ALLEN GEORGE

PrivateCIK: 1548443

Location

BELLEVUE, WA

ALLEN GEORGE

Filed: 6/29/2021ACC: 0001654954-21-007385

InsiderALLEN GEORGECIK 1548443

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IssuerLOWELL FARMS INC.CIK 1838128

Director10% Owner

Since May 2021

-223.40K

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

223.40K disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions2

Convertible Debenture of Indus Holding Company

Indirect

J · J

Converts to

Subordinate Voting Shares

186.16K shares

Shares

−37.23K

Strike price

0.2

Held after

10.47M

Exercisable

—

6/25/2021

Warrants (rights to buy)

Indirect

J · J

Converts to

Subordinate Voting Shares

186.16K shares

Shares

−186.16K

Strike price

0.28

Held after

52.35M

Exercisable

—

6/25/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares186.16K shares	6/25/2021	J · J	−37.23K	0.2	—	10.47M
Warrants (rights to buy) Indirect	Subordinate Voting Shares186.16K shares	6/25/2021	J · J	−186.16K	0.28	—	52.35M

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Warrants (rights to buy)

Indirect

Underlying security

Subordinate Voting Shares

Underlying shares

0.00

Shares owned

800.06K

Exercise price

0.28

Expiration

—

Exercise window

—

Convertible Debenture of Indus Holding Company

Indirect

Underlying security

Subordinate Voting Shares

Underlying shares

0.00

Shares owned

800.06K

Exercise price

0.2

Expiration

—

Exercise window

—

Convertible Debenture of Indus Holding Company

Indirect

Underlying security

Subordinate Voting Shares

Underlying shares

0.00

Shares owned

3.80M

Exercise price

0.2

Expiration

—

Exercise window

—

Warrants (rights to buy)

Indirect

Underlying security

Subordinate Voting Shares

Underlying shares

0.00

Shares owned

3.80M

Exercise price

0.28

Expiration

—

Exercise window

—

Warrants (rights to buy)

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

0.00

Shares owned

133.50K

Exercise price

1.81

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

9.34M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants (rights to buy) Indirect	Subordinate Voting Shares	0.28	—	—	0.00	800.06K
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares	0.2	—	—	0.00	800.06K
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares	0.2	—	—	0.00	3.80M
Warrants (rights to buy) Indirect	Subordinate Voting Shares	0.28	—	—	0.00	3.80M
Warrants (rights to buy) Direct	Subordinate Voting Shares	1.81	—	—	0.00	133.50K
Total					0.00	9.34M

ALLEN GEORGE — Insider Transaction (Form 4) Filed Jun 29, 2021 | Finecho