ALIMCO FINANCIAL CORP exercised options at KASPIEN HOLDINGS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/7/2022ACC: 0001213900-22-010946
+127.17K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
127.21K acquired · 40.00 disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+127.21K
Price / share
—
Trade value
—
% of position
495.3%
2/11/2021
25.68K→152.89K
Common Stock
Indirect
Shares
−39.00
Price / share
—
Trade value
—
% of position
0.0%
2/11/2021
152.89K→152.85K
Total
Net shares
+127.17K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 2/11/2021 | M · Option Exercise | +127.21K | — | — | 495.3% | 25.68K | 152.89K |
| Common Stock Indirect | 2/11/2021 | F · Tax Withholding | −39.00 | — | — | 0.0% | 152.89K | 152.85K |
| Total | +127.17K | $0.00 | ||||||
Derivative Transactions2
Warrant for Common Stock
Indirect
Converts to
Common Stock
127.21K shares
Shares
−1.00
Strike price
0.01
Held after
0.00
Exercisable
—
2/11/2021
Warrant for Common Stock
Indirect
Converts to
Common Stock
320K shares
Shares
+1.00
Strike price
0.01
Held after
1.00
Exercisable
—
3/2/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant for Common Stock Indirect | Common Stock127.21K shares | 2/11/2021 | M · Option Exercise | −1.00 | 0.01 | — | 0.00 |
| Warrant for Common Stock Indirect | Common Stock320K shares | 3/2/2022 | P · Purchase | +1.00 | 0.01 | — | 1.00 |