ALLIANZ INVESTMENT MANAGEMENT U.S. LLC

Filed: 11/13/2023ACC: 0000950123-23-010103

📋 What this filing means

ALLIANZ INVESTMENT MANAGEMENT U.S. LLC filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $1.62B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$1.62B

Total AUM (reported)

22.52M

Total Shares

Allocation by class

IBOXX INV CP ETF$1.12B69.0%

LG-TERM COR BD$173.01M10.7%

10+ YR INVST GRD$72.97M4.5%

INTRMD CR BD ETF$37.91M2.3%

ENHANCD SHORT$24.43M1.5%

US LRG CAP BUF10$24.15M1.5%

US LRG CAP BUF20$22.92M1.4%

Portfolio Concentration

Top 3$1.36B84.2%

4–10$149.23M9.2%

11–25$82.94M5.1%

Rest$24.01M1.5%

Top 3 weight

84.2%

Top 10 weight

93.4%

Voting Authority Distribution

Total shares with voting rights: 22.52M

Sole

Full voting authority

22.52M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other38

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings38

Rows:

ISHARES TR

DFND

IBOXX INV CP ETF

Shares10.93M

TypeSH

Market value$1.12B

68.95%

Sole

10.93M

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

DFND

LG-TERM COR BD

Shares2.42M

TypeSH

Market value$173.01M

10.70%

Sole

2.42M

Shared

0.00

None

0.00

ISHARES TR

DFND

10+ YR INVST GRD

Shares1.55M

TypeSH

Market value$72.97M

4.51%

Sole

1.55M

Shared

0.00

None

0.00

ISHARES TR

DFND

INTRMD CR BD ETF

Shares779.29K

TypeSH

Market value$37.91M

2.34%

Sole

779.29K

Shared

0.00

None

0.00

PIMCO ETF TR

DFND

ENHANCD SHORT

Shares249K

TypeSH

Market value$24.43M

1.51%

Sole

249K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

DFND

EM MK GOV BD ETF

Shares377.10K

TypeSH

Market value$22.31M

1.38%

Sole

377.10K

Shared

0.00

None

0.00

ISHARES TR

DFND

IBOXX HI YD ETF

Shares300K

TypeSH

Market value$22.12M

1.37%

Sole

300K

Shared

0.00

None

0.00

IMPACT SHS TR I

DFND

AFFORDABLE HOUS

Shares1.25M

TypeSH

Market value$20.29M

1.25%

Sole

1.25M

Shared

0.00

None

0.00

SPDR SERIES TRUST

DFND

PORTFOLIO INTRMD

Shares406.62K

TypeSH

Market value$12.79M

0.79%

Sole

406.62K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CP BFR 10

Shares296.75K

TypeSH

Market value$9.38M

0.58%

Sole

296.75K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

ALLIANZIM U S LA

Shares358.88K

TypeSH

Market value$8.79M

0.54%

Sole

358.88K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LARGE CAP 6 MON

Shares298.89K

TypeSH

Market value$8.12M

0.50%

Sole

298.89K

Shared

0.00

None

0.00

VANECK VECTORS ETF TR

DFND

FALLEN ANGEL HG

Shares248.04K

TypeSH

Market value$6.71M

0.41%

Sole

248.04K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CAP BUF10

Shares199.94K

TypeSH

Market value$5.36M

0.33%

Sole

199.94K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CAP BUF20

Shares194.70K

TypeSH

Market value$5.15M

0.32%

Sole

194.70K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CP BUF10

Shares199.30K

TypeSH

Market value$5.13M

0.32%

Sole

199.30K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CP BUF20

