Filed: 9/14/2023ACC: 0001629996-23-000008
📋 What this filing means
ALKEN ASSET MANAGEMENT LTD filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $24.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
32
Positions
$24.8K
Total AUM (reported)
58.09K
Total Shares
Allocation by class
US DOMESTIC$20.3K81.8%
PUBLIC$3.9K15.9%
GLOBAL$574.002.3%
COMMON STOCK$0.000.0%
Portfolio Concentration
Top 3$8.0K32.3%
4–10$7.7K30.9%
11–25$8.4K33.9%
Rest$720.002.9%
Top 3 weight
32.3%
Top 10 weight
63.2%
Voting Authority Distribution
Total shares with voting rights: 58.09K
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
6.39K
shares
% of voting shares11.0%
None
No voting authority
51.70K
shares
% of voting shares89.0%
Investment Discretion (by position count)
Sole32
Shared0
Other0
Dominant voting typeNone · 89.0% of voting shares
Institutional Holdings32
Rows:
Bank of America 7.250
SOLEShares3.35K
TypeSH
Market value$3.9K
15.86%
Sole
0.00
Shared
250.00
None
3.10K
Lyft 1.500 15-May-202
SOLEShares2.56K
TypePRN
Market value$2.3K
9.28%
Sole
0.00
Shared
175.00
None
2.38K
Palo Alto Networks 0.3
SOLEShares700.00
TypePRN
Market value$1.8K
7.17%
Sole
0.00
Shared
50.00
None
650.00
Western Digital 1.500
SOLEShares1.50K
TypePRN
Market value$1.4K
5.83%
Sole
0.00
Shared
150.00
None
1.35K
CyberArk Software 0.00
SOLEShares1.20K
TypePRN
Market value$1.4K
5.46%
Sole
0.00
Shared
150.00
None
1.05K
Ford 0.000 up 40 - 45
SOLEShares1.05K
TypePRN
Market value$1.1K
4.57%
Sole
0.00
Shared
150.00
None
900.00
Uber Technologies 0.00
SOLEShares1.20K
TypePRN
Market value$1.1K
4.42%
Sole
0.00
Shared
0.00
None
1.20K
MongoDB 0.250 15-Jan-
SOLEShares450.00
TypePRN
Market value$878.00
3.54%
Sole
0.00
Shared
50.00
None
400.00
Zscaler 0.125 01-Jul-
SOLEShares750.00
TypePRN
Market value$874.00
3.53%
Sole
0.00
Shared
100.00
None
650.00
Rapid7 0 - 0.25 up 30
SOLEShares1K
TypePRN
Market value$873.00
3.52%
Sole
0.00
Shared
100.00
None
900.00
Wolfspeed 0.25 - 0.75
SOLEShares1.05K
TypePRN
Market value$808.00
3.26%
Sole
0.00
Shared
150.00
None
900.00
Splunk 1.125 15-Jun-2
SOLEShares800.00
TypePRN
Market value$691.00
2.79%
Sole
0.00
Shared
0.00
None
800.00
Alarm.com 0.000 15-Ja
SOLEShares800.00
TypePRN
Market value$686.00
2.77%
Sole
0.00
Shared
0.00
None
800.00
Spotify USA 0.000 15-
SOLEShares800.00
TypePRN
Market value$681.00
2.75%
Sole
0.00
Shared
0.00
None
800.00
Chegg 0.000 01-Sep-20
SOLEShares900.00
TypePRN
Market value$676.00
2.73%
Sole
0.00
Shared
0.00
None
900.00
Snap 0 - 0.5 up 45 -
SOLEShares900.00
TypePRN
Market value$668.00
2.69%
Sole
0.00
Shared
0.00
None
900.00
NRG Energy 2.750 01-J
SOLEShares600.00
TypePRN
Market value$630.00
2.54%
Sole
0.00
Shared
50.00
None
550.00
BlackLine 0 - 0.5 up
SOLEShares700.00
TypePRN
Market value$597.00
2.41%
Sole
0.00
Shared
100.00
None
600.00
Chegg 0.125 15-Mar-20
SOLEShares600.00
TypePRN
Market value$526.00
2.12%
Sole
0.00
Shared
75.00
None
525.00
Beyond Meat 0.000 15-
SOLEShares2.05K
TypePRN
Market value$525.00
2.12%
Sole
0.00
Shared
150.00
None
1.90K
