AJ ADVISORS, LLC

Filed: 4/21/2023ACC: 0001085146-23-001812

📋 What this filing means

AJ ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $136.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$136.20M

Total AUM (reported)

1.28M

Total Shares

Allocation by class

S&P 500 ETF SHS$29.58M21.7%

INTL DIV GRWTH$15.31M11.2%

UNIT SER 1$11.87M8.7%

MID CAP ETF$11.66M8.6%

CORE US AGGBD ET$10.93M8.0%

0-5 YR TIPS ETF$10.66M7.8%

SMALL CP ETF$10.60M7.8%

Portfolio Concentration

Top 3$56.76M41.7%

4–10$62.53M45.9%

11–25$14.14M10.4%

Rest$2.78M2.0%

Top 3 weight

41.7%

Top 10 weight

87.6%

Voting Authority Distribution

Total shares with voting rights: 1.28M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.28M

% of voting shares100.0%

Investment Discretion (by position count)

Sole36

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings36

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares78.65K

TypeSH

Market value$29.58M

21.71%

Sole

0.00

Shared

0.00

None

78.65K

ISHARES TR

SOLE

INTL DIV GRWTH

Shares252.64K

TypeSH

Market value$15.31M

11.24%

Sole

0.00

Shared

0.00

None

252.64K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares36.98K

TypeSH

Market value$11.87M

8.71%

Sole

0.00

Shared

0.00

None

36.98K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares55.29K

TypeSH

Market value$11.66M

8.56%

Sole

0.00

Shared

0.00

None

55.29K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares109.71K

TypeSH

Market value$10.93M

8.03%

Sole

0.00

Shared

0.00

None

109.71K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares107.47K

TypeSH

Market value$10.66M

7.83%

Sole

0.00

Shared

0.00

None

107.47K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares55.90K

TypeSH

Market value$10.60M

7.78%

Sole

0.00

Shared

0.00

None

55.90K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares68.24K

TypeSH

Market value$9.42M

6.92%

Sole

0.00

Shared

0.00

None

68.24K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares129.42K

TypeSH

Market value$5.81M

4.26%

Sole

0.00

Shared

0.00

None

129.42K

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares57.52K

TypeSH

Market value$3.45M

2.53%

Sole

0.00

Shared

0.00

None

57.52K

FIRST TR EXCH TRADED FD III

SOLE

MUNI HI INCM ETF

Shares72.45K

TypeSH

Market value$3.40M

2.49%

Sole

0.00

Shared

0.00

None

72.45K

PRINCIPAL EXCHANGE TRADED FD

SOLE

ACTIVE HIGH YL

Shares130.90K

TypeSH

Market value$2.40M

1.76%

Sole

0.00

Shared

0.00

None

130.90K

APPLE INC

SOLE

COM

Shares10.75K

TypeSH

Market value$1.77M

1.30%

Sole

0.00

Shared

0.00

None

10.75K

COCA COLA CO

SOLE

COM

Shares20.86K

TypeSH

Market value$1.29M

0.95%

Sole

0.00

Shared

0.00

None

20.86K

MICROSOFT CORP

SOLE

COM

Shares2.42K

TypeSH

Market value$697.3K

0.51%

Sole

0.00

Shared

0.00

None

2.42K

HCA HEALTHCARE INC

SOLE

COM

Shares2.57K

TypeSH

Market value$676.6K

0.50%

Sole

0.00

Shared

0.00

None

2.57K

AMAZON COM INC

SOLE

COM

Shares5.68K

TypeSH

Market value$586.7K

0.43%

Sole

0.00

Shared

0.00

None

5.68K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares10.92K

TypeSH

Market value$525.6K

0.39%

Sole

0.00

Shared

0.00

None

10.92K

RAYTHEON TECHNOLOGIES CORP

SOLE

COM

Shares4.99K

TypeSH

Market value$488.6K

0.36%

Sole

0.00

Shared

0.00

None

4.99K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares1.18K

TypeSH

Market value$481.3K

0.35%

Sole

0.00

Shared

0.00

None

1.18K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares14.85K

TypeSH

Market value$440.1K

0.32%

Sole

0.00

Shared

0.00

None

14.85K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares1.27K

TypeSH

Market value$392.4K

0.29%

Sole

0.00

Shared

0.00

None

1.27K

ALPHABET INC

SOLE

CAP STK CL A

Shares3.46K

TypeSH

Market value$358.4K

0.26%

Sole

0.00

Shared

0.00

None

3.46K

EXXON MOBIL CORP

SOLE

COM

Shares2.89K

TypeSH

Market value$316.5K

0.23%

Sole

0.00

Shared

0.00

None

2.89K

GENERAL ELECTRIC CO

SOLE

COM NEW

Shares3.26K

TypeSH

Market value$311.8K

0.23%

Sole

0.00

Shared

0.00

None

3.26K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	78.65K	SH	$29.58M 21.71%	78.65K
ISHARES TRSOLE	INTL DIV GRWTH	252.64K	SH	$15.31M 11.24%	252.64K
INVESCO QQQ TRSOLE	UNIT SER 1	36.98K	SH	$11.87M 8.71%	36.98K
VANGUARD INDEX FDSSOLE	MID CAP ETF	55.29K	SH	$11.66M 8.56%	55.29K
ISHARES TRSOLE	CORE US AGGBD ET	109.71K	SH	$10.93M 8.03%	109.71K
ISHARES TRSOLE	0-5 YR TIPS ETF	107.47K	SH	$10.66M 7.83%	107.47K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	55.90K	SH	$10.60M 7.78%	55.90K
VANGUARD INDEX FDSSOLE	VALUE ETF	68.24K	SH	$9.42M 6.92%	68.24K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	129.42K	SH	$5.81M 4.26%	129.42K
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	57.52K	SH	$3.45M 2.53%	57.52K
FIRST TR EXCH TRADED FD IIISOLE	MUNI HI INCM ETF	72.45K	SH	$3.40M 2.49%	72.45K
PRINCIPAL EXCHANGE TRADED FDSOLE	ACTIVE HIGH YL	130.90K	SH	$2.40M 1.76%	130.90K
APPLE INCSOLE	COM	10.75K	SH	$1.77M 1.30%	10.75K
COCA COLA COSOLE	COM	20.86K	SH	$1.29M 0.95%	20.86K
MICROSOFT CORPSOLE	COM	2.42K	SH	$697.3K 0.51%	2.42K
HCA HEALTHCARE INCSOLE	COM	2.57K	SH	$676.6K 0.50%	2.57K
AMAZON COM INCSOLE	COM	5.68K	SH	$586.7K 0.43%	5.68K
SPDR SER TRSOLE	PORTFOLIO S&P500	10.92K	SH	$525.6K 0.39%	10.92K
RAYTHEON TECHNOLOGIES CORPSOLE	COM	4.99K	SH	$488.6K 0.36%	4.99K
SPDR S&P 500 ETF TRSOLE	TR UNIT	1.18K	SH	$481.3K 0.35%	1.18K
SPDR SER TRSOLE	PORTFOLIO SHORT	14.85K	SH	$440.1K 0.32%	14.85K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	1.27K	SH	$392.4K 0.29%	1.27K
ALPHABET INCSOLE	CAP STK CL A	3.46K	SH	$358.4K 0.26%	3.46K
EXXON MOBIL CORPSOLE	COM	2.89K	SH	$316.5K 0.23%	2.89K
GENERAL ELECTRIC COSOLE	COM NEW	3.26K	SH	$311.8K 0.23%	3.26K

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