Shares199.14K

TypeSH

Market value$5.10M

0.32%

Sole

199.14K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CP BUF20

Shares194.38K

TypeSH

Market value$4.96M

0.31%

Sole

194.38K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CAP BUF10

Shares198.91K

TypeSH

Market value$4.86M

0.30%

Sole

198.91K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CAP BUF10

Shares199.70K

TypeSH

Market value$4.84M

0.30%

Sole

199.70K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CP BUF10

Shares188.12K

TypeSH

Market value$4.82M

0.30%

Sole

188.12K

Shared

0.00

None

0.00

ISHARES TR

DFND

SH TR CRPORT ETF

Shares96.64K

TypeSH

Market value$4.82M

0.30%

Sole

96.64K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CAP BUF20

Shares199.22K

TypeSH

Market value$4.81M

0.30%

Sole

199.22K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CAP BUF20

Shares200.02K

TypeSH

Market value$4.77M

0.29%

Sole

200.02K

Shared

0.00

None

0.00

AIM ETF PRODUCTS TRUST

DFND

US LRG CP BUF10

Shares179.36K

TypeSH

Market value$4.70M

0.29%

Sole

179.36K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRDFND	IBOXX INV CP ETF	10.93M	SH	$1.12B 68.95%	10.93M
VANGUARD SCOTTSDALE FDSDFND	LG-TERM COR BD	2.42M	SH	$173.01M 10.70%	2.42M
ISHARES TRDFND	10+ YR INVST GRD	1.55M	SH	$72.97M 4.51%	1.55M
ISHARES TRDFND	INTRMD CR BD ETF	779.29K	SH	$37.91M 2.34%	779.29K
PIMCO ETF TRDFND	ENHANCD SHORT	249K	SH	$24.43M 1.51%	249K
VANGUARD WHITEHALL FDSDFND	EM MK GOV BD ETF	377.10K	SH	$22.31M 1.38%	377.10K
ISHARES TRDFND	IBOXX HI YD ETF	300K	SH	$22.12M 1.37%	300K
IMPACT SHS TR IDFND	AFFORDABLE HOUS	1.25M	SH	$20.29M 1.25%	1.25M
SPDR SERIES TRUSTDFND	PORTFOLIO INTRMD	406.62K	SH	$12.79M 0.79%	406.62K
AIM ETF PRODUCTS TRUSTDFND	US LRG CP BFR 10	296.75K	SH	$9.38M 0.58%	296.75K
AIM ETF PRODUCTS TRUSTDFND	ALLIANZIM U S LA	358.88K	SH	$8.79M 0.54%	358.88K
AIM ETF PRODUCTS TRUSTDFND	US LARGE CAP 6 MON	298.89K	SH	$8.12M 0.50%	298.89K
VANECK VECTORS ETF TRDFND	FALLEN ANGEL HG	248.04K	SH	$6.71M 0.41%	248.04K
AIM ETF PRODUCTS TRUSTDFND	US LRG CAP BUF10	199.94K	SH	$5.36M 0.33%	199.94K
AIM ETF PRODUCTS TRUSTDFND	US LRG CAP BUF20	194.70K	SH	$5.15M 0.32%	194.70K
AIM ETF PRODUCTS TRUSTDFND	US LRG CP BUF10	199.30K	SH	$5.13M 0.32%	199.30K
AIM ETF PRODUCTS TRUSTDFND	US LRG CP BUF20	199.14K	SH	$5.10M 0.32%	199.14K
AIM ETF PRODUCTS TRUSTDFND	US LRG CP BUF20	194.38K	SH	$4.96M 0.31%	194.38K
AIM ETF PRODUCTS TRUSTDFND	US LRG CAP BUF10	198.91K	SH	$4.86M 0.30%	198.91K
AIM ETF PRODUCTS TRUSTDFND	US LRG CAP BUF10	199.70K	SH	$4.84M 0.30%	199.70K
AIM ETF PRODUCTS TRUSTDFND	US LRG CP BUF10	188.12K	SH	$4.82M 0.30%	188.12K
ISHARES TRDFND	SH TR CRPORT ETF	96.64K	SH	$4.82M 0.30%	96.64K
AIM ETF PRODUCTS TRUSTDFND	US LRG CAP BUF20	199.22K	SH	$4.81M 0.30%	199.22K
AIM ETF PRODUCTS TRUSTDFND	US LRG CAP BUF20	200.02K	SH	$4.77M 0.29%	200.02K
AIM ETF PRODUCTS TRUSTDFND	US LRG CP BUF10	179.36K	SH	$4.70M 0.29%	179.36K

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