FTI Consulting 2.000
SOLEShares270.00
TypePRN
Market value$499.00
2.01%
Sole
0.00
Shared
50.00
None
220.00
Bill.com Holdings 0 -
SOLEShares600.00
TypePRN
Market value$493.00
1.99%
Sole
0.00
Shared
0.00
None
600.00
Pinduoduo 0.000 01-De
SOLEShares350.00
TypePRN
Market value$337.00
1.36%
Sole
0.00
Shared
0.00
None
350.00
Tripadvisor 0 - 0.25
SOLEShares375.00
TypePRN
Market value$314.00
1.27%
Sole
0.00
Shared
0.00
None
375.00
Vroom 0.75 - 1.25 up
SOLEShares600.00
TypePRN
Market value$275.00
1.11%
Sole
0.00
Shared
0.00
None
600.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Bank of America 7.250SOLE | PUBLIC | 3.35K | SH | $3.9K 15.86% | 0.00 | 250.00 | 3.10K |
Lyft 1.500 15-May-202SOLE | US DOMESTIC | 2.56K | PRN | $2.3K 9.28% | 0.00 | 175.00 | 2.38K |
Palo Alto Networks 0.3SOLE | US DOMESTIC | 700.00 | PRN | $1.8K 7.17% | 0.00 | 50.00 | 650.00 |
Western Digital 1.500SOLE | US DOMESTIC | 1.50K | PRN | $1.4K 5.83% | 0.00 | 150.00 | 1.35K |
CyberArk Software 0.00SOLE | US DOMESTIC | 1.20K | PRN | $1.4K 5.46% | 0.00 | 150.00 | 1.05K |
Ford 0.000 up 40 - 45SOLE | US DOMESTIC | 1.05K | PRN | $1.1K 4.57% | 0.00 | 150.00 | 900.00 |
Uber Technologies 0.00SOLE | US DOMESTIC | 1.20K | PRN | $1.1K 4.42% | 0.00 | 0.00 | 1.20K |
MongoDB 0.250 15-Jan-SOLE | US DOMESTIC | 450.00 | PRN | $878.00 3.54% | 0.00 | 50.00 | 400.00 |
Zscaler 0.125 01-Jul-SOLE | US DOMESTIC | 750.00 | PRN | $874.00 3.53% | 0.00 | 100.00 | 650.00 |
Rapid7 0 - 0.25 up 30SOLE | US DOMESTIC | 1K | PRN | $873.00 3.52% | 0.00 | 100.00 | 900.00 |
Wolfspeed 0.25 - 0.75SOLE | US DOMESTIC | 1.05K | PRN | $808.00 3.26% | 0.00 | 150.00 | 900.00 |
Splunk 1.125 15-Jun-2SOLE | US DOMESTIC | 800.00 | PRN | $691.00 2.79% | 0.00 | 0.00 | 800.00 |
Alarm.com 0.000 15-JaSOLE | US DOMESTIC | 800.00 | PRN | $686.00 2.77% | 0.00 | 0.00 | 800.00 |
Spotify USA 0.000 15-SOLE | US DOMESTIC | 800.00 | PRN | $681.00 2.75% | 0.00 | 0.00 | 800.00 |
Chegg 0.000 01-Sep-20SOLE | US DOMESTIC | 900.00 | PRN | $676.00 2.73% | 0.00 | 0.00 | 900.00 |
Snap 0 - 0.5 up 45 -SOLE | US DOMESTIC | 900.00 | PRN | $668.00 2.69% | 0.00 | 0.00 | 900.00 |
NRG Energy 2.750 01-JSOLE | US DOMESTIC | 600.00 | PRN | $630.00 2.54% | 0.00 | 50.00 | 550.00 |
BlackLine 0 - 0.5 upSOLE | US DOMESTIC | 700.00 | PRN | $597.00 2.41% | 0.00 | 100.00 | 600.00 |
Chegg 0.125 15-Mar-20SOLE | US DOMESTIC | 600.00 | PRN | $526.00 2.12% | 0.00 | 75.00 | 525.00 |
Beyond Meat 0.000 15-SOLE | US DOMESTIC | 2.05K | PRN | $525.00 2.12% | 0.00 | 150.00 | 1.90K |
FTI Consulting 2.000SOLE | US DOMESTIC | 270.00 | PRN | $499.00 2.01% | 0.00 | 50.00 | 220.00 |
Bill.com Holdings 0 -SOLE | US DOMESTIC | 600.00 | PRN | $493.00 1.99% | 0.00 | 0.00 | 600.00 |
Pinduoduo 0.000 01-DeSOLE | GLOBAL | 350.00 | PRN | $337.00 1.36% | 0.00 | 0.00 | 350.00 |
Tripadvisor 0 - 0.25SOLE | US DOMESTIC | 375.00 | PRN | $314.00 1.27% | 0.00 | 0.00 | 375.00 |
Vroom 0.75 - 1.25 upSOLE | US DOMESTIC | 600.00 | PRN | $275.00 1.11% | 0.00 | 0.00 | 600.00 |
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