ALHAMBRA INVESTMENT MANAGEMENT LLC

Filed: 4/18/2023ACC: 0001802696-23-000002

📋 What this filing means

ALHAMBRA INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 143 equity positions with a total reported market value of $145.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

143

Positions

$145.64M

Total AUM (reported)

2.29M

Total Shares

Allocation by class

COM$61.18M42.0%

INTER TERM TREAS$15.21M10.4%

ISHARES NEW$4.43M3.0%

GLOBAL REIT ETF$4.13M2.8%

COM NEW$4.09M2.8%

NATIONAL MUN ETF$3.31M2.3%

REAL ESTATE ETF$3.27M2.2%

Portfolio Concentration

Top 3$29.39M20.2%

4–10$22.53M15.5%

11–25$27.68M19.0%

Rest$66.04M45.3%

Top 3 weight

20.2%

Top 10 weight

35.7%

Voting Authority Distribution

Total shares with voting rights: 2.29M

Sole

Full voting authority

3.90K

% of voting shares0.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.29M

% of voting shares99.8%

Investment Discretion (by position count)

Sole143

Shared0

Other0

Dominant voting typeNone · 99.8% of voting shares

Institutional Holdings143

Rows:

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares253.72K

TypeSH

Market value$15.21M

10.45%

Sole

0.00

Shared

0.00

None

253.72K

APPLE INC

SOLE

COM

Shares59.09K

TypeSH

Market value$9.74M

6.69%

Sole

0.00

Shared

0.00

None

59.09K

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares118.64K

TypeSH

Market value$4.43M

3.04%

Sole

98.00

Shared

0.00

None

118.54K

ISHARES TR

SOLE

GLOBAL REIT ETF

Shares180.27K

TypeSH

Market value$4.13M

2.84%

Sole

376.00

Shared

0.00

None

179.90K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares30.72K

TypeSH

Market value$3.31M

2.27%

Sole

0.00

Shared

0.00

None

30.72K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares39.34K

TypeSH

Market value$3.27M

2.24%

Sole

0.00

Shared

0.00

None

39.34K

COSTCO WHSL CORP NEW

SOLE

COM

Shares6.42K

TypeSH

Market value$3.19M

2.19%

Sole

0.00

Shared

0.00

None

6.42K

INVESCO ACTVELY MNGD ETC FD

SOLE

OPTIMUM YIELD

Shares215.51K

TypeSH

Market value$3.06M

2.10%

Sole

239.00

Shared

0.00

None

215.28K

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares30.61K

TypeSH

Market value$3.03M

2.08%

Sole

0.00

Shared

0.00

None

30.61K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares21.52K

TypeSH

Market value$2.53M

1.74%

Sole

52.00

Shared

0.00

None

21.47K

MICROSOFT CORP

SOLE

COM

Shares8.77K

TypeSH

Market value$2.53M

1.74%

Sole

0.00

Shared

0.00

None

8.77K

CSX CORP

SOLE

COM

Shares73.41K

TypeSH

Market value$2.20M

1.51%

Sole

0.00

Shared

0.00

None

73.41K

ALPHABET INC

SOLE

CAP STK CL A

Shares19.76K

TypeSH

Market value$2.05M

1.41%

Sole

0.00

Shared

0.00

None

19.76K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares12.67K

TypeSH

Market value$1.92M

1.32%

Sole

44.00

Shared

0.00

None

12.62K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares16.23K

TypeSH

Market value$1.90M

1.31%

Sole

0.00

Shared

0.00

None

16.23K

