Filed: 2/15/2023ACC: 0001705819-23-000031
📋 What this filing means
ALLGEN FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 37 equity positions with a total reported market value of $134.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
37
Positions
$134.91M
Total AUM (reported)
1.88M
Total Shares
Allocation by class
COM$50.08M37.1%
US DIVIDEND EQ$23.54M17.4%
US TIPS ETF$13.16M9.8%
PORTFOLIO LN TSR$10.95M8.1%
AUSPCE CMD STG$8.87M6.6%
TAX EXEMPT BD$7.57M5.6%
TOTAL BND MRKT$6.92M5.1%
Portfolio Concentration
Top 3$47.66M35.3%
4–10$43.55M32.3%
11–25$35.88M26.6%
Rest$7.81M5.8%
Top 3 weight
35.3%
Top 10 weight
67.6%
Voting Authority Distribution
Total shares with voting rights: 1.88M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.88M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole37
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings37
Rows:
SCHWAB STRATEGIC TR
SOLEShares291.23K
TypeSH
Market value$23.54M
17.45%
Sole
0.00
Shared
0.00
None
291.23K
SCHWAB STRATEGIC TR
SOLEShares209.30K
TypeSH
Market value$13.16M
9.76%
Sole
0.00
Shared
0.00
None
209.30K
SPDR SER TR
SOLEShares259.89K
TypeSH
Market value$10.95M
8.12%
Sole
0.00
Shared
0.00
None
259.89K
DIREXION SHS ETF TR
SOLEShares303.88K
TypeSH
Market value$8.87M
6.57%
Sole
0.00
Shared
0.00
None
303.88K
VANGUARD MUN BD FDS
SOLEShares137.78K
TypeSH
Market value$7.57M
5.61%
Sole
0.00
Shared
0.00
None
137.78K
VANGUARD BD INDEX FDS
SOLEShares81.61K
TypeSH
Market value$6.92M
5.13%
Sole
0.00
Shared
0.00
None
81.61K
MICROSOFT CORP
SOLEShares20.56K
TypeSH
Market value$6.92M
5.13%
Sole
0.00
Shared
0.00
None
20.56K
BERKSHIRE HATHAWAY INC DEL
SOLEShares17.29K
TypeSH
Market value$5.17M
3.83%
Sole
0.00
Shared
0.00
None
17.29K
JOHNSON & JOHNSON
SOLEShares24.22K
TypeSH
Market value$4.14M
3.07%
Sole
0.00
Shared
0.00
None
24.22K
QUALCOMM INC
SOLEShares21.71K
TypeSH
Market value$3.97M
2.94%
Sole
0.00
Shared
0.00
None
21.71K
JPMORGAN CHASE & CO
SOLEShares23.80K
TypeSH
Market value$3.77M
2.79%
Sole
0.00
Shared
0.00
None
23.80K
PROCTER AND GAMBLE CO
SOLEShares21.33K
TypeSH
Market value$3.49M
2.59%
Sole
0.00
Shared
0.00
None
21.33K
VANGUARD WHITEHALL FDS
SOLEShares91.33K
TypeSH
Market value$3.03M
2.25%
Sole
0.00
Shared
0.00
None
91.33K
PEPSICO INC
SOLEShares17.38K
TypeSH
Market value$3.02M
2.24%
Sole
0.00
Shared
0.00
None
17.38K
EXXON MOBIL CORP
SOLEShares46.59K
TypeSH
Market value$2.85M
2.11%
Sole
0.00
Shared
0.00
None
46.59K
CVS HEALTH CORP
SOLEShares23.53K
TypeSH
Market value$2.43M
1.80%
Sole
0.00
Shared
0.00
None
23.53K
CHURCH & DWIGHT CO INC
SOLEShares23.21K
TypeSH
Market value$2.38M
1.76%
Sole
0.00
Shared
0.00
None
23.21K
ACCENTURE PLC IRELAND
SOLEShares5.23K
TypeSH
Market value$2.17M
1.61%
Sole
0.00
Shared
0.00
None
5.23K
BECTON DICKINSON & CO
SOLEShares8.59K
TypeSH
Market value$2.16M
1.60%
Sole
0.00
Shared
0.00
None
8.59K
CARLISLE COS INC
SOLEShares8.39K
TypeSH
Market value$2.08M
1.54%
Sole
0.00
Shared
0.00
None
8.39K
RAYTHEON TECHNOLOGIES CORP
SOLEShares23.06K
TypeSH
Market value$1.98M
1.47%
Sole
0.00
Shared
0.00
None
23.06K
WALMART INC
SOLEShares13.01K
TypeSH
Market value$1.88M
1.40%
Sole
0.00
Shared
0.00
None
13.01K
ISHARES TR
SOLEShares43.51K
TypeSH
Market value$1.62M
1.20%
Sole
0.00
Shared
0.00
None
43.51K
APPLE INC
SOLEShares8.73K
TypeSH
Market value$1.55M
1.15%
Sole
0.00
Shared
0.00
None
8.73K
ROSS STORES INC
SOLEShares12.84K
TypeSH
Market value$1.47M
1.09%
Sole
0.00
Shared
0.00
None
12.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 291.23K | SH | $23.54M 17.45% | 0.00 | 0.00 | 291.23K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 209.30K | SH | $13.16M 9.76% | 0.00 | 0.00 | 209.30K |
SPDR SER TRSOLE | PORTFOLIO LN TSR | 259.89K | SH | $10.95M 8.12% | 0.00 | 0.00 | 259.89K |
DIREXION SHS ETF TRSOLE | AUSPCE CMD STG | 303.88K | SH | $8.87M 6.57% | 0.00 | 0.00 | 303.88K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 137.78K | SH | $7.57M 5.61% | 0.00 | 0.00 | 137.78K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 81.61K | SH | $6.92M 5.13% | 0.00 | 0.00 | 81.61K |
MICROSOFT CORPSOLE | COM | 20.56K | SH | $6.92M 5.13% | 0.00 | 0.00 | 20.56K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 17.29K | SH | $5.17M 3.83% | 0.00 | 0.00 | 17.29K |
JOHNSON & JOHNSONSOLE | COM | 24.22K | SH | $4.14M 3.07% | 0.00 | 0.00 | 24.22K |
QUALCOMM INCSOLE | COM | 21.71K | SH | $3.97M 2.94% | 0.00 | 0.00 | 21.71K |
JPMORGAN CHASE & COSOLE | COM | 23.80K | SH | $3.77M 2.79% | 0.00 | 0.00 | 23.80K |
PROCTER AND GAMBLE COSOLE | COM | 21.33K | SH | $3.49M 2.59% | 0.00 | 0.00 | 21.33K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 91.33K | SH | $3.03M 2.25% | 0.00 | 0.00 | 91.33K |
PEPSICO INCSOLE | COM | 17.38K | SH | $3.02M 2.24% | 0.00 | 0.00 | 17.38K |
EXXON MOBIL CORPSOLE | COM | 46.59K | SH | $2.85M 2.11% | 0.00 | 0.00 | 46.59K |
CVS HEALTH CORPSOLE | COM | 23.53K | SH | $2.43M 1.80% | 0.00 | 0.00 | 23.53K |
CHURCH & DWIGHT CO INCSOLE | COM | 23.21K | SH | $2.38M 1.76% | 0.00 | 0.00 | 23.21K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 5.23K | SH | $2.17M 1.61% | 0.00 | 0.00 | 5.23K |
BECTON DICKINSON & COSOLE | COM | 8.59K | SH | $2.16M 1.60% | 0.00 | 0.00 | 8.59K |
CARLISLE COS INCSOLE | COM | 8.39K | SH | $2.08M 1.54% | 0.00 | 0.00 | 8.39K |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 23.06K | SH | $1.98M 1.47% | 0.00 | 0.00 | 23.06K |
WALMART INCSOLE | COM | 13.01K | SH | $1.88M 1.40% | 0.00 | 0.00 | 13.01K |
ISHARES TRSOLE | 20 YR TR BD ETF | 43.51K | SH | $1.62M 1.20% | 0.00 | 0.00 | 43.51K |
APPLE INCSOLE | COM | 8.73K | SH | $1.55M 1.15% | 0.00 | 0.00 | 8.73K |
ROSS STORES INCSOLE | COM | 12.84K | SH | $1.47M 1.09% | 0.00 | 0.00 | 12.84K |
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