AJJARAPU SURENDRA K (Chief Executive Officer) received a stock award from OCEAN BIOMEDICAL, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

AJJARAPU SURENDRA K

Filed: 2/16/2023ACC: 0001493152-23-005358

InsiderAJJARAPU SURENDRA KCIK 1368298

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IssuerOCEAN BIOMEDICAL, INC.CIK 1869974

DirectorOfficer10% Owner· Chief Executive Officer

Since Sep 2021

+4.44M

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

14.05M acquired · 9.62M disposed

Non-Derivative Transactions4

Class A Common Stock, par value $0.0001

Indirect

A · Award

+1.36M

Price / share

—

Trade value

—

% of position

New position

2/14/2023

0.00→1.36M

Class A Common Stock, par value $0.0001

Indirect

C · Conversion

+2.63M

Price / share

—

Trade value

—

% of position

192.3%

2/14/2023

1.36M→3.99M

Class A Common Stock, par value $0.0001

Indirect

J · J

−3.99M

Price / share

—

Trade value

—

% of position

New position

2/14/2023

3.99M→0.00

Common Stock, par value $0.0001

Indirect

J · J

+3.99M

Price / share

—

Trade value

—

% of position

New position

2/14/2023

0.00→3.99M

Total

Net shares

+3.99M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, par value $0.0001 Indirect	2/14/2023	A · Award	+1.36M	—	—	New position	0.00	1.36M
Class A Common Stock, par value $0.0001 Indirect	2/14/2023	C · Conversion	+2.63M	—	—	192.3%	1.36M	3.99M
Class A Common Stock, par value $0.0001 Indirect	2/14/2023	J · J	−3.99M	—	—	New position	3.99M	0.00
Common Stock, par value $0.0001 Indirect	2/14/2023	J · J	+3.99M	—	—	New position	0.00	3.99M
Total			+3.99M		$0.00

Derivative Transactions5

Class B Common Stock, par value $0.0001

Indirect

C · Conversion

Converts to

Class A Common Stock

2.63M shares

−2.63M

Strike price

Held after

0.00

Exercisable

—

2/14/2023

Earnout Rights

Indirect

J · J

Converts to

Class A Common Stock

3M shares

+3M

Strike price

Held after

Exercisable

—

2/14/2023

Earnout Rights

Indirect

J · J

Converts to

Class A Common Stock

3M shares

−3M

Strike price

Held after

0.00

Exercisable

—

2/14/2023

Earnout Rights

Indirect

J · J

Converts to

Common Stock

3M shares

+3M

Strike price

Held after

Exercisable

—

2/14/2023

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

75K shares

+75K

Strike price

Held after

75K

Exercisable

—

2/15/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class B Common Stock, par value $0.0001 Indirect	Class A Common Stock2.63M shares	2/14/2023	C · Conversion	−2.63M		—	0.00
Earnout Rights Indirect	Class A Common Stock3M shares	2/14/2023	J · J	+3M		—	3M
Earnout Rights Indirect	Class A Common Stock3M shares	2/14/2023	J · J	−3M		—	0.00
Earnout Rights Indirect	Common Stock3M shares	2/14/2023	J · J	+3M		—	3M
Stock Option (right to buy) Direct	Common Stock75K shares	2/15/2023	A · Award	+75K	10	—	75K