Filed: 1/20/2026ACC: 0001629996-26-000001
📋 What this filing means
ALKEN ASSET MANAGEMENT LTD filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $61.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
38
Positions
$61.3K
Total AUM (reported)
144.61K
Total Shares
Allocation by class
US DOMESTIC$47.2K77.1%
GLOBAL$7.6K12.4%
PUBLIC$4.6K7.6%
COMMON STOCK$1.4K2.3%
ETP$410.000.7%
Portfolio Concentration
Top 3$13.3K21.7%
4–10$19.8K32.3%
11–25$23.8K38.9%
Rest$4.4K7.2%
Top 3 weight
21.7%
Top 10 weight
53.9%
Voting Authority Distribution
Total shares with voting rights: 144.61K
Sole
Full voting authority
7.40K
shares
% of voting shares5.1%
Shared
Joint voting authority
11.04K
shares
% of voting shares7.6%
None
No voting authority
126.17K
shares
% of voting shares87.2%
Investment Discretion (by position count)
Sole38
Shared0
Other0
Dominant voting typeNone · 87.2% of voting shares
Institutional Holdings38
Rows:
Uber Technologies 0.875 01-Dec-2028
SOLEShares4.15K
TypePRN
Market value$5.4K
8.84%
Sole
0.00
Shared
270.00
None
3.88K
CMS Energy 3.375 01-May-2028
SOLEShares4.05K
TypePRN
Market value$4.3K
7.06%
Sole
0.00
Shared
320.00
None
3.73K
InterDigital 3.500 01-Jun-2027
SOLEShares850.00
TypePRN
Market value$3.5K
5.76%
Sole
0.00
Shared
75.00
None
775.00
Alibaba Group 0.500 01-Jun-2031
SOLEShares2.19K
TypePRN
Market value$3.4K
5.59%
Sole
0.00
Shared
180.00
None
2.01K
Duke Energy 4.125 04/15/26
SOLEShares3.30K
TypePRN
Market value$3.4K
5.58%
Sole
0.00
Shared
250.00
None
3.05K
Halozyme Thera 1.000 15-Aug-2028
SOLEShares2.03K
TypePRN
Market value$2.7K
4.36%
Sole
0.00
Shared
159.00
None
1.87K
iRhythm Technologies 1.500 01-Sep-2029
SOLEShares1.90K
TypePRN
Market value$2.6K
4.30%
Sole
0.00
Shared
150.00
None
1.75K
Ares Management 6.750 01-Oct-2027 PEPS B
SOLEShares52K
TypeSH
Market value$2.6K
4.28%
Sole
0.00
Shared
4K
None
48K
JD.com 0.250 01-Jun-2029
SOLEShares2.55K
TypePRN
Market value$2.5K
4.16%
Sole
0.00
Shared
180.00
None
2.37K
Post Holdings 2.500 15-Aug-2027
SOLEShares2.28K
TypePRN
Market value$2.4K
3.99%
Sole
0.00
Shared
180.00
None
2.10K
Tyler Technologies 0.250 15-Mar-2026
SOLEShares2.40K
TypePRN
Market value$2.4K
3.96%
Sole
0.00
Shared
200.00
None
2.20K
Dropbox 0 - 0.5 up 47.5 - 52.5 01-Mar-2028
SOLEShares2.20K
TypePRN
Market value$2.2K
3.61%
Sole
0.00
Shared
170.00
None
2.03K
Itron 1.375 15-Jul-2030
SOLEShares2.10K
TypePRN
Market value$2.1K
3.44%
Sole
0.00
Shared
160.00
None
1.94K
Apollo Global Mgmt 6.750 31-Jul-2026 PEPS A
SOLEShares26.60K
TypeSH
Market value$2.0K
3.28%
Sole
0.00
Shared
2.80K
None
23.80K
Parsons Corp 2.625 01-Mar-2029
SOLEShares1.85K
TypePRN
Market value$1.9K
3.08%
Sole
0.00
Shared
150.00
None
1.70K
Nutanix 0.250 01-Oct-2027 (Exch)
SOLEShares1.60K
TypePRN
Market value$1.8K
2.95%
Sole
0.00
Shared
100.00
None
1.50K
Greenbrier Companies 2.375 - 2.875 up 30 - 35 15-Apr-2028
SOLEShares1.55K
TypePRN
Market value$1.7K
2.71%
Sole
0.00
Shared
135.00
None
1.42K
AeroVironment 0.000 15-Jul-2030
SOLEShares1.50K
TypePRN
Market value$1.6K
2.66%
Sole
0.00
Shared
100.00
None
1.40K
Datadog 0.000 01-Dec-2029
SOLEShares1.60K
TypePRN
Market value$1.6K
2.61%
Sole
0.00
Shared
100.00
None
1.50K
Guidewire Software 1.250 01-Nov-2029
SOLEShares1.40K
TypePRN
Market value$1.5K
2.52%
Sole
0.00
