ALLEN DAVID R exercised options at MARIMED INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/1/2023ACC: 0001522767-23-000065
+66.67K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
66.67K acquired
Non-Derivative Transactions1
Common stock
Direct
Shares
+33.33K
Price / share
—
Trade value
—
% of position
New position
4/27/2023
0.00→33.33K
Total
Net shares
+33.33K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock Direct | 4/27/2023 | M · Option Exercise | +33.33K | — | — | New position | 0.00 | 33.33K |
| Total | +33.33K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units (RSU)
Direct
Converts to
Common Stock, par value $.001 per share
33.33K shares
Shares
+33.33K
Strike price
Held after
0.00
Exercisable
—
4/27/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU) Direct | Common Stock, par value $.001 per share33.33K shares | 4/27/2023 | M · Option Exercise | +33.33K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Common Stock, par value $.001 per share
DirectUnderlying security
Common Stock, par value $.001 per share
Underlying shares
100K
Shares owned
10K
Exercise price
0.9922
Expiration
—
Exercise window
—
Option to buy common stock
DirectUnderlying security
Common Stock, par value $.001 per share
Underlying shares
100K
Shares owned
100K
Exercise price
0.88
Expiration
—
Exercise window
—
Total
Underlying
200K
Owned
110K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per share Direct | Common Stock, par value $.001 per share | 0.9922 | — | — | 100K | 10K |
| Option to buy common stock Direct | Common Stock, par value $.001 per share | 0.88 | — | — | 100K | 100K |
| Total | 200K | 110K | ||||