Filed: 2/28/2019ACC: 0001179110-19-002831
Director10% Owner
Since Feb 2019
+60K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
60K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Non-Qualified Stock Option
Direct
Converts to
Common Stock
30K shares
Shares
+30K
Strike price
3.75
Held after
30K
Exercisable
—
2/26/2019
Non-Qualified Stock Option
Direct
Converts to
Common Stock
30K shares
Shares
+30K
Strike price
3.75
Held after
30K
Exercisable
—
2/26/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option Direct | Common Stock30K shares | 2/26/2019 | A · Award | +30K | 3.75 | — | 30K |
| Non-Qualified Stock Option Direct | Common Stock30K shares | 2/26/2019 | A · Award | +30K | 3.75 | — | 30K |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned1.60M
Common Stock
DirectShares owned1.18M
Common Stock
IndirectShares owned1.60M
Common Stock
DirectShares owned1.18M
Total
2.36M direct·3.20M indirect5.55M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.60M | Indirect |
| Common Stock | 1.18M | Direct |
| Common Stock | 1.60M | Indirect |
| Common Stock | 1.18M | Direct |
| Total | 5.55M | 2.36M direct·3.20M indirect |
Derivative Holdings (Post-Transaction)2
Non-Qualified Stock Option
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
13.72
Expiration
—
Exercise window
—
Non-Qualified Stock Option
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
10K
Exercise price
13.72
Expiration
—
Exercise window
—
Total
Underlying
20K
Owned
20K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-Qualified Stock Option Direct | Common Stock | 13.72 | — | — | 10K | 10K |
| Non-Qualified Stock Option Direct | Common Stock | 13.72 | — | — | 10K | 10K |
| Total | 20K | 20K | ||||