Shared
100.00
None
1.30K
Alnylam Pharma 1.000 15-Sep-2027
SOLEShares1K
TypePRN
Market value$1.5K
2.41%
Sole
0.00
Shared
80.00
None
920.00
Box 0.000 15-Jan-2026
SOLEShares1.15K
TypePRN
Market value$1.3K
2.18%
Sole
0.00
Shared
150.00
None
1K
Coca-Cola Co/The
SOLEShares11.10K
TypeSH
Market value$778.00
1.27%
Sole
0.00
Shared
900.00
None
10.20K
TransMedics Group 1.500 01-Jun-2028
SOLEShares460.00
TypePRN
Market value$693.00
1.13%
Sole
0.00
Shared
35.00
None
425.00
MSCI Inc
SOLEShares1.10K
TypeSH
Market value$640.00
1.04%
Sole
0.00
Shared
100.00
None
1K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Uber Technologies 0.875 01-Dec-2028SOLE | US DOMESTIC | 4.15K | PRN | $5.4K 8.84% | 0.00 | 270.00 | 3.88K |
CMS Energy 3.375 01-May-2028SOLE | US DOMESTIC | 4.05K | PRN | $4.3K 7.06% | 0.00 | 320.00 | 3.73K |
InterDigital 3.500 01-Jun-2027SOLE | US DOMESTIC | 850.00 | PRN | $3.5K 5.76% | 0.00 | 75.00 | 775.00 |
Alibaba Group 0.500 01-Jun-2031SOLE | GLOBAL | 2.19K | PRN | $3.4K 5.59% | 0.00 | 180.00 | 2.01K |
Duke Energy 4.125 04/15/26SOLE | US DOMESTIC | 3.30K | PRN | $3.4K 5.58% | 0.00 | 250.00 | 3.05K |
Halozyme Thera 1.000 15-Aug-2028SOLE | US DOMESTIC | 2.03K | PRN | $2.7K 4.36% | 0.00 | 159.00 | 1.87K |
iRhythm Technologies 1.500 01-Sep-2029SOLE | US DOMESTIC | 1.90K | PRN | $2.6K 4.30% | 0.00 | 150.00 | 1.75K |
Ares Management 6.750 01-Oct-2027 PEPS BSOLE | PUBLIC | 52K | SH | $2.6K 4.28% | 0.00 | 4K | 48K |
JD.com 0.250 01-Jun-2029SOLE | GLOBAL | 2.55K | PRN | $2.5K 4.16% | 0.00 | 180.00 | 2.37K |
Post Holdings 2.500 15-Aug-2027SOLE | US DOMESTIC | 2.28K | PRN | $2.4K 3.99% | 0.00 | 180.00 | 2.10K |
Tyler Technologies 0.250 15-Mar-2026SOLE | US DOMESTIC | 2.40K | PRN | $2.4K 3.96% | 0.00 | 200.00 | 2.20K |
Dropbox 0 - 0.5 up 47.5 - 52.5 01-Mar-2028SOLE | US DOMESTIC | 2.20K | PRN | $2.2K 3.61% | 0.00 | 170.00 | 2.03K |
Itron 1.375 15-Jul-2030SOLE | US DOMESTIC | 2.10K | PRN | $2.1K 3.44% | 0.00 | 160.00 | 1.94K |
Apollo Global Mgmt 6.750 31-Jul-2026 PEPS ASOLE | PUBLIC | 26.60K | SH | $2.0K 3.28% | 0.00 | 2.80K | 23.80K |
Parsons Corp 2.625 01-Mar-2029SOLE | US DOMESTIC | 1.85K | PRN | $1.9K 3.08% | 0.00 | 150.00 | 1.70K |
Nutanix 0.250 01-Oct-2027 (Exch)SOLE | US DOMESTIC | 1.60K | PRN | $1.8K 2.95% | 0.00 | 100.00 | 1.50K |
Greenbrier Companies 2.375 - 2.875 up 30 - 35 15-Apr-2028SOLE | US DOMESTIC | 1.55K | PRN | $1.7K 2.71% | 0.00 | 135.00 | 1.42K |
AeroVironment 0.000 15-Jul-2030SOLE | GLOBAL | 1.50K | PRN | $1.6K 2.66% | 0.00 | 100.00 | 1.40K |
Datadog 0.000 01-Dec-2029SOLE | US DOMESTIC | 1.60K | PRN | $1.6K 2.61% | 0.00 | 100.00 | 1.50K |
Guidewire Software 1.250 01-Nov-2029SOLE | US DOMESTIC | 1.40K | PRN | $1.5K 2.52% | 0.00 | 100.00 | 1.30K |
Alnylam Pharma 1.000 15-Sep-2027SOLE | US DOMESTIC | 1K | PRN | $1.5K 2.41% | 0.00 | 80.00 | 920.00 |
Box 0.000 15-Jan-2026SOLE | US DOMESTIC | 1.15K | PRN | $1.3K 2.18% | 0.00 | 150.00 | 1K |
Coca-Cola Co/TheSOLE | Common Stock | 11.10K | SH | $778.00 1.27% | 0.00 | 900.00 | 10.20K |
TransMedics Group 1.500 01-Jun-2028SOLE | US DOMESTIC | 460.00 | PRN | $693.00 1.13% | 0.00 | 35.00 | 425.00 |
MSCI IncSOLE | Common Stock | 1.10K | SH | $640.00 1.04% | 0.00 | 100.00 | 1K |
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