ALLEN ROBERT W received a stock award from REPOSITRAK, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 11/14/2018ACC: 0001415889-18-001620
+1.86K
Net shares
Net buyer
$183.7K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
27.44K acquired · 25.58K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25.58K
Price / share
$6.45
Trade value
$165K
% of position
4.1%
8/17/2018
624.51K→650.09K
Common Stock
Direct
Shares
+1.86K
Price / share
$10.10
Trade value
$18.75K
% of position
0.3%
11/12/2018
650.09K→651.95K
Total
Net shares
+27.44K
Net value
$183.74K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/17/2018 | X · X | +25.58K | $6.45 | $165K | 4.1% | 624.51K | 650.09K |
| Common Stock Direct | 11/12/2018 | A · Award | +1.86K | $10.10 | $18.75K | 0.3% | 650.09K | 651.95K |
| Total | +27.44K | $183.74K | ||||||
Derivative Transactions1
Warrant
Direct
Converts to
Common Stock
25.58K shares
Shares
−25.58K
Strike price
6.45
Held after
0.00
Exercisable
—
8/17/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant Direct | Common Stock25.58K shares | 8/17/2018 | X · X | −25.58K | 6.45 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Series B-1 Preferred Stock
DirectShares owned11.69K
Common Stock
IndirectShares owned118.93K
Series B Preferred Stock
DirectShares owned79.49K
Total
91.18K direct·118.93K indirect210.11K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Series B-1 Preferred Stock | 11.69K | Direct |
| Common Stock | 118.93K | Indirect |
| Series B Preferred Stock | 79.49K | Direct |
| Total | 210.11K | 91.18K direct·118.93K indirect |
Derivative Holdings (Post-Transaction)1
Warrant
DirectUnderlying security
Common Stock
Underlying shares
130.75K
Shares owned
130.75K
Exercise price
4
Expiration
—
Exercise window
—
Total
Underlying
130.75K
Owned
130.75K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Direct | Common Stock | 4 | — | — | 130.75K | 130.75K |
| Total | 130.75K | 130.75K | ||||