ALHAMBRA INVESTMENT MANAGEMENT LLC

Filed: 1/17/2024ACC: 0001802696-24-000002

📋 What this filing means

ALHAMBRA INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 160 equity positions with a total reported market value of $168.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

160

Positions

$168.51M

Total AUM (reported)

2.43M

Total Shares

Allocation by class

COM$67.01M39.8%

INTER TERM TREAS$14.62M8.7%

REAL ESTATE ETF$6.37M3.8%

ISHARES NEW$5.82M3.5%

COM NEW$5.41M3.2%

GLOBAL REIT ETF$4.81M2.9%

NATIONAL MUN ETF$3.55M2.1%

Portfolio Concentration

Top 3$31.76M18.8%

4–10$27.44M16.3%

11–25$30.99M18.4%

Rest$78.32M46.5%

Top 3 weight

18.8%

Top 10 weight

35.1%

Voting Authority Distribution

Total shares with voting rights: 2.43M

Sole

Full voting authority

1.06M

% of voting shares43.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.37M

% of voting shares56.4%

Investment Discretion (by position count)

Sole160

Shared0

Other0

Dominant voting typeNone · 56.4% of voting shares

Institutional Holdings160

Rows:

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares246.48K

TypeSH

Market value$14.62M

8.68%

Sole

126.12K

Shared

0.00

None

120.35K

APPLE INC

SOLE

COM

Shares55.92K

TypeSH

Market value$10.77M

6.39%

Sole

9.42K

Shared

0.00

None

46.50K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares72.08K

TypeSH

Market value$6.37M

3.78%

Sole

37.29K

Shared

0.00

None

34.79K

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares149.06K

TypeSH

Market value$5.82M

3.45%

Sole

72.94K

Shared

0.00

None

76.12K

ISHARES TR

SOLE

GLOBAL REIT ETF

Shares198.86K

TypeSH

Market value$4.81M

2.85%

Sole

105.02K

Shared

0.00

None

93.85K

COSTCO WHSL CORP NEW

SOLE

COM

Shares6.40K

TypeSH

Market value$4.22M

2.51%

Sole

1.15K

Shared

0.00

None

5.25K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares32.79K

TypeSH

Market value$3.55M

2.11%

Sole

16.49K

Shared

0.00

None

16.30K

INVESCO ACTVELY MNGD ETC FD

SOLE

OPTIMUM YIELD

Shares241.04K

TypeSH

Market value$3.21M

1.90%

Sole

126.29K

Shared

0.00

None

114.75K

MICROSOFT CORP

SOLE

COM

Shares8.25K

TypeSH

Market value$3.10M

1.84%

Sole

3.74K

Shared

0.00

None

4.51K

ALPHABET INC

SOLE

CAP STK CL A

Shares19.54K

TypeSH

Market value$2.73M

1.62%

Sole

4.72K

Shared

0.00

None

14.82K

CSX CORP

SOLE

COM

Shares73.23K

TypeSH

Market value$2.54M

1.51%

Sole

33.39K

Shared

0.00

None

39.84K

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares26.08K

TypeSH

Market value$2.51M

1.49%

Sole

13.69K

Shared

0.00

None

12.39K

WISDOMTREE TR

SOLE

US SMALLCAP DIVD

Shares66.59K

TypeSH

Market value$2.14M

1.27%

Sole

35.90K

Shared

0.00

None

30.68K

VANGUARD INTL EQUITY INDEX F

SOLE

GLB EX US ETF

Shares50.04K

TypeSH

Market value$2.13M

1.26%

Sole

6.42K

Shared

0.00

None

43.62K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares12.17K

TypeSH

Market value$2.12M

1.26%

Sole

7.04K

Shared

0.00

None

5.12K

INVESCO EXCH TRADED FD TR II

SOLE

FTSE RAFI SML

