ALALA JOSEPH B III (See Remarks) exercised options at LOGAN RIDGE FINANCE CORP.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/5/2018ACC: 0001144204-18-032762
DirectorOfficer· See Remarks
Since Jun 2019
-475.48K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
80.20K acquired · 555.68K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+80.20K
Price / share
—
Trade value
—
% of position
17.6%
6/1/2018
454.43K→534.64K
Common Stock
Indirect
Shares
−237.74K
Price / share
—
Trade value
—
% of position
New position
6/1/2018
237.74K→0.00
Total
Net shares
−157.54K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/1/2018 | M · Option Exercise | +80.20K | — | — | 17.6% | 454.43K | 534.64K |
| Common Stock Indirect | 6/1/2018 | M · Option Exercise | −237.74K | — | — | New position | 237.74K | 0.00 |
| Total | −157.54K | $0.00 | ||||||
Derivative Transactions2
Awards
Indirect
Converts to
Common Stock, par value $0.01 per share
237.74K shares
Shares
−237.74K
Strike price
Held after
0.00
Exercisable
—
6/1/2018
Awards
Indirect
Converts to
Common Stock, par value $0.01 per share
80.20K shares
Shares
−80.20K
Strike price
Held after
0.00
Exercisable
—
6/1/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Awards Indirect | Common Stock, par value $0.01 per share237.74K shares | 6/1/2018 | M · Option Exercise | −237.74K | — | 0.00 | |
| Awards Indirect | Common Stock, par value $0.01 per share80.20K shares | 6/1/2018 | M · Option Exercise | −80.20K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)6
Common Stock
DirectShares owned9.61K
Common Stock
IndirectShares owned972.00
Common Stock
IndirectShares owned360.00
Common Stock
IndirectShares owned5.56K
Common Stock
IndirectShares owned360.00
Common Stock
IndirectShares owned21.25K
Total
9.61K direct·28.50K indirect38.11K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 9.61K | Direct |
| Common Stock | 972.00 | Indirect |
| Common Stock | 360.00 | Indirect |
| Common Stock | 5.56K | Indirect |
| Common Stock | 360.00 | Indirect |
| Common Stock | 21.25K | Indirect |
| Total | 38.11K | 9.61K direct·28.50K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported