ALERA INVESTMENT ADVISORS, LLC

Filed: 10/11/2023ACC: 0001759485-23-000008

📋 What this filing means

ALERA INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 160 equity positions with a total reported market value of $606.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

160

Positions

$606.97M

Total AUM (reported)

7.10M

Total Shares

Allocation by class

ETF$521.96M86.0%

STOCK$78.74M13.0%

ADR$5.21M0.9%

REIT$938.3K0.2%

CEF$119.4K0.0%

Portfolio Concentration

Top 3$287.88M47.4%

4–10$158.52M26.1%

11–25$72.31M11.9%

Rest$88.26M14.5%

Top 3 weight

47.4%

Top 10 weight

73.5%

Voting Authority Distribution

Total shares with voting rights: 7.10M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

224.78K

% of voting shares3.2%

None

No voting authority

6.87M

% of voting shares96.8%

Investment Discretion (by position count)

Sole145

Shared0

Other15

Dominant voting typeNone · 96.8% of voting shares

Institutional Holdings160

Rows:

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares463.43K

TypeSH

Market value$123.27M

20.31%

Sole

0.00

Shared

0.00

None

463.43K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares792.80K

TypeSH

Market value$120.36M

19.83%

Sole

0.00

Shared

0.00

None

792.80K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

ETF

Shares1.01M

TypeSH

Market value$44.25M

7.29%

Sole

0.00

Shared

0.00

None

1.01M

SPDR PORTFOLIO S&P 500 VALUE ETF

SOLE

ETF

Shares1.03M

TypeSH

Market value$42.67M

7.03%

Sole

0.00

Shared

0.00

None

1.03M

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

ETF

Shares551.06K

TypeSH

Market value$32.67M

5.38%

Sole

0.00

Shared

0.00

None

551.06K

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

ETF

Shares730.60K

TypeSH

Market value$28.65M

4.72%

Sole

0.00

Shared

0.00

None

730.60K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares229.10K

TypeSH

Market value$15.68M

2.58%

Sole

0.00

Shared

0.00

None

229.10K

ISHARES MSCI EAFE ETF

SOLE

ETF

Shares193.37K

TypeSH

Market value$13.33M

2.20%

Sole

0.00

Shared

0.00

None

193.37K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares75.04K

TypeSH

Market value$13.26M

2.18%

Sole

0.00

Shared

0.00

None

75.04K

VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF

SOLE

ETF

Shares115.58K

TypeSH

Market value$12.27M

2.02%

Sole

0.00

Shared

0.00

None

115.58K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares73.67K

TypeSH

Market value$11.33M

1.87%

Sole

0.00

Shared

0.00

None

73.67K

APPLE INC COM

SOLE

Stock

Shares52.24K

TypeSH

Market value$8.94M

1.47%

Sole

0.00

Shared

14.65K

None

37.59K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares21.51K

TypeSH

Market value$8.45M

1.39%

Sole

0.00

Shared

0.00

None

21.51K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares128.66K

TypeSH

Market value$8.28M

1.36%

Sole

0.00

Shared

0.00

None

128.66K

ISHARES CORE MSCI EMERGING MARKETS ETF

SOLE

ETF

Shares151.03K

TypeSH

Market value$7.19M

1.18%

Sole

0.00

Shared

0.00

None

151.03K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares13.44K

TypeSH

Market value$5.74M

0.95%

Sole

0.00

Shared

0.00

None

13.44K

MICROSOFT CORP COM

SOLE

Stock

Shares16.07K

TypeSH

Market value$5.08M

0.84%

Sole

0.00

Shared

6.90K

None

9.17K

AMAZON COM INC COM

SOLE

Stock

Shares24.77K

TypeSH

Market value$3.15M

0.52%

Sole

0.00

Shared

7.88K

None

16.89K

VANGUARD MID-CAP ETF

SOLE

ETF

Shares13.52K

TypeSH

Market value$2.81M

0.46%

Sole

0.00

Shared

0.00

None

13.52K

INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY

SOLE

ETF

Shares68.82K

TypeSH

Market value$2.39M

0.39%

Sole

0.00

Shared

0.00

None

68.82K

ISHARES CORE S&P SMALL CAP ETF

SOLE

ETF

Shares20.19K

TypeSH

Market value$1.90M

0.31%

Sole

0.00

Shared

0.00

None

20.19K

ISHARES CORE U.S. AGGREGATE BOND ETF

SOLE

ETF

Shares19.95K

TypeSH

Market value$1.88M

0.31%

Sole

0.00

Shared

0.00

None

19.95K

ISHARES SHORT-TERM NATIONAL MUNI BOND ETF

SOLE

ETF

Shares17.55K

TypeSH

Market value$1.80M

0.30%

Sole

0.00

Shared

0.00

None

17.55K

UNITEDHEALTH GROUP INC COM

SOLE

Stock

Shares3.33K

TypeSH

Market value$1.68M

0.28%

Sole

0.00

Shared

968.00

None

2.37K

ISHARES NATIONAL MUNI BOND ETF

SOLE

ETF

Shares16.32K

TypeSH

Market value$1.67M

0.28%

Sole

0.00

Shared

0.00

None

16.32K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	463.43K	SH	$123.27M 20.31%	0.00	463.43K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	792.80K	SH	$120.36M 19.83%	0.00	792.80K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	ETF	1.01M	SH	$44.25M 7.29%	0.00	1.01M
SPDR PORTFOLIO S&P 500 VALUE ETFSOLE	ETF	1.03M	SH	$42.67M 7.03%	0.00	1.03M
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	ETF	551.06K	SH	$32.67M 5.38%	0.00	551.06K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	ETF	730.60K	SH	$28.65M 4.72%	0.00	730.60K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	229.10K	SH	$15.68M 2.58%	0.00	229.10K
ISHARES MSCI EAFE ETFSOLE	ETF	193.37K	SH	$13.33M 2.20%	0.00	193.37K
ISHARES RUSSELL 2000 ETFSOLE	ETF	75.04K	SH	$13.26M 2.18%	0.00	75.04K
VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETFSOLE	ETF	115.58K	SH	$12.27M 2.02%	0.00	115.58K
ISHARES S&P 500 VALUE ETFSOLE	ETF	73.67K	SH	$11.33M 1.87%	0.00	73.67K
APPLE INC COMSOLE	Stock	52.24K	SH	$8.94M 1.47%	14.65K	37.59K
VANGUARD S&P 500 ETFSOLE	ETF	21.51K	SH	$8.45M 1.39%	0.00	21.51K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	128.66K	SH	$8.28M 1.36%	0.00	128.66K
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE	ETF	151.03K	SH	$7.19M 1.18%	0.00	151.03K
SPDR S&P 500 ETF TRUSTSOLE	ETF	13.44K	SH	$5.74M 0.95%	0.00	13.44K
MICROSOFT CORP COMSOLE	Stock	16.07K	SH	$5.08M 0.84%	6.90K	9.17K
AMAZON COM INC COMSOLE	Stock	24.77K	SH	$3.15M 0.52%	7.88K	16.89K
VANGUARD MID-CAP ETFSOLE	ETF	13.52K	SH	$2.81M 0.46%	0.00	13.52K
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARYSOLE	ETF	68.82K	SH	$2.39M 0.39%	0.00	68.82K
ISHARES CORE S&P SMALL CAP ETFSOLE	ETF	20.19K	SH	$1.90M 0.31%	0.00	20.19K
ISHARES CORE U.S. AGGREGATE BOND ETFSOLE	ETF	19.95K	SH	$1.88M 0.31%	0.00	19.95K
ISHARES SHORT-TERM NATIONAL MUNI BOND ETFSOLE	ETF	17.55K	SH	$1.80M 0.30%	0.00	17.55K
UNITEDHEALTH GROUP INC COMSOLE	Stock	3.33K	SH	$1.68M 0.28%	968.00	2.37K
ISHARES NATIONAL MUNI BOND ETFSOLE	ETF	16.32K	SH	$1.67M 0.28%	0.00	16.32K

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