Shares64.60K

TypeSH

Market value$2.10M

1.25%

Sole

33.18K

Shared

0.00

None

31.42K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares9.79K

TypeSH

Market value$2.09M

1.24%

Sole

5.04K

Shared

0.00

None

4.75K

HOME DEPOT INC

SOLE

COM

Shares6K

TypeSH

Market value$2.08M

1.23%

Sole

2.14K

Shared

0.00

None

3.86K

ALPHABET INC

SOLE

CAP STK CL C

Shares14.60K

TypeSH

Market value$2.06M

1.22%

Sole

2.48K

Shared

0.00

None

12.12K

ISHARES TR

SOLE

GL TIMB FORE ETF

Shares24.89K

TypeSH

Market value$2.02M

1.20%

Sole

13.25K

Shared

0.00

None

11.64K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares7.09K

TypeSH

Market value$1.97M

1.17%

Sole

3.98K

Shared

0.00

None

3.12K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares5.41K

TypeSH

Market value$1.93M

1.14%

Sole

1.44K

Shared

0.00

None

3.97K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares16.45K

TypeSH

Market value$1.93M

1.14%

Sole

9.21K

Shared

0.00

None

7.23K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares16.71K

TypeSH

Market value$1.76M

1.05%

Sole

8.53K

Shared

0.00

None

8.19K

ISHARES TR

SOLE

US OIL GS EX ETF

Shares17.38K

TypeSH

Market value$1.62M

0.96%

Sole

9.20K

Shared

0.00

None

8.18K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	246.48K	SH	$14.62M 8.68%	126.12K	120.35K
APPLE INCSOLE	COM	55.92K	SH	$10.77M 6.39%	9.42K	46.50K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	72.08K	SH	$6.37M 3.78%	37.29K	34.79K
ISHARES GOLD TRSOLE	ISHARES NEW	149.06K	SH	$5.82M 3.45%	72.94K	76.12K
ISHARES TRSOLE	GLOBAL REIT ETF	198.86K	SH	$4.81M 2.85%	105.02K	93.85K
COSTCO WHSL CORP NEWSOLE	COM	6.40K	SH	$4.22M 2.51%	1.15K	5.25K
ISHARES TRSOLE	NATIONAL MUN ETF	32.79K	SH	$3.55M 2.11%	16.49K	16.30K
INVESCO ACTVELY MNGD ETC FDSOLE	OPTIMUM YIELD	241.04K	SH	$3.21M 1.90%	126.29K	114.75K
MICROSOFT CORPSOLE	COM	8.25K	SH	$3.10M 1.84%	3.74K	4.51K
ALPHABET INCSOLE	CAP STK CL A	19.54K	SH	$2.73M 1.62%	4.72K	14.82K
CSX CORPSOLE	COM	73.23K	SH	$2.54M 1.51%	33.39K	39.84K
ISHARES TRSOLE	7-10 YR TRSY BD	26.08K	SH	$2.51M 1.49%	13.69K	12.39K
WISDOMTREE TRSOLE	US SMALLCAP DIVD	66.59K	SH	$2.14M 1.27%	35.90K	30.68K
VANGUARD INTL EQUITY INDEX FSOLE	GLB EX US ETF	50.04K	SH	$2.13M 1.26%	6.42K	43.62K
ISHARES TRSOLE	S&P 500 VAL ETF	12.17K	SH	$2.12M 1.26%	7.04K	5.12K
INVESCO EXCH TRADED FD TR IISOLE	FTSE RAFI SML	64.60K	SH	$2.10M 1.25%	33.18K	31.42K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	9.79K	SH	$2.09M 1.24%	5.04K	4.75K
HOME DEPOT INCSOLE	COM	6K	SH	$2.08M 1.23%	2.14K	3.86K
ALPHABET INCSOLE	CAP STK CL C	14.60K	SH	$2.06M 1.22%	2.48K	12.12K
ISHARES TRSOLE	GL TIMB FORE ETF	24.89K	SH	$2.02M 1.20%	13.25K	11.64K
ISHARES TRSOLE	CORE S&P MCP ETF	7.09K	SH	$1.97M 1.17%	3.98K	3.12K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	5.41K	SH	$1.93M 1.14%	1.44K	3.97K
ISHARES TRSOLE	SELECT DIVID ETF	16.45K	SH	$1.93M 1.14%	9.21K	7.23K
ISHARES TRSOLE	SHRT NAT MUN ETF	16.71K	SH	$1.76M 1.05%	8.53K	8.19K
ISHARES TRSOLE	US OIL GS EX ETF	17.38K	SH	$1.62M 0.96%	9.20K	8.18K

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