INVESCO EXCH TRADED FD TR II

SOLE

FTSE RAFI SML

Shares60.24K

TypeSH

Market value$1.87M

1.28%

Sole

79.00

Shared

0.00

None

60.16K

VANGUARD INTL EQUITY INDEX F

SOLE

GLB EX US ETF

Shares45.30K

TypeSH

Market value$1.84M

1.26%

Sole

0.00

Shared

0.00

None

45.30K

WISDOMTREE TR

SOLE

US SMALLCAP DIVD

Shares62.75K

TypeSH

Market value$1.79M

1.23%

Sole

0.00

Shared

0.00

None

62.75K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares17.08K

TypeSH

Market value$1.79M

1.23%

Sole

0.00

Shared

0.00

None

17.08K

HOME DEPOT INC

SOLE

COM

Shares6.05K

TypeSH

Market value$1.78M

1.23%

Sole

5.00

Shared

0.00

None

6.04K

BRISTOL-MYERS SQUIBB CO

SOLE

COM

Shares25.02K

TypeSH

Market value$1.73M

1.19%

Sole

0.00

Shared

0.00

None

25.02K

PEPSICO INC

SOLE

COM

Shares9.25K

TypeSH

Market value$1.69M

1.16%

Sole

0.00

Shared

0.00

None

9.25K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares4.98K

TypeSH

Market value$1.54M

1.06%

Sole

0.00

Shared

0.00

None

4.98K

JOHNSON & JOHNSON

SOLE

COM

Shares9.89K

TypeSH

Market value$1.53M

1.05%

Sole

0.00

Shared

0.00

None

9.89K

ALPHABET INC

SOLE

CAP STK CL C

Shares14.60K

TypeSH

Market value$1.52M

1.04%

Sole

0.00

Shared

0.00

None

14.60K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	253.72K	SH	$15.21M 10.45%	0.00	253.72K
APPLE INCSOLE	COM	59.09K	SH	$9.74M 6.69%	0.00	59.09K
ISHARES GOLD TRSOLE	ISHARES NEW	118.64K	SH	$4.43M 3.04%	98.00	118.54K
ISHARES TRSOLE	GLOBAL REIT ETF	180.27K	SH	$4.13M 2.84%	376.00	179.90K
ISHARES TRSOLE	NATIONAL MUN ETF	30.72K	SH	$3.31M 2.27%	0.00	30.72K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	39.34K	SH	$3.27M 2.24%	0.00	39.34K
COSTCO WHSL CORP NEWSOLE	COM	6.42K	SH	$3.19M 2.19%	0.00	6.42K
INVESCO ACTVELY MNGD ETC FDSOLE	OPTIMUM YIELD	215.51K	SH	$3.06M 2.10%	239.00	215.28K
ISHARES TRSOLE	7-10 YR TRSY BD	30.61K	SH	$3.03M 2.08%	0.00	30.61K
ISHARES TRSOLE	3 7 YR TREAS BD	21.52K	SH	$2.53M 1.74%	52.00	21.47K
MICROSOFT CORPSOLE	COM	8.77K	SH	$2.53M 1.74%	0.00	8.77K
CSX CORPSOLE	COM	73.41K	SH	$2.20M 1.51%	0.00	73.41K
ALPHABET INCSOLE	CAP STK CL A	19.76K	SH	$2.05M 1.41%	0.00	19.76K
ISHARES TRSOLE	S&P 500 VAL ETF	12.67K	SH	$1.92M 1.32%	44.00	12.62K
ISHARES TRSOLE	SELECT DIVID ETF	16.23K	SH	$1.90M 1.31%	0.00	16.23K
INVESCO EXCH TRADED FD TR IISOLE	FTSE RAFI SML	60.24K	SH	$1.87M 1.28%	79.00	60.16K
VANGUARD INTL EQUITY INDEX FSOLE	GLB EX US ETF	45.30K	SH	$1.84M 1.26%	0.00	45.30K
WISDOMTREE TRSOLE	US SMALLCAP DIVD	62.75K	SH	$1.79M 1.23%	0.00	62.75K
ISHARES TRSOLE	SHRT NAT MUN ETF	17.08K	SH	$1.79M 1.23%	0.00	17.08K
HOME DEPOT INCSOLE	COM	6.05K	SH	$1.78M 1.23%	5.00	6.04K
BRISTOL-MYERS SQUIBB COSOLE	COM	25.02K	SH	$1.73M 1.19%	0.00	25.02K
PEPSICO INCSOLE	COM	9.25K	SH	$1.69M 1.16%	0.00	9.25K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	4.98K	SH	$1.54M 1.06%	0.00	4.98K
JOHNSON & JOHNSONSOLE	COM	9.89K	SH	$1.53M 1.05%	0.00	9.89K
ALPHABET INCSOLE	CAP STK CL C	14.60K	SH	$1.52M 1.04%	0.00	14.60K

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