AKHANOV DMITRY exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/6/2019ACC: 0001209191-19-035351
+24.91K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
31.84K acquired · 6.93K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+6.93K
Price / share
—
Trade value
—
% of position
40.1%
6/5/2019
17.30K→24.24K
Total
Net shares
+6.93K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/5/2019 | M · Option Exercise | +6.93K | — | — | 40.1% | 17.30K | 24.24K |
| Total | +6.93K | $0.00 | ||||||
Derivative Transactions3
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
14.06K shares
Shares
+14.06K
Strike price
4.33
Held after
14.06K
Exercisable
—
6/4/2019
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
10.85K shares
Shares
+10.85K
Strike price
0.00
Held after
10.85K
Exercisable
—
6/4/2019
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
6.93K shares
Shares
−6.93K
Strike price
0.00
Held after
0.00
Exercisable
—
6/5/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Direct | Common Stock14.06K shares | 6/4/2019 | A · Award | +14.06K | 4.33 | — | 14.06K |
| Restricted Stock Units (right to acquire) Direct | Common Stock10.85K shares | 6/4/2019 | A · Award | +10.85K | 0.00 | — | 10.85K |
| Restricted Stock Units (right to acquire) Direct | Common Stock6.93K shares | 6/5/2019 | M · Option Exercise | −6.93K | 0.00 | — | 0.00 |