ALLEN GEORGE received a stock award from LOWELL FARMS INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 4 awards

ALLEN GEORGE

Filed: 10/26/2023ACC: 0001171843-23-006453

InsiderALLEN GEORGECIK 1548443

→

IssuerLOWELL FARMS INC.CIK 1838128

Director10% Owner

Since May 2021

-11.29M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

825.04K acquired · 12.11M disposed

Non-Derivative Transactions4

Subordinate Voting Shares

Indirect

A · Award

+200.94K

Price / share

—

Trade value

—

% of position

New position

10/5/2023

0.00→200.94K

Subordinate Voting Shares

Indirect

A · Award

+453.11K

Price / share

—

Trade value

—

% of position

2265.6%

10/5/2023

20K→473.11K

Subordinate Voting Shares

Indirect

A · Award

+121.53K

Price / share

—

Trade value

—

% of position

New position

10/5/2023

0.00→121.53K

Subordinate Voting Shares

Indirect

A · Award

+49.47K

Price / share

—

Trade value

—

% of position

New position

10/5/2023

0.00→49.47K

Total

Net shares

+825.04K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Subordinate Voting Shares Indirect	10/5/2023	A · Award	+200.94K	—	—	New position	0.00	200.94K
Subordinate Voting Shares Indirect	10/5/2023	A · Award	+453.11K	—	—	2265.6%	20K	473.11K
Subordinate Voting Shares Indirect	10/5/2023	A · Award	+121.53K	—	—	New position	0.00	121.53K
Subordinate Voting Shares Indirect	10/5/2023	A · Award	+49.47K	—	—	New position	0.00	49.47K
Total			+825.04K		$0.00

Derivative Transactions6

Convertible Debenture of Indus Holding Company

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

39.31K shares

−393.13K

Strike price

0.2

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

196.57K shares

−1.97M

Strike price

0.28

Held after

0.00

Exercisable

—

10/5/2023

Convertible Debenture of Indus Holding Company

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

146.57K shares

−1.47M

Strike price

0.2

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

732.87K shares

−7.33M

Strike price

0.28

Held after

0.00

Exercisable

—

10/5/2023

Convertible Debenture of Indus Holding Company

Indirect

D · Disposition

Converts to

Subordinate Voting Shares(6)(&)

16K shares

−160.01K

Strike price

0.2

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

80.01K shares

−800.06K

Strike price

0.28

Held after

0.00

Exercisable

—

10/5/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares39.31K shares	10/5/2023	D · Disposition	−393.13K	0.2	—
Warrants (right to buy) Indirect	Subordinate Voting Shares196.57K shares	10/5/2023	D · Disposition	−1.97M	0.28	—
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares146.57K shares	10/5/2023	D · Disposition	−1.47M	0.2	—
Warrants (right to buy) Indirect	Subordinate Voting Shares732.87K shares	10/5/2023	D · Disposition	−7.33M	0.28	—
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares(6)(&)16K shares	10/5/2023	D · Disposition	−160.01K	0.2	—
Warrants (right to buy) Indirect	Subordinate Voting Shares80.01K shares	10/5/2023	D · Disposition	−800.06K	0.28	—

Non-Derivative Holdings (Post-Transaction)1

Subordinate Voting Shares

Direct

Shares owned26.70K

Total

26.70K direct26.70K

Security Title	Shares Owned	Ownership Type
Subordinate Voting Shares	26.70K	Direct
Total	26.70K	26.70K direct

Derivative Holdings (Post-Transaction)0

No derivative holdings reported