ALFERS STEPHEN D. (CEO and President) reported 1 transaction at PERSHING GOLD CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 4/5/2019ACC: 0001144204-19-018507
DirectorOfficer· CEO and President
Since Apr 2019
-1.49M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
1.49M disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−737.18K
Price / share
—
Trade value
—
% of position
New position
4/3/2019
737.18K→0.00
Total
Net shares
−737.18K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/3/2019 | D · Disposition | −737.18K | — | — | New position | 737.18K | 0.00 |
| Total | −737.18K | $0.00 | ||||||
Derivative Transactions4
Series E Convertible Preferred Stock
Direct
Converts to
Common Stock
35.36K shares
Shares
−100.00
Strike price
2.80
Held after
0.00
Exercisable
—
4/3/2019
Restricted Stock Units
Direct
Converts to
Common Stock
300K shares
Shares
−300K
Strike price
0
Held after
0.00
Exercisable
—
4/3/2019
Restricted Stock Units
Direct
Converts to
Common Stock
400K shares
Shares
−400K
Strike price
0
Held after
0.00
Exercisable
—
4/3/2019
Restricted Stock Units
Direct
Converts to
Common Stock
50K shares
Shares
−50K
Strike price
0
Held after
0.00
Exercisable
—
4/3/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series E Convertible Preferred Stock Direct | Common Stock35.36K shares | 4/3/2019 | D · Disposition | −100.00 | 2.80 | — | 0.00 |
| Restricted Stock Units Direct | Common Stock300K shares | 4/3/2019 | D · Disposition | −300K | 0 | — | 0.00 |
| Restricted Stock Units Direct | Common Stock400K shares | 4/3/2019 | D · Disposition | −400K | 0 | — | 0.00 |
| Restricted Stock Units Direct | Common Stock50K shares | 4/3/2019 | D · Disposition | −50K | 0 | — | 0.00 |