shared

0.00

None

8.50M

ISHARES TR

SOLE

US TREAS BD ETF

Shares20.25M

TypeSH

Market value$463.79M

3.93%

Sole

6.41M

Shared

0.00

None

13.84M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares7.73M

TypeSH

Market value$265.93M

2.25%

Sole

2.13M

Shared

0.00

None

5.61M

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares1.07M

TypeSH

Market value$236.07M

2.00%

Sole

309.25K

Shared

0.00

None

763K

ISHARES TR

SOLE

MBS ETF

Shares2.51M

TypeSH

Market value$233.82M

1.98%

Sole

709.39K

Shared

0.00

None

1.80M

ISHARES TR

SOLE

USD INV GRDE ETF

Shares3.82M

TypeSH

Market value$191.53M

1.62%

Sole

1.05M

Shared

0.00

None

2.78M

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 REVENUE

Shares2.26M

TypeSH

Market value$181.05M

1.54%

Sole

726.42K

Shared

0.00

None

1.54M

ISHARES TR

SOLE

CORE S&P TTL STK

Shares1.81M

TypeSH

Market value$176.81M

1.50%

Sole

24.75K

Shared

0.00

None

1.78M

AMERICAN CENTY ETF TR

SOLE

US EQT ETF

Shares2.15M

TypeSH

Market value$161.29M

1.37%

Sole

846.52K

Shared

0.00

None

1.30M

APPLE INC

SOLE

COM

Shares689.40K

TypeSH

Market value$133.72M

1.13%

Sole

42.25K

Shared

0.00

None

647.15K

LEGG MASON ETF INVT

SOLE

FRANKLIN US LOW

Shares3.62M

TypeSH

Market value$132.81M

1.13%

Sole

993.89K

Shared

0.00

None

2.63M

ISHARES TR

SOLE

CORE TOTAL USD

Shares2.73M

TypeSH

Market value$124.16M

1.05%

Sole

103.76K

Shared

0.00

None

2.63M

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares686.17K

TypeSH

Market value$113.49M

0.96%

Sole

221.98K

Shared

0.00

None

464.19K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares211.41K

TypeSH

Market value$94.23M

0.80%

Sole

154.00

Shared

0.00

None

211.25K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares3.21M

TypeSH

Market value$87.20M

0.74%

Sole

2.72K

Shared

0.00

None

3.21M

DIMENSIONAL ETF TRUST

SOLE

WORLD EX US CORE

Shares3.38M

TypeSH

Market value$78.69M

0.67%

Sole

3.22K

Shared

0.00

None

3.37M

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares2.45M

TypeSH

Market value$75.87M

0.64%

Sole

2.12K

Shared

0.00

None

2.45M

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares156.19K

TypeSH

Market value$69.24M

0.59%

Sole

959.00

Shared

0.00

None

155.23K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares646.11K

TypeSH

Market value$68.53M

0.58%

Sole

0.00

Shared

0.00

None

646.11K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares641.23K

TypeSH

Market value$63.90M

0.54%

Sole

15.29K

Shared

0.00

None

625.94K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	7.84M	SH	$1.73B 14.64%	2.02M	5.82M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	14.63M	SH	$1.06B 9.02%	4.44M	10.19M
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	11.67M	SH	$882.02M 7.48%	3.27M	8.40M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	23.49M	SH	$764.26M 6.48%	7.36M	16.13M
SPDR SER TRSOLE	PRTFLO S&P500 VL	16.88M	SH	$729.28M 6.18%	4.48M	12.40M
SPDR SER TRSOLE	PRTFLO S&P500 GW	11.69M	SH	$713.18M 6.05%	3.19M	8.50M
ISHARES TRSOLE	US TREAS BD ETF	20.25M	SH	$463.79M 3.93%	6.41M	13.84M
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	7.73M	SH	$265.93M 2.25%	2.13M	5.61M
VANGUARD INDEX FDSSOLE	MID CAP ETF	1.07M	SH	$236.07M 2.00%	309.25K	763K
ISHARES TRSOLE	MBS ETF	2.51M	SH	$233.82M 1.98%	709.39K	1.80M
ISHARES TRSOLE	USD INV GRDE ETF	3.82M	SH	$191.53M 1.62%	1.05M	2.78M
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 REVENUE	2.26M	SH	$181.05M 1.54%	726.42K	1.54M
ISHARES TRSOLE	CORE S&P TTL STK	1.81M	SH	$176.81M 1.50%	24.75K	1.78M
AMERICAN CENTY ETF TRSOLE	US EQT ETF	2.15M	SH	$161.29M 1.37%	846.52K	1.30M
APPLE INCSOLE	COM	689.40K	SH	$133.72M 1.13%	42.25K	647.15K
LEGG MASON ETF INVTSOLE	FRANKLIN US LOW	3.62M	SH	$132.81M 1.13%	993.89K	2.63M
ISHARES TRSOLE	CORE TOTAL USD	2.73M	SH	$124.16M 1.05%	103.76K	2.63M
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	686.17K	SH	$113.49M 0.96%	221.98K	464.19K
ISHARES TRSOLE	CORE S&P500 ETF	211.41K	SH	$94.23M 0.80%	154.00	211.25K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	3.21M	SH	$87.20M 0.74%	2.72K	3.21M
DIMENSIONAL ETF TRUSTSOLE	WORLD EX US CORE	3.38M	SH	$78.69M 0.67%	3.22K	3.37M
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	2.45M	SH	$75.87M 0.64%	2.12K	2.45M
SPDR S&P 500 ETF TRSOLE	TR UNIT	156.19K	SH	$69.24M 0.59%	959.00	155.23K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	646.11K	SH	$68.53M 0.58%	0.00	646.11K
ISHARES TRSOLE	CORE S&P SCP ETF	641.23K	SH	$63.90M 0.54%	15.29K	625.94K

Page 1 of 130

…