ALEXANDER ROBERT E reported 2 transactions at SECURITY FEDERAL CORP
Review the transaction codes below to understand the nature of each event.
Filed: 4/20/2020ACC: 0000939057-20-000162
0.00
Net shares
Net seller
$35.0K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
1.75K acquired · 1.75K disposed
Non-Derivative Transactions2
Common Stock, par value 0.01 per share
Indirect
Shares
+1.25K
Price / share
$20.00
Trade value
$25K
% of position
40.3%
2/17/2020
3.10K→4.35K
Common Stock, par value 0.01 per share
Indirect
Shares
+500.00
Price / share
$20.00
Trade value
$10K
% of position
20.0%
2/17/2020
2.50K→3K
Total
Net shares
+1.75K
Net value
$35K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value 0.01 per share Indirect | 2/17/2020 | C · Conversion | +1.25K | $20.00 | $25K | 40.3% | 3.10K | 4.35K |
| Common Stock, par value 0.01 per share Indirect | 2/17/2020 | C · Conversion | +500.00 | $20.00 | $10K | 20.0% | 2.50K | 3K |
| Total | +1.75K | $35K | ||||||
Derivative Transactions2
8% Convertible Senior Debentures
Indirect
Converts to
Common Stock
1.25K shares
Shares
−1.25K
Strike price
20
Held after
0.00
Exercisable
—
2/17/2020
8% Convertible Senior Debentures
Indirect
Converts to
Common Stock
500.00 shares
Shares
−500.00
Strike price
20
Held after
0.00
Exercisable
—
2/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 8% Convertible Senior Debentures Indirect | Common Stock1.25K shares | 2/17/2020 | C · Conversion | −1.25K | 20 | — | 0.00 |
| 8% Convertible Senior Debentures Indirect | Common Stock500.00 shares | 2/17/2020 | C · Conversion | −500.00 | 20 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock, par value 0.01 per share
DirectShares owned9.30K
Common Stock, par value 0.01 per share
IndirectShares owned3K
Total
9.30K direct·3K indirect12.30K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value 0.01 per share | 9.30K | Direct |
| Common Stock, par value 0.01 per share | 3K | Indirect |
| Total | 12.30K | 9.30K direct·3K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported