ALERA INVESTMENT ADVISORS, LLC

Filed: 7/26/2023ACC: 0001759485-23-000007

📋 What this filing means

ALERA INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 172 equity positions with a total reported market value of $464.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

172

Positions

$464.24M

Total AUM (reported)

5.80M

Total Shares

Allocation by class

ETF$374.19M80.6%

STOCK$83.59M18.0%

ADR$5.22M1.1%

REIT$1.10M0.2%

CEF$131.1K0.0%

Portfolio Concentration

Top 3$158.50M34.1%

4–10$136.10M29.3%

11–25$73.49M15.8%

Rest$96.14M20.7%

Top 3 weight

34.1%

Top 10 weight

63.5%

Voting Authority Distribution

Total shares with voting rights: 5.80M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

231.09K

% of voting shares4.0%

None

No voting authority

5.57M

% of voting shares96.0%

Investment Discretion (by position count)

Sole155

Shared0

Other17

Dominant voting typeNone · 96.0% of voting shares

Institutional Holdings172

Rows:

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares214.07K

TypeSH

Market value$58.91M

12.69%

Sole

0.00

Shared

0.00

None

214.07K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares342.45K

TypeSH

Market value$54.05M

11.64%

Sole

0.00

Shared

0.00

None

342.45K

SPDR PORTFOLIO S&P 500 VALUE ETF

SOLE

ETF

Shares1.05M

TypeSH

Market value$45.55M

9.81%

Sole

0.00

Shared

0.00

None

1.05M

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

ETF

Shares567.04K

TypeSH

Market value$34.60M

7.45%

Sole

0.00

Shared

0.00

None

567.04K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

ETF

Shares590.87K

TypeSH

Market value$27.29M

5.88%

Sole

0.00

Shared

0.00

None

590.87K

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

ETF

Shares453.48K

TypeSH

Market value$18.45M

3.97%

Sole

0.00

Shared

0.00

None

453.48K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares243.83K

TypeSH

Market value$17.18M

3.70%

Sole

0.00

Shared

0.00

None

243.82K

ISHARES MSCI EAFE ETF

SOLE

ETF

Shares214.29K

TypeSH

Market value$15.54M

3.35%

Sole

0.00

Shared

0.00

None

214.29K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares78.39K

TypeSH

Market value$12.64M

2.72%

Sole

0.00

Shared

0.00

None

78.39K

APPLE INC COM

SOLE

Stock

Shares53.68K

TypeSH

Market value$10.41M

2.24%

Sole

0.00

Shared

14.69K

None

38.99K

VANGUARD S&P 500 ETF

SOLE

ETF

Shares22.21K

TypeSH

Market value$9.04M

1.95%

Sole

0.00

Shared

0.00

None

22.21K

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares129.39K

TypeSH

Market value$8.73M

1.88%

Sole

0.00

Shared

0.00

None

129.39K

ISHARES CORE MSCI EMERGING MARKETS ETF

SOLE

ETF

Shares160.06K

TypeSH

Market value$7.89M

1.70%

Sole

0.00

Shared

0.00

None

160.06K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares35.54K

TypeSH

Market value$6.65M

1.43%

Sole

0.00

Shared

0.00

None

35.54K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares14.55K

TypeSH

Market value$6.45M

1.39%

Sole

0.00

Shared

0.00

None

14.55K

MICROSOFT CORP COM

SOLE

Stock

Shares17.09K

TypeSH

Market value$5.82M

1.25%

Sole

0.00

Shared

7.06K

None

10.03K

VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF

SOLE

ETF

Shares41.97K

TypeSH

Market value$4.64M

1.00%

Sole

0.00

Shared

0.00

None

41.97K

ISHARES NATIONAL MUNI BOND ETF

SOLE

ETF

Shares41.52K

TypeSH

Market value$4.43M

0.95%

Sole

0.00

Shared

0.00

None

41.52K

ISHARES SHORT-TERM NATIONAL MUNI BOND ETF

SOLE

ETF

Shares34.82K

TypeSH

Market value$3.62M

0.78%

Sole

0.00

Shared

0.00

None

34.82K

AMAZON COM INC COM

SOLE

Stock

Shares25.82K

TypeSH

Market value$3.37M

0.73%

Sole

0.00

Shared

7.92K

None

17.90K

VANGUARD MID-CAP ETF

SOLE

ETF

Shares14.09K

TypeSH

Market value$3.10M

0.67%

Sole

0.00

Shared

0.00

None

14.09K

ISHARES RUSSELL 2000 GROWTH ETF

SOLE

ETF

Shares12.03K

TypeSH

Market value$2.92M

0.63%

Sole

0.00

Shared

0.00

None

12.03K

ISHARES CORE U.S. AGGREGATE BOND ETF

SOLE

ETF

Shares28.59K

TypeSH

Market value$2.80M

0.60%

Sole

0.00

Shared

0.00

None

28.59K

ISHARES CORE S&P SMALL CAP ETF

SOLE

ETF

Shares20.37K

TypeSH

Market value$2.03M

0.44%

Sole

0.00

Shared

0.00

None

20.37K

INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY

SOLE

ETF

Shares56.76K

TypeSH

Market value$1.99M

0.43%

Sole

0.00

Shared

0.00

None

56.76K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	214.07K	SH	$58.91M 12.69%	0.00	214.07K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	342.45K	SH	$54.05M 11.64%	0.00	342.45K
SPDR PORTFOLIO S&P 500 VALUE ETFSOLE	ETF	1.05M	SH	$45.55M 9.81%	0.00	1.05M
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	ETF	567.04K	SH	$34.60M 7.45%	0.00	567.04K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	ETF	590.87K	SH	$27.29M 5.88%	0.00	590.87K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	ETF	453.48K	SH	$18.45M 3.97%	0.00	453.48K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	243.83K	SH	$17.18M 3.70%	0.00	243.82K
ISHARES MSCI EAFE ETFSOLE	ETF	214.29K	SH	$15.54M 3.35%	0.00	214.29K
ISHARES S&P 500 VALUE ETFSOLE	ETF	78.39K	SH	$12.64M 2.72%	0.00	78.39K
APPLE INC COMSOLE	Stock	53.68K	SH	$10.41M 2.24%	14.69K	38.99K
VANGUARD S&P 500 ETFSOLE	ETF	22.21K	SH	$9.04M 1.95%	0.00	22.21K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	129.39K	SH	$8.73M 1.88%	0.00	129.39K
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE	ETF	160.06K	SH	$7.89M 1.70%	0.00	160.06K
ISHARES RUSSELL 2000 ETFSOLE	ETF	35.54K	SH	$6.65M 1.43%	0.00	35.54K
SPDR S&P 500 ETF TRUSTSOLE	ETF	14.55K	SH	$6.45M 1.39%	0.00	14.55K
MICROSOFT CORP COMSOLE	Stock	17.09K	SH	$5.82M 1.25%	7.06K	10.03K
VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETFSOLE	ETF	41.97K	SH	$4.64M 1.00%	0.00	41.97K
ISHARES NATIONAL MUNI BOND ETFSOLE	ETF	41.52K	SH	$4.43M 0.95%	0.00	41.52K
ISHARES SHORT-TERM NATIONAL MUNI BOND ETFSOLE	ETF	34.82K	SH	$3.62M 0.78%	0.00	34.82K
AMAZON COM INC COMSOLE	Stock	25.82K	SH	$3.37M 0.73%	7.92K	17.90K
VANGUARD MID-CAP ETFSOLE	ETF	14.09K	SH	$3.10M 0.67%	0.00	14.09K
ISHARES RUSSELL 2000 GROWTH ETFSOLE	ETF	12.03K	SH	$2.92M 0.63%	0.00	12.03K
ISHARES CORE U.S. AGGREGATE BOND ETFSOLE	ETF	28.59K	SH	$2.80M 0.60%	0.00	28.59K
ISHARES CORE S&P SMALL CAP ETFSOLE	ETF	20.37K	SH	$2.03M 0.44%	0.00	20.37K
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARYSOLE	ETF	56.76K	SH	$1.99M 0.43%	0.00	56.76K

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