A.L. SARROFF FUND, LLC enters PETVIVO HOLDINGS, INC. with 1.58M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 8/21/2023ACC: 0001099910-23-000164
10% Owner
Since Mar 2026
1.58M
Baseline shares
85% direct
1.35M
Direct ownership
3 positions
1.17B
Derivative underlying
2 instruments
5
Security positions
230K indirect
Non-Derivative Holdings5
Common Stock
DirectShares owned169.08K
Common Stock
IndirectShares owned100K
Common Stock
DirectShares owned651.50K
Common Stock
IndirectShares owned130K
Common Stock
DirectShares owned533.33K
Total
1.35M direct·230K indirect1.58M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 169.08K | Direct |
| Common Stock | 100K | Indirect |
| Common Stock | 651.50K | Direct |
| Common Stock | 130K | Indirect |
| Common Stock | 533.33K | Direct |
| Total | 1.58M | 1.35M direct·230K indirect |
Derivative Holdings2
Warrants
DirectUnderlying security
Common Stock
Underlying shares
633.33M
Shares owned
N/A
Exercise price
2
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
533.33M
Shares owned
N/A
Exercise price
2
Expiration
—
Exercise window
—
Total
Underlying
1.17B
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock | 2 | — | — | 633.33M | N/A |
| Warrants Direct | Common Stock | 2 | — | — | 533.33M | N/A |
| Total | 1.17B | 0.00 | ||||